Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Director | March 29, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date March 29, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 23,315.034 |
Reported balance
After 2018-03-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-29 · Grant · Acquired 237.6426 · Balance 23,315.034 F2: No exercise price for this type of award F3: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. |
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 23,374.4446 |
Reported balance
After 2018-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-29 · Grant · Acquired 59.4106 · Balance 23,374.4446 F2: No exercise price for this type of award F5: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. |
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 23,535.3136 |
Reported balance
After 2018-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-29 · Grant · Acquired 160.869 · Balance 23,535.3136 F2: No exercise price for this type of award F6: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. |
| Common StockSEC Table I · non-derivative | IndirectThomas D. Shaw A&R Trust | 11,658 |
Reported balance
Holding disclosure · report date 2018-03-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,658 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose |
| Common StockSEC Table I · non-derivative | IndirectTamsin J Shaw IRA | 1,525 |
Reported balance
Holding disclosure · report date 2018-03-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,525 |
| Common StockSEC Table I · non-derivative | IndirectThomas D Shaw IRA | 2,900 |
Reported balance
Holding disclosure · report date 2018-03-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,900 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F2: No exercise price for this type of award
F3: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.
F4: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.
F5: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.
F6: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2018 Filed Apr 3, 2018 18:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 160.869 | $31.56 | $5,077.03 |
DisclosureSEC source: 0001593968-18-000643 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,535.3136 Underlying: Common Stock · 160.869 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 18:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 59.4106 | $31.56 | $1,875.00 |
DisclosureSEC source: 0001593968-18-000643 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,374.4446 Underlying: Common Stock · 59.4106 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 18:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 237.6426 | $31.56 | $7,500.00 |
DisclosureSEC source: 0001593968-18-000643 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,315.034 Underlying: Common Stock · 237.3426 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 139.466 | $32.48 | $4,529.86 |
DisclosureSEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,077.3914 Underlying: Common Stock · 139.466 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 57.7278 | $32.48 | $1,875.00 |
DisclosureSEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,937.9254 Underlying: Common Stock · 57.7278 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 230.9113 | $32.48 | $7,500.00 |
DisclosureSEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,880.1976 Underlying: Common Stock · 230.9113 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 11:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 140.2344 | $31.68 | $4,442.63 |
DisclosureSEC source: 0001593968-17-001092 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,649.2863 Underlying: Common Stock · 140.2344 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 11:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 59.1856 | $31.68 | $1,875.00 |
DisclosureSEC source: 0001593968-17-001092 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,509.0519 Underlying: Common Stock · 59.1856 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 11:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 236.7424 | $31.68 | $7,500.00 |
DisclosureSEC source: 0001593968-17-001092 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,449.8663 Underlying: Common Stock · 236.7424 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 10:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 156.6229 | $33.52 | $5,250.00 |
DisclosureSEC source: 0001593968-17-000862 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,213.1239 Underlying: Common Stock · 156.6229 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 10:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 626.4916 | $33.52 | $21,000.00 |
DisclosureSEC source: 0001593968-17-000862 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,056.501 Underlying: Common Stock · 626.4916 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 23, 2017 Filed Jul 5, 2017 10:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 127.1056 | $33.52 | $4,260.58 |
DisclosureSEC source: 0001593968-17-000862 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,430.0094 Underlying: Common Stock · 127.1056 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 11:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 120.2578 | $34.39 | $4,135.67 |
DisclosureSEC source: 0001593968-17-000555 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,302.9038 Underlying: Common Stock · 120.2575 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 11:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 100.8651 | $34.39 | $3,468.75 |
DisclosureSEC source: 0001593968-17-000555 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,182.646 Underlying: Common Stock · 100.8651 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 11:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 403.4603 | $34.39 | $13,875.00 |
DisclosureSEC source: 0001593968-17-000555 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,081.7809 Underlying: Common Stock · 403.4603 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 15:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 92.5869 | $36.18 | $3,349.79 |
DisclosureSEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 6 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,678.3206 Underlying: Common Stock · 92.5869 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 7.4079 shares that were overstated in last Form 4 filed for the reporting person. F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 15:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 95.8748 | $36.18 | $3,468.75 |
DisclosureSEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,585.7337 Underlying: Common Stock · 95.8748 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 15:13 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 383.4992 | $36.18 | $13,875.00 |
DisclosureSEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,489.8589 Underlying: Common Stock · 383.4992 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 2,900 | $33.44 | $96,976.00 |
DisclosureSEC source: 0001593968-16-001317 · primary_01.xml · nonDerivative · entry 2 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Thomas D Shaw IRA Disclosed balance after: 2,900 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 1,525 | $33.44 | $50,996.00 |
DisclosureSEC source: 0001593968-16-001317 · primary_01.xml · nonDerivative · entry 1 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Tamsin J Shaw IRA Disclosed balance after: 1,525 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 3,040 | $32.86 | $99,888.32 |
DisclosureSEC source: 0001593968-16-001271 · primary_01.xml · nonDerivative · entry 1 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Thomas D. Shaw A&R Trust Disclosed balance after: 11,658 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.85 - $32.86 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Prior Section 16 reports for the reporting person incorrectly included indirect holdings under two separate trusts. In fact, these two previously identified trusts are the same trust. The full name of the trust is the Thomas D. Shaw Trust, originally dated 10/27/72, as amended and restated 3/25/14. All shares of the issuer held by this trust are correctly represented on this Form 4. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 144.3442 | $25.34 | $3,657.68 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,106.3597 Underlying: Common Stock · 144.3442 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 136.8883 | $25.34 | $3,468.75 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962.0155 Underlying: Common Stock · 136.8883 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 547.5533 | $25.34 | $13,875.00 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 3 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,825.1272 Underlying: Common Stock · 547.5533 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.