Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORP /MI/IBCP · Entity 5179 | Executive Vice President & CFO | June 23, 2020 | June 25, 2020 |
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Chief Financial Officer | August 02, 2019 | August 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP /MI/
Report date June 23, 2020 · Filed June 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-23 transaction · row 1
1 source rowRow 1 · 2020-06-23 · Disposition to issuer · Disposed 10,602 · Balance 0 |
| Performance RightSEC Table II · derivative / convertible security · Expires 2023-01-21 | Direct | 0 |
Reported balance
After 2020-06-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-23 · Disposition to issuer · Disposed 2,602 · Balance 0 F1: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.
Midland States Bancorp, Inc.
Report date August 02, 2019 · Filed August 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,128.369 |
Ending reported balance
After 2019-08-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-08-02 · Exercise / conversion · Acquired 3,500 · Balance 14,628.369 Row 2 · 2019-08-02 · Sale · Disposed 3,500 · Balance 11,128.369 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2022-05-08 | Direct | 12,500 |
Reported balance
After 2019-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-08-02 · Exercise / conversion · Disposed 3,500 · Balance 12,500 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2022-12-13 | Direct | 2,438 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,438 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2025-11-03 | Direct | 5,045 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,045 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.59 · Expires 2023-12-10 | Direct | 4,822 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,822 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.59 · Expires 2026-11-16 | Direct | 2,289 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,289 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2024-12-02 | Direct | 3,909 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,909 F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2020 Filed Jun 25, 2020 21:36 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Disposition to issuerPerformance Right · Derivative | 2,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-20-000045 · primary_doc.xml · derivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,602 shares Expires 2023-01-21 F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:36 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Disposition to issuerCommon Stock | 10,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-20-000045 · primary_doc.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 17:14 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantPerformance Right · Derivative | 2,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-20-000011 · primary_doc.xml · derivative · entry 2 Erickson Stephen A. · CIK 0001732696 · EVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 Underlying: Common Stock · Not disclosed shares Expires 2023-01-21 F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 17:14 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantCommon Stock | 2,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-20-000011 · primary_doc.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · EVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,602 Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 19:16 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-19-000033 · primary_doc.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · EVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 14:01 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,500 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001699 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 3,500 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 14:01 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 3,500 | $26.01 | $91,022.05 |
DisclosureSEC source: 0001593968-19-001699 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,128.369 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 14:01 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,500 | $16.00 | $56,000.00 |
DisclosureSEC source: 0001593968-19-001699 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,628.369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 20:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 13.217 | $26.72 | $353.16 |
DisclosureSEC source: 0001593968-19-001560 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,128.369 F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 13.13 | $24.06 | $315.91 |
DisclosureSEC source: 0001593968-19-000884 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,115.152 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 149.178 | $20.11 | $2,999.97 |
DisclosureSEC source: 0001593968-19-000884 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,102.022 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,308 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 3,308 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 3,308 | $24.55 | $81,223.64 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952.844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 - $24.69 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,308 | $16.00 | $52,928.00 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,260.844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,110 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,308 Underlying: Common Stock · 2,110 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,110 | $25.25 | $53,276.45 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952.844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.07 - $25.435 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,110 | $16.00 | $33,760.00 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,062.844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 15:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 11.698 | $22.34 | $261.33 |
DisclosureSEC source: 0001593968-19-000027 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952.844 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 15:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 102.413 | $22.34 | $2,287.91 |
DisclosureSEC source: 0001593968-19-000027 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941.146 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 18:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 4,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001420 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,838.733 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 14:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 6.305 | $32.10 | $202.39 |
DisclosureSEC source: 0001593968-18-001278 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,978.733 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 14:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 262.377 | $30.83 | $8,089.08 |
DisclosureSEC source: 0001593968-18-001278 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,972.428 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 4.276 | $34.26 | $146.50 |
DisclosureSEC source: 0001593968-18-001000 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,710.051 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 249.974 | $28.40 | $7,099.26 |
DisclosureSEC source: 0001593968-18-001000 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,705.775 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| May 04, 2018 Filed May 7, 2018 15:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 3,582 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000738 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,418 Underlying: Common Stock · 3,582 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| May 04, 2018 Filed May 7, 2018 15:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 3,582 | $31.37 | $112,367.34 |
DisclosureSEC source: 0001593968-18-000738 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455.801 Read SEC document |
| May 04, 2018 Filed May 7, 2018 15:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 3,582 | $16.00 | $57,312.00 |
DisclosureSEC source: 0001593968-18-000738 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,037.801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 2.827 | $31.56 | $89.22 |
DisclosureSEC source: 0001593968-18-000646 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455.801 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 257.319 | $29.23 | $7,521.43 |
DisclosureSEC source: 0001593968-18-000646 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,452.974 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.