Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 6,723 | $23.25 | $156,309.75 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 8 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 27,524 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 6,723 | $23.25 | $156,309.75 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 3 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,734.323 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 00:08 UTC |
GROSSMAN ERIC FChief Legal Officer
|
SaleCommon Stock | 13,847 | $22.85 | $316,397.03 |
DisclosureSEC source: 0001209191-13-006629 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,274.044 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.82 to $23.10, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 00:12 UTC |
KELLEHER THOMAS COLMPresident, Inst'l Securities
|
SaleCommon Stock | 58,555 | $22.87 | $1,338,942.05 |
DisclosureSEC source: 0001209191-13-006638 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,262.016 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.86 to $22.88, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:01 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 81,630 | $23.36 | $1,906,468.65 |
DisclosureSEC source: 0001209191-13-006623 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,813.886 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:03 UTC |
Porat RuthChief Financial Officer
|
Tax withholdingCommon Stock | 56,474 | $23.36 | $1,318,950.27 |
DisclosureSEC source: 0001209191-13-006625 · doc4.xml · nonDerivative · entry 1 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,735.428 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:06 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
Tax withholdingCommon Stock | 23,599 | $23.36 | $551,154.65 |
DisclosureSEC source: 0001209191-13-006627 · doc4.xml · nonDerivative · entry 1 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,258.494 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:08 UTC |
GROSSMAN ERIC FChief Legal Officer
|
Tax withholdingCommon Stock | 8,260 | $23.36 | $192,912.30 |
DisclosureSEC source: 0001209191-13-006629 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,121.044 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:10 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 13,649 | $23.36 | $318,772.40 |
DisclosureSEC source: 0001209191-13-006633 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,800.754 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:12 UTC |
KELLEHER THOMAS COLMPresident, Inst'l Securities
|
Tax withholdingCommon Stock | 78,048 | $23.36 | $1,822,811.04 |
DisclosureSEC source: 0001209191-13-006638 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,817.016 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010, January 21, 2011 and January 20, 2012 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:14 UTC |
ROSENTHAL JAMES AChief Operating Officer
|
Tax withholdingCommon Stock | 31,071 | $23.36 | $725,663.21 |
DisclosureSEC source: 0001209191-13-006641 · doc4.xml · nonDerivative · entry 1 ROSENTHAL JAMES A · CIK 0001509446 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,390.492 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:16 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
Tax withholdingCommon Stock | 27,749 | $23.36 | $648,077.90 |
DisclosureSEC source: 0001209191-13-006646 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,086.612 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| January 30, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 8,506 | $22.68 | $192,916.08 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 7 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 20,801 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| January 30, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 8,506 | $22.68 | $192,916.08 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 2 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,457.323 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| January 28, 2013 Filed Feb 6, 2013 00:01 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 14,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006623 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,443.886 Read SEC document |
| January 28, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 12,295 | $22.55 | $277,252.25 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 6 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 12,295 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| January 28, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 12,295 | $22.55 | $277,252.25 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 1 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,963.323 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 484,827 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004221 · doc4.xml · derivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,827 Underlying: Common Stock · 484,827 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,625,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:04 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 447,888 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004223 · doc4.xml · derivative · entry 1 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,888 Underlying: Common Stock · 447,888 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,425,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:05 UTC |
KELLEHER THOMAS COLMPresident, Inst'l Securities
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 445,425 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004225 · doc4.xml · derivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,425 Underlying: Common Stock · 445,425 shares Expires 2018-01-22 F2 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,411,669. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:05 UTC |
KELLEHER THOMAS COLMPresident, Inst'l Securities
|
SaleCommon Stock | 53,486 | $22.23 | $1,188,972.39 |
DisclosureSEC source: 0001209191-13-004225 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,865.016 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.22 to $22.25, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:06 UTC |
ROSENTHAL JAMES AChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 374,009 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004227 · doc4.xml · derivative · entry 1 ROSENTHAL JAMES A · CIK 0001509446 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,009 Underlying: Common Stock · 374,009 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,025,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:07 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 230,870 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004228 · doc4.xml · derivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,870 Underlying: Common Stock · 230,870 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $1,250,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:07 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 38,191 | $22.05 | $842,111.55 |
