Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BayCom CorpBCML · Entity 5857 | EVP, Chief Financial Officer | July 21, 2026 | July 23, 2026 |
| First Foundation Inc.FFWM · Entity 54649 | Chief Financial Officer | November 08, 2022 | November 16, 2022 |
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Chief Financial Officer | September 29, 2017 | October 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BayCom Corp
Report date July 21, 2026 · Filed July 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance UnitsSEC Table II · derivative / convertible security · Expires 2029-07-21 | Direct | 25,000 |
Reported balance
After 2026-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-21 · Grant · Acquired 25,000 · Balance 25,000 F1: Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash. |
| Common StockSEC Table I · non-derivative | Direct | 532 |
Reported balance
Holding disclosure · report date 2026-07-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 532 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
First Foundation Inc.
Report date November 08, 2022 · Filed November 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 68,493 |
Reported balance
After 2022-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-08 · Grant · Acquired 68,493 · Balance 68,493 F1: No exercise price for this type of award F2: No exercisable date for this type of award F3: Vesting dates: 11/08/2023, 11/08/2024, 11/08/2025 F4: No expiration date for this type of award |
Filing footnotes · ownership attribution and instrument terms
F1: No exercise price for this type of award
F2: No exercisable date for this type of award
F3: Vesting dates: 11/08/2023, 11/08/2024, 11/08/2025
F4: No expiration date for this type of award
Midland States Bancorp, Inc.
Report date September 29, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,109.247 |
Ending reported balance
After 2017-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-29 · Grant · Acquired 352.758 · Balance 3,106.698 F1: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Row 2 · 2017-09-29 · Grant · Acquired 2.549 · Balance 3,109.247 F2: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.59 · Expires 2026-11-16 | Direct | 5,556 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,556 F3: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.
F2: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.
F3: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEARTLAND FINANCIAL USA INC
Report date January 31, 2025 · Filed February 04, 2025
Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 1
1 source rowRow 1 · 2025-01-31 · Disposition to issuer · Disposed 4,303 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| 2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-31 · Disposition to issuer · Disposed 3,986 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock.
F3: Upon the Effective Time: each HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.
PACWEST BANCORP
Report date November 30, 2023 · Filed November 30, 2023
Section 16 reporting ended · disclosed 2023-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,525 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Tax withholding · Disposed 1,871 · Balance 41,525 F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 6,507 shares of restricted stock on November 30, 2023. F2: Reflects market closing price on November 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-11-30 · Disposition to issuer · Disposed 41,525 · Balance 0 F3: Includes restricted stock awards of 24,389 shares of Issuer's common stock (the "Issuer RSAs"). F4: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F5: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock. F6: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 6,507 shares of restricted stock on November 30, 2023.
F2: Reflects market closing price on November 30, 2023.
F3: Includes restricted stock awards of 24,389 shares of Issuer's common stock (the "Issuer RSAs").
F4: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023.
F5: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock.
