Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2010 Filed Jan 22, 2010 16:56 UTC |
LYNCH GARY GChief Legal Officer
|
GrantCommon Stock | 52,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004484 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,205 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 21:58 UTC |
Porat RuthChief Financial Officer
|
GrantCommon Stock | 106,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004486 · doc4.xml · nonDerivative · entry 1 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,617.75 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 16:58 UTC |
JOHNSTON CHARLES DHead of Morgan Stanley SB
|
GrantCommon Stock | 50,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004489 · doc4.xml · nonDerivative · entry 1 Johnston Charles D · CIK 0001479664 · Head of Morgan Stanley SB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,436 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 17:00 UTC |
WIRTH PAUL CFinance Director/Controller
|
GrantCommon Stock | 103,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004493 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,031 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 09:58 UTC |
WIRTH PAUL CFinance Director/Controller
|
Tax withholdingCommon Stock | 8,496 | $29.40 | $249,739.92 |
DisclosureSEC source: 0001209191-10-004546 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,535 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 10:01 UTC |
LYNCH GARY GChief Legal Officer
|
Tax withholdingCommon Stock | 67,530 | $29.40 | $1,985,044.35 |
DisclosureSEC source: 0001209191-10-004548 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,675 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 10:08 UTC |
NIDES THOMAS RChief Operating Officer
|
Tax withholdingCommon Stock | 26,603 | $29.40 | $781,995.19 |
DisclosureSEC source: 0001209191-10-004551 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,061 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 11:54 UTC |
CHAMMAH WALID AChairman/CEO of MS Int'l
|
Tax withholdingCommon Stock | 71,466 | $29.40 | $2,100,743.07 |
DisclosureSEC source: 0001209191-10-004561 · doc4.xml · nonDerivative · entry 1 CHAMMAH WALID A · CIK 0001336667 · Chairman/CEO of MS Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,989 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 to the Reporting Person as part of his 2006 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 11:56 UTC |
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
|
Tax withholdingCommon Stock | 17,856 | $29.40 | $524,877.12 |
DisclosureSEC source: 0001209191-10-004563 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,809 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 20, 2007 to the Reporting Person as part of his 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 16:57 UTC |
Porat RuthChief Financial Officer
|
Tax withholdingCommon Stock | 42,792 | $29.40 | $1,257,870.84 |
DisclosureSEC source: 0001209191-10-004565 · doc4.xml · nonDerivative · entry 1 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,825.75 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 20:00 UTC |
GORMAN JAMES PDirector · CEO and President
|
Tax withholdingCommon Stock | 63,515 | $29.40 | $1,867,023.43 |
DisclosureSEC source: 0001209191-10-004620 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,958 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 to the Reporting Person as part of his 2006 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 15:04 UTC |
MACK JOHN JDirector · Chairman of the Board
|
Tax withholdingCommon Stock | 243,708 | $29.40 | $7,163,796.66 |
DisclosureSEC source: 0001209191-10-004627 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219,196.46 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 to the Reporting Person as part of his 2006 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. F2 · balance_after: Since the Reporting Person's last report, 43,200 shares of Common Stock previously reported as held indirectly by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 17:34 UTC |
KELLEHER THOMAS COLMChief Financial Officer
|
Tax withholdingCommon Stock | 15,107 | $29.38 | $443,768.13 |
DisclosureSEC source: 0001209191-10-000333 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,841 Read SEC document |
| November 09, 2009 Filed Nov 10, 2009 17:38 UTC |
MACK JOHN JDirector · Chairman of the Board and CEO
|
OtherCommon Stock | 79,000 | $33.44 | $2,641,957.50 |
DisclosureSEC source: 0001209191-09-051974 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419,702.64 F1 · kind: On November 9, 2009, the Reporting Person substituted assets of equal value into a grantor retained annuity trust in exchange for 79,000 shares of Common Stock. F2 · balance_after: Since the Reporting Person's last report, 700,000 shares previously reported as directly beneficially owned were contributed to a grantor retained annuity trust, and 84,600 shares were transferred back to the Reporting Person in satisfaction of an annuity payment. F3 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Restricted Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| October 26, 2009 Filed Oct 28, 2009 19:57 UTC |
GORMAN JAMES PCo-President
|
