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MRVI

MARAVAI LIFESCIENCES HOLDINGS, INC.

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Tapewire entity
4291
SEC CIK
0001823239
Parsed reports
224

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:51 UTC
Dolan ChristineSee Remarks
GrantClass A Common Stock 55,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-23-000027 · wf-form4_167908630038670.xml · nonDerivative · entry 1

Dolan Christine · CIK 0001684273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,604

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of March 15, 2024, March 15, 2025, and March 15, 2026, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:52 UTC
Herde KevinChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 143,000 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001823239-23-000028 · wf-form4_167908631546730.xml · derivative · entry 2

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

Underlying: Class A Common Stock · 143,000 shares

Expires 2033-03-15

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on April 15, 2023 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:52 UTC
Herde KevinChief Financial Officer
GrantClass A Common Stock 72,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-23-000028 · wf-form4_167908631546730.xml · nonDerivative · entry 1

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,190

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of March 15, 2024, March 15, 2025, and March 15, 2026, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:51 UTC
HULL CARLDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 270,109 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001823239-23-000026 · wf-form4_167908626696366.xml · derivative · entry 3

HULL CARL · CIK 0001205465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,109

Underlying: Class A Common Stock · 270,109 shares

Expires 2033-03-15

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on April 15, 2023 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:51 UTC
HULL CARLDirector · Chief Executive Officer
GrantClass A Common Stock 147,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-23-000026 · wf-form4_167908626696366.xml · nonDerivative · entry 1

HULL CARL · CIK 0001205465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,519

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of March 15, 2024, March 15, 2025, and March 15, 2026, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:52 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 143,000 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001823239-23-000029 · wf-form4_167908633193535.xml · derivative · entry 2

Leddy Peter Michael · CIK 0001332202 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

Underlying: Class A Common Stock · 143,000 shares

Expires 2033-03-15

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on April 15, 2023 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:52 UTC GrantClass A Common Stock 72,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-23-000029 · wf-form4_167908633193535.xml · nonDerivative · entry 1

Leddy Peter Michael · CIK 0001332202 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,005

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of March 15, 2024, March 15, 2025, and March 15, 2026, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:52 UTC
ORESHACK KURTGeneral Counsel
GrantEmployee Stock Options (Right to Buy) · Derivative 76,500 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001823239-23-000030 · wf-form4_167908635682539.xml · derivative · entry 2

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

Underlying: Class A Common Stock · 76,500 shares

Expires 2033-03-15

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on April 15, 2023 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:52 UTC
ORESHACK KURTGeneral Counsel
GrantClass A Common Stock 38,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-23-000030 · wf-form4_167908635682539.xml · nonDerivative · entry 1

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,356

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of March 15, 2024, March 15, 2025, and March 15, 2026, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:34 UTC
Dolan ChristineSee Remarks
Tax withholdingClass A Common Stock 1,956 $15.23 $29,789.88
Disclosure

SEC source: 0001823239-23-000010 · wf-form4_167666965846138.xml · nonDerivative · entry 1

Dolan Christine · CIK 0001684273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,829

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock unit awards held by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:32 UTC
Herde KevinChief Financial Officer
Tax withholdingClass A Common Stock 2,611 $15.23 $39,765.53
Disclosure

SEC source: 0001823239-23-000007 · wf-form4_167666953300244.xml · nonDerivative · entry 1

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,683

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock unit awards held by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:33 UTC
HULL CARLDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 9,719 $15.23 $148,020.37
Disclosure

SEC source: 0001823239-23-000008 · wf-form4_167666958156029.xml · nonDerivative · entry 1

HULL CARL · CIK 0001205465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,881

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock unit awards held by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:34 UTC
NEEL BRIANSee Remarks
Tax withholdingClass A Common Stock 2,312 $15.23 $35,211.76
Disclosure

SEC source: 0001823239-23-000009 · wf-form4_167666962110921.xml · nonDerivative · entry 1

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,473

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock unit awards held by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:32 UTC
ORESHACK KURTGeneral Counsel
Tax withholdingClass A Common Stock 2,312 $15.23 $35,211.76
Disclosure

SEC source: 0001823239-23-000006 · wf-form4_167666947917126.xml · nonDerivative · entry 1

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,970

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock unit awards held by the reporting person.

