Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | SVP Banking Services | November 13, 2020 | November 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date November 13, 2020 · Filed November 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,547 |
Ending reported balance
After 2020-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-13 · Tax withholding · Disposed 170 · Balance 28,676 Row 2 · 2020-11-16 · Tax withholding · Disposed 129 · Balance 28,547 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2025-11-03 | Direct | 8,261 |
Reported balance
Holding disclosure · report date 2020-11-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 8,261 F1: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2024-12-02 | Direct | 5,702 |
Reported balance
Holding disclosure · report date 2020-11-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,702 F2: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.59 · Expires 2026-11-16 | Direct | 4,157 |
Reported balance
Holding disclosure · report date 2020-11-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,157 F3: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F2: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F3: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 17, 2020 15:45 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 129 | $17.99 | $2,320.71 |
DisclosureSEC source: 0001593968-20-002202 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,547 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 15:45 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 170 | $17.12 | $2,910.40 |
DisclosureSEC source: 0001593968-20-002202 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,676 Read SEC document |
| November 08, 2020 Filed Nov 9, 2020 20:32 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 226 | $14.61 | $3,301.86 |
DisclosureSEC source: 0001593968-20-002168 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,846 Read SEC document |
| November 07, 2020 Filed Nov 9, 2020 20:32 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 225 | $14.61 | $3,287.25 |
DisclosureSEC source: 0001593968-20-002168 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,072 Read SEC document |
| November 16, 2019 Filed Nov 18, 2019 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 129 | $28.05 | $3,618.45 |
DisclosureSEC source: 0001593968-19-002155 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,297 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 18:52 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 3,063 | $27.80 | $85,136.09 |
DisclosureSEC source: 0001593968-19-002102 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,426 Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:36 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.00 Strike: $18.00 | $180,000.00 |
DisclosureSEC source: 0001593968-19-001687 · primary_01.xml · derivative · entry 3 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested on 12/31/2017. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:36 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 7,623 | $27.12 | $206,735.76 |
DisclosureSEC source: 0001593968-19-001687 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,363 Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:36 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 10,000 | $18.00 | $180,000.00 |
DisclosureSEC source: 0001593968-19-001687 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 19:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001423 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,186 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 subtracted 97 shares which were incorrectly reported as disposed in connection with the Federal tax withholding for the 11/3/2018 restricted stock vest. Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 18:00 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 97 | $27.40 | $2,657.80 |
DisclosureSEC source: 0001593968-18-001398 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,005 Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,905 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · derivative · entry 7 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,905 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 4,473 | $0.00 Strike: $16.59 | $0.00 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · derivative · entry 6 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,473 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,960 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · derivative · entry 5 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,960 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 12,338 | $34.04 | $419,962.08 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · nonDerivative · entry 4 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,102 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.78 - $34.16 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,960 | $16.00 | $63,360.00 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · nonDerivative · entry 3 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 4,473 | $16.59 | $74,207.07 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,905 | $14.75 | $57,598.75 |
DisclosureSEC source: 0001593968-18-001217 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed Jan 23, 2019 20:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000193 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,986 Read SEC document |
| March 13, 2018 Filed Mar 16, 2018 22:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 200 | $32.33 | $6,466.60 |
DisclosureSEC source: 0001593968-18-000583 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,102 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 15:26 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 121 | $31.82 | $3,850.22 |
DisclosureSEC source: 0001593968-17-001346 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,902 Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 20:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 102 | $32.74 | $3,339.48 |
DisclosureSEC source: 0001593968-17-001288 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,023 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 19:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 143 | $31.03 | $4,437.29 |
DisclosureSEC source: 0001593968-17-001232 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,125 Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 22:26 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001214 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 23:14 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 107 | $32.13 | $3,437.91 |
DisclosureSEC source: 0001593968-17-001186 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,947 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,170 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 8 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,170 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 7 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 7,500 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 6 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 2,508 | $35.14 | $88,131.12 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 5 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,054 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 7,500 | $11.75 | $88,125.00 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 4 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 10,670 | $34.99 | $373,335.83 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 3 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.85 - $35.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,170 | $18.16 | $57,567.20 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 7,500 | $15.20 | $114,000.00 |
DisclosureSEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GiftCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001324 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 103 | $33.47 | $3,447.41 |
DisclosureSEC source: 0001593968-16-001324 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,310 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 117 | $32.17 | $3,763.89 |
DisclosureSEC source: 0001593968-16-001301 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,413 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 6,500 | $0.00 Strike: $14.70 | $0.00 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · derivative · entry 4 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2018-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 2,899 | $32.97 | $95,580.03 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 3 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 6,500 | $32.97 | $214,305.00 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 98 | $32.97 | $3,231.06 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,929 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 103 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantOption (right to buy) · Derivative | 4,157 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001220 · primary_01.xml · derivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,157 Underlying: Common Stock · 4,157 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 1,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001220 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,130 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:46 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 103 | $24.98 | $2,572.94 |
DisclosureSEC source: 0001593968-16-001177 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,268 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.