F6: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Jul 23, 2026 20:13 UTC | BayCom Corp BCML · Entity 5857 | GrantPerformance Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-024315 · rdgdoc.xml · derivative · entry 2 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-07-21 F1 · derivative.exercise_price: Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash. F1 · derivative.exercise_date: Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 22:03 UTC | BayCom Corp BCML · Entity 5857 | GrantCommon Stock | 532 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-022326 · rdgdoc.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532 Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:10 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative | 3,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000054 · wk-form4_1738703413.xml · derivative · entry 2 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,986 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:10 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 4,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000054 · wk-form4_1738703413.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document |
| June 30, 2024 Filed Jul 1, 2024 16:04 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 317 | $39.42 | $12,496.14 |
DisclosureSEC source: 0000920112-24-000152 · wk-form4_1719864237.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317 F1 · shares: Reflects shares purchased through the Employee Stock Purchase Program. Read SEC document |
| June 30, 2024 Filed Aug 14, 2024 16:04 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | GrantCommon Stock | 317 | $39.42 | $12,496.14 |
DisclosureSEC source: 0000920112-24-000178 · wk-form4a_1723665854.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317 F1 · kind: On July 1, 2024, the Reporting Person filed a Form 4 which inadvertently included the incorrect transaction code due to an administrative error. This amendment is being filed solely to reflect the correct transaction code 'A' instead of transaction code 'P'. F2 · shares: Reflects shares purchased through the Employee Stock Purchase Program. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 16:04 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2024 Time-Based Restricted Stock · Derivative | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000050 · wk-form4_1710965043.xml · derivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,986 Underlying: Common Stock · 3,986 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:48 UTC | PACWEST BANCORP PACW · Entity 107839 | Disposition to issuerCommon Stock | 41,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015668 · form4-12012023_021225.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Includes restricted stock awards of 24,389 shares of Issuer's common stock (the "Issuer RSAs"). F4 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock. F6 · balance_after: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:48 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 1,871 | $7.54 | $14,107.34 |
DisclosureSEC source: 0001415889-23-015668 · form4-12012023_021225.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,525 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 6,507 shares of restricted stock on November 30, 2023. F2 · price: Reflects market closing price on November 30, 2023. Read SEC document |
| March 17, 2023 Filed Mar 29, 2023 19:58 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 12,100 | $22.50 | $272,250.00 |
DisclosureSEC source: 0001415889-23-005590 · form4-03292023_110344.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,396 Read SEC document |
| March 15, 2023 Filed Mar 29, 2023 19:58 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 400 | $22.50 | $9,000.00 |
DisclosureSEC source: 0001415889-23-005590 · form4-03292023_110344.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,296 Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 20:14 UTC | PACWEST BANCORP PACW · Entity 107839 | SaleSold Put Option (obligation to buy) · Derivative | 125 | $1.23 Strike: $22.50 | $153.75 |
DisclosureSEC source: 0001415889-23-004819 · form4-03142023_120344.xml · derivative · entry 2 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 12,500 shares Expires 2023-03-17 F1 · kind: On March 9, 2023, the Reporting Person wrote put option contracts pursuant to which the Reporting Person will be required to purchase shares of the Issuer's Common Stock at the stated strike price if the counterparty exercises the put option on or before March 17, 2023. Read SEC document |
| March 09, 2023 Filed Mar 29, 2023 19:58 UTC | PACWEST BANCORP PACW · Entity 107839 | OtherPut Option (obligation to buy) · Derivative | 121 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001415889-23-005590 · form4-03292023_110344.xml · derivative · entry 4 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,100 shares Expires 2023-03-17 Read SEC document |
| March 09, 2023 Filed Mar 29, 2023 19:58 UTC | PACWEST BANCORP PACW · Entity 107839 | OtherPut Option (obligation to buy) · Derivative | 4 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001415889-23-005590 · form4-03292023_110344.xml · derivative · entry 3 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121 Underlying: Common Stock · 400 shares Expires 2023-03-17 Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 16:16 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 11,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002279 · form4-02102023_040206.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,896 F1 · shares: On February 8, 2023, Reporting Person was granted a restricted stock award ("RSA") of 11,377 shares of Issuer's common stock. This RSA will vest ratably over a three (3) year term. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 17:18 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 19,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011853 · form4-11302022_101148.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · EVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,519 F1 · shares: On November 28, 2022, Reporting Person was granted a restricted stock award ("RSA") of 19,519 shares of Issuer's common stock. This RSA will vest ratably over a three (3) year term. Read SEC document |
| November 08, 2022 Filed Nov 16, 2022 18:29 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 68,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001603 · primary_01.xml · derivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,493 Underlying: Common Stock · 68,493 shares Expires not disclosed F1 · derivative.exercise_price: No exercise price for this type of award F2 · derivative.exercise_date: No exercisable date for this type of award F3 · derivative.exercise_date: Vesting dates: 11/08/2023, 11/08/2024, 11/08/2025 F4 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 21:49 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $22.00 Strike: $0.00 | $22,000.00 |
