Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2005 Filed Mar 23, 2005 11:02 UTC |
HAVENS JOHN PBusiness Unit Head
|
Exercise / conversionCommon Stock | 87,780 | $26.92 | $2,363,037.60 |
DisclosureSEC source: 0001209191-05-017175 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:15 UTC |
BRENNAN EDWARD ADirector
|
GrantCommon Stock | 1,274.427 | $58.85 | $75,000.03 |
DisclosureSEC source: 0001209191-05-016309 · doc4.xml · nonDerivative · entry 2 BRENNAN EDWARD A · CIK 0001037476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,274.427 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:15 UTC |
BRENNAN EDWARD ADirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016309 · doc4.xml · nonDerivative · entry 1 BRENNAN EDWARD A · CIK 0001037476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:20 UTC |
DAVIES HOWARD JDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016315 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:23 UTC |
JACOB JOHN EDirector
|
GrantCommon Stock | 1,786.956 | $58.85 | $105,162.36 |
DisclosureSEC source: 0001209191-05-016318 · doc4.xml · nonDerivative · entry 2 JACOB JOHN E · CIK 0001142403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,059.499 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:23 UTC |
JACOB JOHN EDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016318 · doc4.xml · nonDerivative · entry 1 JACOB JOHN E · CIK 0001142403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272.543 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:26 UTC |
KIDDER C ROBERTDirector
|
GrantCommon Stock | 206.314 | $58.85 | $12,141.58 |
DisclosureSEC source: 0001209191-05-016322 · doc4.xml · nonDerivative · entry 2 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,842.184 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:26 UTC |
KIDDER C ROBERTDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016322 · doc4.xml · nonDerivative · entry 1 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,635.87 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:29 UTC |
KNIGHT CHARLES FDirector
|
GrantCommon Stock | 1,752.653 | $58.85 | $103,143.63 |
DisclosureSEC source: 0001209191-05-016328 · doc4.xml · nonDerivative · entry 2 KNIGHT CHARLES F · CIK 0001180536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,915.942 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:29 UTC |
KNIGHT CHARLES FDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016328 · doc4.xml · nonDerivative · entry 1 KNIGHT CHARLES F · CIK 0001180536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,163.289 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:32 UTC |
MADIGAN JOHN WDirector
|
GrantCommon Stock | 1,608.183 | $58.85 | $94,641.57 |
DisclosureSEC source: 0001209191-05-016337 · doc4.xml · nonDerivative · entry 2 MADIGAN JOHN W · CIK 0001174463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,878.308 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:32 UTC |
MADIGAN JOHN WDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016337 · doc4.xml · nonDerivative · entry 1 MADIGAN JOHN W · CIK 0001174463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,270.125 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:34 UTC |
MARSH MILES LDirector
|
GrantCommon Stock | 274.919 | $58.85 | $16,178.98 |
DisclosureSEC source: 0001209191-05-016341 · doc4.xml · nonDerivative · entry 2 MARSH MILES L · CIK 0001014831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,861.682 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:34 UTC |
MARSH MILES LDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016341 · doc4.xml · nonDerivative · entry 1 MARSH MILES L · CIK 0001014831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,586.763 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:36 UTC |
MILES MICHAEL ADirector
|
GrantCommon Stock | 120.066 | $58.85 | $7,065.88 |
DisclosureSEC source: 0001209191-05-016347 · doc4.xml · nonDerivative · entry 2 MILES MICHAEL A · CIK 0001077846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,623.512 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:36 UTC |
MILES MICHAEL ADirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016347 · doc4.xml · nonDerivative · entry 1 MILES MICHAEL A · CIK 0001077846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,503.446 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:38 UTC |
TYSON LAURA DDirector
|
GrantCommon Stock | 127.443 | $58.85 | $7,500.02 |
DisclosureSEC source: 0001209191-05-016355 · doc4.xml · nonDerivative · entry 2 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,885.786 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:38 UTC |
TYSON LAURA DDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016355 · doc4.xml · nonDerivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,758.343 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:40 UTC |
ZUMWINKEL KLAUSDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016359 · doc4.xml · nonDerivative · entry 1 ZUMWINKEL KLAUS · CIK 0001275633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| January 10, 2005 Filed Jan 10, 2005 15:32 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
GiftCommon Stock | 895 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000012 · doc4.xml · nonDerivative · entry 1 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,334 Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC |
Schaefer John HBusiness Unit Head
|
Exercise / conversionRestoration Option (Right to Buy) · Derivative | 95,184 | $0.00 Strike: $54.88 | $0.00 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · derivative · entry 4 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,184 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC |
Schaefer John HBusiness Unit Head
|
Tax withholdingCommon Stock | 93,843 | $56.45 | $5,297,437.35 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · nonDerivative · entry 2 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,100 Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC |
Schaefer John HBusiness Unit Head
|
Exercise / conversionCommon Stock | 95,184 | $54.88 | $5,223,697.92 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
