Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Chief Risk Officer | November 08, 2022 | November 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date November 08, 2022 · Filed November 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SockSEC Table I · non-derivative | Direct | 26,497 |
Reported balance
After 2022-11-08 transaction · row 1
1 source rowRow 1 · 2022-11-08 · Tax withholding · Disposed 389 · Balance 26,497 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2025-11-03 | Direct | 6,759 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 6,759 F1: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.59 · Expires 2023-12-10 | Direct | 1,031 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,031 F2: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2024-12-02 | Direct | 2,697 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,697 F3: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.59 · Expires 2026-11-16 | Direct | 4,532 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,532 F4: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.43 · Expires 2032-10-31 | Direct | 17,231 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,231 F5: These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F2: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F3: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F4: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
F5: These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2022 Filed Nov 9, 2022 11:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 389 | $27.52 | $10,705.28 |
DisclosureSEC source: 0001593968-22-001584 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,497 Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 16:28 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 386 | $27.69 | $10,688.34 |
DisclosureSEC source: 0001593968-22-001578 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,886 Read SEC document |
| November 05, 2022 Filed Nov 8, 2022 16:28 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 378 | $27.77 | $10,497.06 |
DisclosureSEC source: 0001593968-22-001578 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,272 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 14:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 417 | $28.12 | $11,726.04 |
DisclosureSEC source: 0001593968-22-001565 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,650 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 14:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantOption (right to buy) · Derivative | 17,231 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001593968-22-001565 · primary_01.xml · derivative · entry 3 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,231 Underlying: Common Stock · 17,231 shares Expires 2032-10-31 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 14:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 3,043 | $28.43 | $86,512.49 |
DisclosureSEC source: 0001593968-22-001565 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 15:43 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 279 | $25.39 | $7,083.81 |
DisclosureSEC source: 0001593968-21-002398 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,024 Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 18:29 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 388 | $25.82 | $10,018.16 |
DisclosureSEC source: 0001593968-21-002373 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,303 Read SEC document |
| November 07, 2021 Filed Nov 8, 2021 16:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 386 | $26.05 | $10,055.30 |
DisclosureSEC source: 0001593968-21-002365 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,691 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 16:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 377 | $26.05 | $9,820.85 |
DisclosureSEC source: 0001593968-21-002365 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,077 Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 14:27 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002339 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,454 Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 10:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 141 | $17.99 | $2,536.59 |
DisclosureSEC source: 0001593968-20-002203 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,764 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 10:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 278 | $17.12 | $4,759.36 |
DisclosureSEC source: 0001593968-20-002203 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,905 Read SEC document |
| November 08, 2020 Filed Nov 9, 2020 15:33 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 389 | $14.61 | $5,683.29 |
DisclosureSEC source: 0001593968-20-002169 · primary_01.xml · nonDerivative · entry 3 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,183 Read SEC document |
| November 07, 2020 Filed Nov 9, 2020 15:33 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 386 | $14.61 | $5,639.46 |
DisclosureSEC source: 0001593968-20-002169 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,572 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 15:33 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 5,145 | $14.84 | $76,351.80 |
DisclosureSEC source: 0001593968-20-002169 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,958 Read SEC document |
| November 16, 2019 Filed Nov 18, 2019 10:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 141 | $28.05 | $3,955.05 |
DisclosureSEC source: 0001593968-19-002157 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,813 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 10:52 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 279 | $28.02 | $7,817.58 |
DisclosureSEC source: 0001593968-19-002132 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 13:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 389 | $28.04 | $10,907.56 |
DisclosureSEC source: 0001593968-19-002103 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,233 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 13:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 5,263 | $27.80 | $146,285.09 |
DisclosureSEC source: 0001593968-19-002103 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,622 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2019 Filed Nov 4, 2019 12:29 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 106 | $27.17 | $2,880.02 |
DisclosureSEC source: 0001593968-19-002056 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,359 Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:10 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 87 | $25.95 | $2,257.65 |
DisclosureSEC source: 0001593968-18-001515 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,465 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 17:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 141 | $26.05 | $3,673.05 |
DisclosureSEC source: 0001593968-18-001455 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,552 Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 17:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 279 | $26.42 | $7,371.18 |
DisclosureSEC source: 0001593968-18-001441 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 14:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 5,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001424 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972 Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 13:02 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 106 | $27.40 | $2,904.40 |
DisclosureSEC source: 0001593968-18-001399 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,673 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 10:27 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 112 | $31.82 | $3,563.84 |
DisclosureSEC source: 0001593968-17-001347 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,779 Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 15:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 96 | $32.74 | $3,143.04 |
DisclosureSEC source: 0001593968-17-001289 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,891 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 14:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 155 | $31.03 | $4,809.65 |
DisclosureSEC source: 0001593968-17-001233 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,987 Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 17:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Sock | 3,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001211 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,142 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 18:17 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 117 | $32.13 | $3,759.21 |
DisclosureSEC source: 0001593968-17-001187 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Sock | 248 | $34.98 | $8,675.04 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 8 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 13 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 09/05/2012 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,697 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 12 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Underlying: Common Stock · 2,697 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,092 | $0.00 Strike: $16.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 11 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031 Underlying: Common Stock · 3,092 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 1,594 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 10 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,594 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,253 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 9 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,759 Underlying: Common Stock · 2,253 shares Expires 2025-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Sock | 5,720 | $33.94 | $194,152.82 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 7 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,712 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 - $34.28 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Sock | 14,899 | $32.90 | $490,168.16 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 6 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,432 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 - $33.55 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Sock | 10,000 | $16.00 | $160,000.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 5 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Sock | 2,697 | $21.00 | $56,637.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 4 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Sock | 3,092 | $16.59 | $51,296.28 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 3 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Sock | 1,594 | $16.00 | $25,504.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Sock | 2,253 | $23.00 | $51,819.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:25 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 42 | $33.47 | $1,405.74 |
DisclosureSEC source: 0001593968-16-001312 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,695 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 16:16 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 107 | $32.17 | $3,442.19 |
DisclosureSEC source: 0001593968-16-001304 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Sock | 93 | $32.97 | $3,066.21 |
DisclosureSEC source: 0001593968-16-001270 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 112 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 11:16 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantOption (right to buy) · Derivative | 4,532 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001225 · primary_01.xml · derivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,532 Underlying: Common Stock · 4,532 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 11:16 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 1,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001225 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,049 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 112 | $24.98 | $2,797.76 |
DisclosureSEC source: 0001593968-16-001179 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.