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Funderburg R. Robert Jr

Disclosed activity across 1 company

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157855
SEC CIK
0001730249

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Midland States Bancorp, Inc.MSBI · Entity 5253DirectorMay 03, 2019May 06, 2019

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Midland States Bancorp, Inc.

Report date May 03, 2019 · Filed May 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect411,862 Reported balance After 2019-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-05-03 · Sale · Disposed 13,412 · Balance 411,862

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - $27.12 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Common StockSEC Table I · non-derivativeIndirectIrrevocable Trust(s)386,123 Reported balance Holding disclosure · report date 2019-05-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 386,123

F3: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - $27.12 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

F3: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2019 Filed May 6, 2019 12:16 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 13,412 $27.06 $362,869.71
Disclosure

SEC source: 0001593968-19-001044 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - $27.12 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
May 01, 2019 Filed May 2, 2019 08:58 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $26.67 $188,255.92
Disclosure

SEC source: 0001593968-19-001018 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 386,123

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.49 - $26.75 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 11:17 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $24.06 $169,785.84
Disclosure

SEC source: 0001593968-19-000920 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 407,297

F1 · kind: Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 - $24.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F3 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
April 02, 2019 Filed Apr 8, 2019 10:15 UTC Amendment Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $24.06 $169,785.84
Disclosure

SEC source: 0001593968-19-000940 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 407,297

F1 · kind: Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 - $24.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F3 · acquired: Previously incorrectly reported as an acquisition.

F4 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 16:04 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 6,080 $25.07 $152,417.70
Disclosure

SEC source: 0001593968-19-000777 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 - $25.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:04 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 10,000 $24.94 $249,368.00
Disclosure

SEC source: 0001593968-19-000777 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,080

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.92 - $24.96 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 13:26 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $25.60 $180,712.33
Disclosure

SEC source: 0001593968-19-000656 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 400,239

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.5500 - $25.6600 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F4 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 13:26 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 10,000 $25.60 $255,980.00
Disclosure

SEC source: 0001593968-19-000656 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,080

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.5500 - $25.6900 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 26, 2019 Filed Apr 15, 2019 09:59 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Stock 274 $25.56 $7,003.44
Disclosure

SEC source: 0001593968-19-000957 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,274

F1 · shares: Reflects shares granted as part of 2018-2019 Director compensation.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:06 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 4,837 $24.50 $118,507.47
Disclosure

SEC source: 0001593968-19-000440 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,080

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 - $24.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 10:43 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 3,696 $24.32 $89,895.22
Disclosure

SEC source: 0001593968-19-000404 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,917

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.31 - $24.35 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 10:43 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 2,967 $24.43 $72,478.77
Disclosure

SEC source: 0001593968-19-000404 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,613

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.42 - $24.47 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 11:32 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 6,000 $24.55 $147,300.00
Disclosure

SEC source: 0001593968-19-000370 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,580

F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 11:14 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 12,500 $24.28 $303,523.75
Disclosure

SEC source: 0001593968-19-000333 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,580

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.24 - $24.4850 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 11:59 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $24.06 $169,838.07
Disclosure

SEC source: 0001593968-19-000318 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 407,297

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 - $24.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
January 16, 2019 Filed Jan 16, 2019 15:52 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,211 $23.45 $169,097.95
Disclosure

SEC source: 0001593968-19-000153 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,080

F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 13:40 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 261 $23.30 $6,082.29
Disclosure

SEC source: 0001593968-19-000151 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,291

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 - $23.31 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 15:45 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 15,000 $23.09 $346,327.50
Disclosure

SEC source: 0001593968-19-000127 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,552

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 - $23.35 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:25 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,058 $22.63 $159,726.07
Disclosure

SEC source: 0001593968-19-000071 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 414,355

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 - $22.71 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F3 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:25 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 7,528 $22.60 $170,132.80
Disclosure

SEC source: 0001593968-19-000071 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,552

F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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November 01, 2018 Filed Nov 2, 2018 12:47 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GiftCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-18-001385 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,080

F1 · price: This was a bona fide gift with no payment in consideration.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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June 04, 2018 Filed Jun 5, 2018 08:25 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 84,800 $32.61 $2,765,472.16
Disclosure

SEC source: 0001593968-18-000854 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 421,413

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.60 - $32.76 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 2 to this form.

F3 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Alpine Bank & Trust Co. acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Alpine Bank & Trust Co. serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

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June 04, 2018 Filed Jun 5, 2018 08:25 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 792 $32.60 $25,819.20
Disclosure

SEC source: 0001593968-18-000854 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,080

F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 17, 2018 Filed May 18, 2018 11:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 13,742 $31.96 $439,257.53
Disclosure

SEC source: 0001593968-18-000781 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,872

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $32.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 3 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 16, 2018 Filed May 18, 2018 11:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 30,009 $31.94 $958,583.49
Disclosure

SEC source: 0001593968-18-000781 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,614

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $31.9747 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 14, 2018 Filed May 14, 2018 16:58 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 8,100 $31.87 $258,118.65
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 3

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,623

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 - $32.00 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 4 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 11, 2018 Filed May 14, 2018 16:58 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 10,391 $31.99 $332,362.37
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,723

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $32.13 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 3 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 10, 2018 Filed May 14, 2018 16:58 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 SaleCommon Stock 40,923 $32.05 $1,311,463.47
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,114

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.93 - $32.42 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.