Exercise / conversionRestoration Option (Right to Buy) · Derivative | 157,796 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · derivative · entry 12 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157,796 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock | 157,796 | $29.56 | $4,664,449.76 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 5 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock | 113,417 | $55.44 | $6,287,838.48 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 4 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988,552 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 195,504 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · derivative · entry 8 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,504 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 12,000 | $54.93 | $659,160.00 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 6 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533,229 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 28,000 | $54.90 | $1,537,200.00 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 5 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,229 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 5,000 | $54.95 | $274,750.00 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 4 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,229 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 5,220 | $54.92 | $286,682.40 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 3 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,229 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
Tax withholdingCommon Stock | 112,749 | $55.44 | $6,250,804.56 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 2 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583,449 Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:53 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
Exercise / conversionCommon Stock | 195,504 | $9.02 | $1,763,446.08 |
DisclosureSEC source: 0001204892-05-000007 · doc4.xml · nonDerivative · entry 1 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:56 UTC |
KIDDER C ROBERTDirector
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001204892-05-000008 · doc4.xml · derivative · entry 2 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2005-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:56 UTC |
KIDDER C ROBERTDirector
|
Exercise / conversionCommon Stock | 8,000 | $11.69 | $93,520.00 |
DisclosureSEC source: 0001204892-05-000008 · doc4.xml · nonDerivative · entry 1 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC |
NEWHOUSE STEPHAN FPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 111,130 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · derivative · entry 5 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,130 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC |
NEWHOUSE STEPHAN FPresident
|
Tax withholdingCommon Stock | 57,819 | $56.12 | $3,244,802.28 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · nonDerivative · entry 2 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,544 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC |
NEWHOUSE STEPHAN FPresident
|
Exercise / conversionCommon Stock | 111,130 | $9.02 | $1,002,392.60 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 8 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,892 Read SEC document |
| January 03, 2005 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 10,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 3 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101,969 Read SEC document |
| January 01, 2005 Filed Jan 4, 2005 18:25 UTC |
BRENNAN EDWARD ADirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 6,000 | $0.00 Strike: $55.52 | $0.00 |
DisclosureSEC source: 0001204892-05-000002 · doc4.xml · derivative · entry 4 BRENNAN EDWARD A · CIK 0001037476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2015-01-01 Read SEC document |
| January 01, 2005 Filed Jan 4, 2005 18:25 UTC |
BRENNAN EDWARD ADirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000002 · doc4.xml · nonDerivative · entry 3 BRENNAN EDWARD A · CIK 0001037476 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 177,869 Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 11 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 44,911 F4 · kind: The Reporting Person's spouse contributed Shares to the LLC in exchange for a proportionate amount of voting interests in the LLC .. Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 10 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Liability Co Disclosed balance after: 361,008 F3 · balance_after: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein. F3 · ownership.nature: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC |
PURCELL PHILIP JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 7 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,245 F2 · kind: The Reporting Person's non-emancipated child contributed Shares to the LLC in exchange for a proportionate amount of voting inter ests in the LLC. Read SEC document |
| December 29, 2004 Filed Dec 29, 2004 17:31 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 4,495 | $55.19 | $248,079.05 |
DisclosureSEC source: 0001204892-04-000150 · doc4.xml · nonDerivative · entry 5 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,694 Read SEC document |
| December 29, 2004 Filed Dec 29, 2004 17:31 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
SaleCommon Stock | 47,000 | $55.15 | $2,592,050.00 |
DisclosureSEC source: 0001204892-04-000150 · doc4.xml · nonDerivative · entry 4 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,189 Read SEC document |
| December 29, 2004 Filed Dec 29, 2004 17:31 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
GiftCommon Stock | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000150 · doc4.xml · nonDerivative · entry 3 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,189 Read SEC document |
| December 28, 2004 Filed Dec 29, 2004 17:31 UTC |
PERELLA JOSEPH RBusiness Unit Head
|
GiftCommon Stock | 6,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000150 · doc4.xml · nonDerivative · entry 2 PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555,949 Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:17 UTC |
MERIN MITCHELL MBusiness Unit Head
|
Exercise / conversionRestoration Option (Right to Buy) · Derivative | 168,220 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-04-000148 · doc4.xml · derivative · entry 7 MERIN MITCHELL M · CIK 0001186866 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 168,220 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.