DisclosureSEC source: 0001209191-13-004228 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,449.754 Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:08 UTC |
GROSSMAN ERIC FChief Legal Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 337,070 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004230 · doc4.xml · derivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,070 Underlying: Common Stock · 337,070 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $1,825,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:08 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
OtherCommon Stock | 675.109 | $22.98 | $15,514.00 |
DisclosureSEC source: 0001209191-13-004232 · doc4.xml · nonDerivative · entry 3 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F2 · kind: The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:08 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
GrantCommon Stock | 92,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-004232 · doc4.xml · nonDerivative · entry 2 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,835.612 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:08 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
SaleCommon Stock | 38,771 | $22.05 | $854,900.55 |
DisclosureSEC source: 0001209191-13-004232 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,765.612 Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:09 UTC |
Porat RuthChief Financial Officer
|
GrantCommon Stock | 99,834.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-004233 · doc4.xml · nonDerivative · entry 1 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,209.428 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 22:13 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 2,924.391 | $16.24 | $47,500.01 |
DisclosureSEC source: 0001209191-12-053562 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,400.18 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 22:16 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 2,616.56 | $16.24 | $42,500.00 |
DisclosureSEC source: 0001209191-12-053564 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,977.769 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 22:18 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 2,873.086 | $16.24 | $46,666.67 |
DisclosureSEC source: 0001209191-12-053568 · doc4.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,185.572 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:29 UTC |
DAVIES HOWARD JDirector
|
Tax withholdingCommon Stock | 411 | $17.48 | $7,183.50 |
DisclosureSEC source: 0001209191-12-051521 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,032.843 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2005 and 2006 director compensation. Read SEC document |
| October 25, 2012 Filed Nov 16, 2012 22:20 UTC |
GORMAN JAMES PDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 11,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-053575 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,856.886 Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 19:05 UTC |
Herz Robert HDirector
|
GrantCommon Stock | 15,346.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-040218 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,346.16 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2012 Filed May 21, 2012 21:38 UTC |
DAVIES HOWARD JDirector
|
Tax withholdingCommon Stock | 934 | $13.45 | $12,565.10 |
DisclosureSEC source: 0001209191-12-029542 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,256.454 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2011-2012 director compensation. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:11 UTC |
BOSTOCK ROY JDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028962 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,420.904 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:11 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 3,324.957 | $14.29 | $47,500.00 |
DisclosureSEC source: 0001209191-12-028964 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,896.024 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:11 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028964 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,571.067 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:12 UTC |
DAVIES HOWARD JDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028968 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,190.958 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 17:14 UTC |
KIDDER C ROBERTDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028971 · doc4.xml · nonDerivative · entry 1 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,189.593 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:17 UTC |
KLEINFELD KLAUSDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028977 · doc4.xml · nonDerivative · entry 1 KLEINFELD KLAUS · CIK 0001268014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499.773 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:18 UTC |
Nicolaisen Donald TDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028979 · doc4.xml · nonDerivative · entry 1 Nicolaisen Donald T · CIK 0001345885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,524.562 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:19 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 2,974.961 | $14.29 | $42,500.00 |
DisclosureSEC source: 0001209191-12-028982 · doc4.xml · nonDerivative · entry 2 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,827.538 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:19 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028982 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,852.577 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 17:20 UTC |
OWENS JAMES WDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028986 · doc4.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,706.195 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:22 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 2,974.961 | $14.29 | $42,500.00 |
DisclosureSEC source: 0001209191-12-028989 · doc4.xml · nonDerivative · entry 2 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,785.169 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:22 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028989 · doc4.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,810.208 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:23 UTC |
TYSON LAURA DDirector
|
GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028992 · doc4.xml · nonDerivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,268.948 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 30, 2012 Filed May 18, 2012 20:52 UTC |
GORMAN JAMES PDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-029292 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,789.931 F1 · balance_after: Since the Reporting Person's last report, 93,809 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.