GiftCommon Stock | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-049995 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,883 Read SEC document |
| October 07, 2009 Filed Oct 9, 2009 16:56 UTC |
KELLEHER THOMAS COLMChief Financial Officer
|
Tax withholdingCommon Stock | 19,653 | $30.85 | $606,245.92 |
DisclosureSEC source: 0001209191-09-048258 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,948 Read SEC document |
| September 01, 2009 Filed Sep 2, 2009 17:49 UTC |
NIDES THOMAS RChief Administrative Officer
|
Tax withholdingCommon Stock | 10,451 | $28.13 | $293,986.63 |
DisclosureSEC source: 0001209191-09-043103 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,515 Read SEC document |
| August 11, 2009 Filed Aug 13, 2009 21:47 UTC |
GORMAN JAMES PCo-President
|
GiftCommon Stock | 7,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-040568 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,594 Read SEC document |
| August 01, 2009 Filed Aug 4, 2009 21:37 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Stock | 7,298.196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-038896 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,298.196 F1 · kind: 3,649.196 deferred stock units and 3,649 shares of common stock acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Deferred stock units are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| July 28, 2009 Filed Jul 30, 2009 17:23 UTC |
PHILLIPS JR CHARLES EDirector
|
GiftCommon Stock | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-038207 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,521.15 Read SEC document |
| June 11, 2009 Filed Jun 11, 2009 14:30 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 17,178,055 | $27.44 | $471,365,829.20 |
DisclosureSEC source: 0001181431-09-030022 · rrd245486.xml · nonDerivative · entry 1 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,017,088 F1 · balance_after: Includes shares issuable upon conversion of the Series B Non-Cumulative Non-Voting Perpetual Convertible Preferred Stock ("Series B Preferred Stock") held by the reporting person, as reported on Table II. Read SEC document |
| May 22, 2009 Filed May 22, 2009 18:50 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
SaleSeries C Non-Cumulative Non-Voting Perpetual Pref Stk | 640,909 | $1,100.00 | $704,999,900.00 |
DisclosureSEC source: 0001181431-09-026631 · rrd243555.xml · nonDerivative · entry 2 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,882 Read SEC document |
| May 22, 2009 Filed May 22, 2009 18:50 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 29,375,000 | $24.00 | $705,000,000.00 |
DisclosureSEC source: 0001181431-09-026631 · rrd243555.xml · nonDerivative · entry 1 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,839,033 F1 · balance_after: Includes shares issuable upon conversion of the Series B Non-Cumulative Non-Voting Perpetual Convertible Preferred Stock ("Series B Preferred Stock") held by the reporting person, as reported on Table II. Read SEC document |
| May 20, 2009 Filed May 21, 2009 16:54 UTC |
CHAMMAH WALID ACo-President
|
SaleCommon Stock | 4,780 | $27.99 | $133,792.20 |
DisclosureSEC source: 0001209191-09-028142 · doc4.xml · nonDerivative · entry 4 CHAMMAH WALID A · CIK 0001336667 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,120 Read SEC document |
| May 20, 2009 Filed May 21, 2009 16:54 UTC |
CHAMMAH WALID ACo-President
|
SaleCommon Stock | 37,850 | $28.01 | $1,060,030.89 |
DisclosureSEC source: 0001209191-09-028142 · doc4.xml · nonDerivative · entry 3 CHAMMAH WALID A · CIK 0001336667 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,900 Read SEC document |
| May 20, 2009 Filed May 21, 2009 16:54 UTC |
CHAMMAH WALID ACo-President
|
SaleCommon Stock | 37,070 | $28.05 | $1,039,932.12 |
DisclosureSEC source: 0001209191-09-028142 · doc4.xml · nonDerivative · entry 2 CHAMMAH WALID A · CIK 0001336667 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,750 Read SEC document |
| May 20, 2009 Filed May 21, 2009 16:54 UTC |
CHAMMAH WALID ACo-President
|
SaleCommon Stock | 300 | $28.01 | $8,402.97 |
DisclosureSEC source: 0001209191-09-028142 · doc4.xml · nonDerivative · entry 1 CHAMMAH WALID A · CIK 0001336667 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,820 Read SEC document |
| May 14, 2009 Filed May 15, 2009 16:49 UTC |
WIRTH PAUL CController/PAO
|
SaleCommon Stock | 100 | $26.10 | $2,610.00 |
DisclosureSEC source: 0001209191-09-026972 · doc4.xml · nonDerivative · entry 3 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,456 Read SEC document |
| May 14, 2009 Filed May 15, 2009 16:49 UTC |
WIRTH PAUL CController/PAO
|
SaleCommon Stock | 12,655 | $25.87 | $327,375.99 |
DisclosureSEC source: 0001209191-09-026972 · doc4.xml · nonDerivative · entry 2 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,556 Read SEC document |
| May 14, 2009 Filed May 15, 2009 16:49 UTC |
WIRTH PAUL CController/PAO
|
SaleCommon Stock | 13,817 | $25.85 | $357,169.45 |
DisclosureSEC source: 0001209191-09-026972 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,211 Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:39 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 3,779.474 | $22.49 | $84,999.99 |
