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Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 9

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 100 $26.59 $2,659.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 5

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 28, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 1,900 $26.13 $49,645.29
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,032

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.55 -$26.49 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 28, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 27, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 8

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $26.19 $52,389.20
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.08 -$26.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 27, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 26, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 9

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 26, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.84 $51,684.40
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 6

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.735 -$26.25 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 26, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 5

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 23, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 8

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.36 $50,719.60
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 -$25.57 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 23, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 21, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 7

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.48 $50,967.20
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 -$25.88 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 21, 2018 Filed Nov 26, 2018 16:55 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 20, 2018 Filed Nov 20, 2018 18:32 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001468 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 18:32 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.43 $50,862.40
Disclosure

SEC source: 0001593968-18-001468 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 -$25.71 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 20, 2018 Filed Nov 20, 2018 18:32 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001468 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:35 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 139 $26.05 $3,620.95
Disclosure

SEC source: 0001593968-18-001452 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,115.0168

Read SEC document
November 16, 2018 Filed Nov 16, 2018 17:48 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 141 $26.05 $3,673.05
Disclosure

SEC source: 0001593968-18-001455 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,552

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:39 UTC Tax withholdingCommon Stock 166 $26.05 $4,324.30
Disclosure

SEC source: 0001593968-18-001454 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,035.426

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:49 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 168 $26.05 $4,376.40
Disclosure

SEC source: 0001593968-18-001456 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,004

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:36 UTC Tax withholdingCommon Stock 260 $26.05 $6,773.00
Disclosure

SEC source: 0001593968-18-001453 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,652.867

Read SEC document
November 13, 2018 Filed Nov 13, 2018 17:49 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 279 $26.42 $7,371.18
Disclosure

SEC source: 0001593968-18-001441 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,693

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:47 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 332 $26.42 $8,771.44
Disclosure

SEC source: 0001593968-18-001440 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:43 UTC Tax withholdingCommon Stock 517 $26.42 $13,659.14
Disclosure

SEC source: 0001593968-18-001438 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,912.867

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:44 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 214 $26.42 $5,653.88
Disclosure

SEC source: 0001593968-18-001439 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,254.0168

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:42 UTC Tax withholdingCommon Stock 364 $26.42 $9,616.88
Disclosure

SEC source: 0001593968-18-001437 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,201.426

F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 included 643 shares which were incorrectly reported as acquired in connection with the 11/8/2018 restricted stock grant.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 14:05 UTC
Stewart James RandallChief Risk Officer
GrantCommon Sock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001424 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Read SEC document
November 08, 2018 Filed Nov 9, 2018 19:08 UTC
Tucker Douglas J.SVP Corporate Counsel
GrantCommon Stock 5,787 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001425 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,504

Read SEC document
November 08, 2018 Filed Nov 9, 2018 19:04 UTC
Schaubert Sharon A.SVP Banking Services
GrantCommon Stock 3,181 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001423 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,186

F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 subtracted 97 shares which were incorrectly reported as disposed in connection with the Federal tax withholding for the 11/3/2018 restricted stock vest.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 19:01 UTC GrantCommon Stock 11,469 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001421 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,429.867

Read SEC document
November 08, 2018 Filed Nov 9, 2018 19:03 UTC GrantCommon Stock 7,716 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001422 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,208.426

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:58 UTC
Erickson Stephen A.Chief Financial Officer
GrantCommon Stock 4,860 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001420 · primary_01.xml · nonDerivative · entry 1

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,838.733

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:57 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001419 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,468.0168

Read SEC document
November 03, 2018 Filed Nov 5, 2018 13:02 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 106 $27.40 $2,904.40
Disclosure

SEC source: 0001593968-18-001399 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673

Read SEC document
November 03, 2018 Filed Nov 5, 2018 17:59 UTC Tax withholdingCommon Stock 126 $27.40 $3,452.40
Disclosure

SEC source: 0001593968-18-001397 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,492.426

Read SEC document
November 03, 2018 Filed Nov 5, 2018 18:03 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 136 $27.40 $3,726.40
Disclosure

SEC source: 0001593968-18-001400 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,717

Read SEC document
November 03, 2018 Filed Nov 5, 2018 17:57 UTC Tax withholdingCommon Stock 197 $27.40 $5,397.80
Disclosure

SEC source: 0001593968-18-001395 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,960.867

Read SEC document
November 03, 2018 Filed Nov 5, 2018 18:00 UTC
Schaubert Sharon A.SVP Banking Services
Tax withholdingCommon Stock 97 $27.40 $2,657.80
Disclosure

SEC source: 0001593968-18-001398 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,005

Read SEC document
November 03, 2018 Filed Nov 5, 2018 17:58 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 113 $27.40 $3,096.20
Disclosure

SEC source: 0001593968-18-001396 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,543.0168

Read SEC document
November 01, 2018 Filed Nov 2, 2018 12:47 UTC GiftCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-18-001385 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,080

F1 · price: This was a bona fide gift with no payment in consideration.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
October 15, 2018 Filed Oct 15, 2018 19:02 UTC SaleCommon Stock 2,000 $29.09 $58,186.40
Disclosure

SEC source: 0001593968-18-001331 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 - $29.15 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:42 UTC SaleCommon Stock 1,000 $31.92 $31,917.50
Disclosure

SEC source: 0001593968-18-001282 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 69,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9001 - $31.9250 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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October 01, 2018 Filed Oct 2, 2018 14:42 UTC SaleCommon Stock 1,000 $31.92 $31,920.00
Disclosure

SEC source: 0001593968-18-001282 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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October 01, 2018 Filed Oct 2, 2018 14:34 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Exercise / conversionOption (right to buy) · Derivative 2,822 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001593968-18-001277 · primary_01.xml · derivative · entry 5

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,178

Underlying: Common Stock · 2,822 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 08/02/2010 date of grant.

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October 01, 2018 Filed Oct 2, 2018 14:34 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
SaleCommon Stock 2,822 $32.03 $90,394.30
Disclosure

SEC source: 0001593968-18-001277 · primary_01.xml · nonDerivative · entry 4

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,656.0168

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 - $32.155 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

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October 01, 2018 Filed Oct 2, 2018 14:34 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Exercise / conversionCommon Stock 2,822 $17.50 $49,385.00
Disclosure

SEC source: 0001593968-18-001277 · primary_01.xml · nonDerivative · entry 3

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478.0168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2018 Filed Oct 2, 2018 10:40 UTC
HOLSCHBACH LEON JDirector · CEO
GrantCommon Share Equivalent · Derivative 28.3765 $32.10 $910.89
Disclosure

SEC source: 0001593968-18-001281 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168.7737

Underlying: Common Stock · 28.3765 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.