DisclosureSEC source: 0001593968-22-001086 · primary_01.xml · derivative · entry 3 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: No exercise price for this type of award F5 · derivative.exercise_date: No exercisable date for this type of award F6 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 21:49 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 345 | $22.00 | $7,590.00 |
DisclosureSEC source: 0001593968-22-001086 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule F3 · kind: Shares withheld to cover tax liability. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 21:49 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,000 | $22.00 | $22,000.00 |
DisclosureSEC source: 0001593968-22-001086 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · derivative · entry 5 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 Underlying: Common Stock · 723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No exercise price for this type of award F3 · price: No exercise price for this type of award F4 · derivative.exercise_date: No exercisable date for this type of award F5 · derivative.exercise_date: Vesting dates 2/23/2022, 2/23/2023 F6 · derivative.expiration_date: No Expiration date for this type of award Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 250 | $25.82 | $6,455.00 |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · nonDerivative · entry 4 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,345 F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · nonDerivative · entry 3 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule F3 · price: No exercise price for this type of award Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 1,226 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · derivative · entry 7 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454 Underlying: Common Stock · 1,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No exercise price for this type of award F3 · price: No exercise price for this type of award F4 · derivative.exercise_date: No exercisable date for this type of award F7 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 F8 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 3,680 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · derivative · entry 6 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Underlying: Common Stock · 3,680 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F3 · price: No exercise price for this type of award F4 · derivative.exercise_date: No exercisable date for this type of award F7 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 F8 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 423 | $26.36 | $11,150.28 |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872 F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000550 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · security: RSU with Executives Vesting vesting schedule F3 · price: No exercise price for this type of award Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:08 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $25.16 Strike: $0.00 | $25,160.00 |
DisclosureSEC source: 0001593968-21-001576 · primary_01.xml · derivative · entry 3 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F4 · derivative.exercise_date: No exercisable date for this type of award F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:08 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 357 | $25.16 | $8,982.12 |
DisclosureSEC source: 0001593968-21-001576 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069 F1 · security: RSU with vesting schedule F3 · kind: Shares withheld to cover tax liability. F2 · price: No exercise price for this type of award Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:08 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,000 | $25.16 | $25,160.00 |
DisclosureSEC source: 0001593968-21-001576 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:05 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 2,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000628 · primary_01.xml · derivative · entry 3 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169 Underlying: Common Stock · 2,169 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F4 · derivative.exercise_date: Vesting dates 2/23/2022, 2/23/2023 F5 · derivative.expiration_date: No Expiration date for this type of award Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:05 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 297 | $23.35 | $6,934.95 |
DisclosureSEC source: 0001593968-21-000628 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426 F1 · security: RSU with vesting schedule F3 · kind: Shares withheld to cover tax liability. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:05 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-000628 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 15:01 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRSU · Derivative | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-035196 · doc4.xml · derivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price. F1 · price: Restricted stock unit grant, no exercise price. F2 · derivative.exercise_date: Vesting Dates 06/08/2021, 06/08/2022, 06/08/2023 F2 · derivative.expiration_date: Vesting Dates 06/08/2021, 06/08/2022, 06/08/2023 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 2.549 | $31.68 | $80.75 |
DisclosureSEC source: 0001593968-17-001093 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109.247 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 352.758 | $30.17 | $10,642.71 |
DisclosureSEC source: 0001593968-17-001093 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106.698 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 13:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 0.647 | $33.52 | $21.69 |
DisclosureSEC source: 0001593968-17-000858 · primary_01.xml · nonDerivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,753.94 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 13:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 294.856 | $30.95 | $9,125.79 |
DisclosureSEC source: 0001593968-17-000858 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,753.293 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 108.437 | $32.56 | $3,530.71 |
DisclosureSEC source: 0001593968-17-000560 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458.437 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantOption (right to buy) · Derivative | 5,556 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001222 · primary_01.xml · derivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556 Underlying: Common Stock · 5,556 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001222 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.