DisclosureSEC source: 0001209191-09-023763 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,729.336 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:39 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023763 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,949.862 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:41 UTC |
BOSTOCK ROY JDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023768 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,479.434 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:42 UTC |
NOSKI CHARLES HDirector
|
GrantCommon Stock | 4,668.762 | $22.49 | $104,999.99 |
DisclosureSEC source: 0001209191-09-023771 · doc4.xml · nonDerivative · entry 2 NOSKI CHARLES H · CIK 0001039894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,096.907 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:42 UTC |
NOSKI CHARLES HDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023771 · doc4.xml · nonDerivative · entry 1 NOSKI CHARLES H · CIK 0001039894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,428.145 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:44 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 3,779.474 | $22.49 | $84,999.99 |
DisclosureSEC source: 0001209191-09-023777 · doc4.xml · nonDerivative · entry 2 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,062.51 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:44 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023777 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,283.036 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:45 UTC |
KIDDER C ROBERTDirector
|
GrantCommon Stock | 11,116.051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023779 · doc4.xml · nonDerivative · entry 1 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,874.127 F1 · kind: 5,558.051 deferred stock units and 5,558 shares of common stock acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Deferred stock units are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:45 UTC |
DAVIES HOWARD JDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023780 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,611.644 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:47 UTC |
PHILLIPS JR CHARLES EDirector
|
GrantCommon Stock | 11,116.051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023783 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,129.211 F1 · kind: 5,558.051 deferred stock units and 5,558 shares of common stock acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Deferred stock units are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:50 UTC |
TYSON LAURA DDirector
|
GrantCommon Stock | 11,116.051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023786 · doc4.xml · nonDerivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,686.13 F1 · kind: 5,558.051 deferred stock units and 5,558 shares of common stock acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Deferred stock units are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:53 UTC |
Nicolaisen Donald TDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023789 · doc4.xml · nonDerivative · entry 1 Nicolaisen Donald T · CIK 0001345885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,464.183 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:56 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023792 · doc4.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,226.664 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 23, 2009 Filed Apr 24, 2009 17:13 UTC |
KELLEHER THOMAS COLMChief Financial Officer
|
Tax withholdingCommon Stock | 7,326 | $22.06 | $161,611.56 |
DisclosureSEC source: 0001209191-09-022681 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,601 Read SEC document |
| March 27, 2009 Filed Mar 30, 2009 17:03 UTC |
WIRTH PAUL CController/PAO
|
Tax withholdingCommon Stock | 11,166 | $25.05 | $279,708.30 |
DisclosureSEC source: 0001209191-09-018827 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,028 Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 23:10 UTC |
GORMAN JAMES PCo-President
|
Tax withholdingCommon Stock | 55,720 | $20.85 | $1,161,483.40 |
DisclosureSEC source: 0001209191-09-010129 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,744 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC |
LYNCH GARY GChief Legal Officer
|
SaleCommon Stock | 200 | $23.08 | $4,616.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 8 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,317 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC |
LYNCH GARY GChief Legal Officer
|
SaleCommon Stock | 400 | $23.07 | $9,228.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 7 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,517 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC |
LYNCH GARY GChief Legal Officer
|
SaleCommon Stock | 1,000 | $23.06 | $23,060.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 6 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,917 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC |
LYNCH GARY GChief Legal Officer
|
SaleCommon Stock | 9,200 | $23.05 | $212,060.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 5 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,917 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.