Read SEC document
January 22, 2023 Filed Jan 24, 2023 16:15 UTC
GTCR INVESTMENT XI LLCDirector · 10% owner
GTCR FUND XI/B LPDirector · 10% owner
GTCR CO-INVEST XI LPDirector · 10% owner
GTCR PARTNERS XI/B LPDirector · 10% owner
Disposition to issuerCommon Units · Derivative 4,575,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002476 · doc4.xml · derivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 119,094,026

Underlying: Class A Common Stock · 4,575,170 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC ("Topco LLC") and MLSH 1 (the "Exchange Agreement"), units of Topco LLC (the "Common Units") (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), or for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock in such public offering or private sale). Common Units do not expire.

F5 · shares: Reflects Common Units which were forfeited by MLSH 1 for no consideration.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC ("Topco LLC") and MLSH 1 (the "Exchange Agreement"), units of Topco LLC (the "Common Units") (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), or for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock in such public offering or private sale). Common Units do not expire.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC ("Topco LLC") and MLSH 1 (the "Exchange Agreement"), units of Topco LLC (the "Common Units") (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), or for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock in such public offering or private sale). Common Units do not expire.

F6 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

Read SEC document
January 22, 2023 Filed Jan 24, 2023 16:15 UTC
GTCR INVESTMENT XI LLCDirector · 10% owner
GTCR FUND XI/B LPDirector · 10% owner
GTCR CO-INVEST XI LPDirector · 10% owner
GTCR PARTNERS XI/B LPDirector · 10% owner
Disposition to issuerClass B Common Stock 4,575,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002476 · doc4.xml · nonDerivative · entry 1

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 119,094,026

F1 · shares: Reflects shares of the Class B common stock, par value $0.01 per share (the "Class B Common Stock"), of Maravai LifeSciences Holdings, Inc.'s (the "Issuer") forfeited by Maravai Life Sciences Holdings, LLC ("MLSH 1") for no consideration.

F2 · ownership.nature: Reflects shares of the Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donmini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class B Common Stock held directly by MLSH 1.

F3 · ownership.nature: (Continued From Footnote 2) Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held directly by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held directly by MLSH 1 except to the extent of the pecuniary interest therein.

Read SEC document
October 31, 2022 Filed Nov 9, 2022 17:35 UTC
Herde KevinChief Financial Officer
GrantClass A Common Stock 478 $14.11 $6,744.58
Disclosure

SEC source: 0001823239-22-000063 · wf-form4_166803332873857.xml · nonDerivative · entry 1

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,294

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 478 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
October 31, 2022 Filed Nov 9, 2022 22:39 UTC
NEEL BRIANSee Remarks
GrantClass A Common Stock 329 $14.11 $4,642.19
Disclosure

SEC source: 0001823239-22-000064 · wf-form4_166803353298786.xml · nonDerivative · entry 1

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,785

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 329 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
October 31, 2022 Filed Nov 9, 2022 22:35 UTC
ORESHACK KURTGeneral Counsel
GrantClass A Common Stock 351 $14.11 $4,952.61
Disclosure

SEC source: 0001823239-22-000062 · wf-form4_166803330319291.xml · nonDerivative · entry 1

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,282

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 351 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:39 UTC GrantPerformance Stock Units · Derivative 240,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033827 · doc4.xml · derivative · entry 4

MARTIN WILLIAM E. III · CIK 0001949513 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,038

Underlying: Class A Common Stock · 240,038 shares

Expires 2025-10-17

F4 · derivative.exercise_price: Represents performance stock units ("PSUs") awarded under the Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. The PSUs will vest on October 17, 2025, if and to the extent the 60-trading day volume-weighted average stock price of the Class A Common Stock of the Issuer equals or exceeds certain thresholds, provided that in the event of a Change in Control (as defined in the Omnibus Incentive Plan) prior to October 17, 2025, the PSUs will convert to time-based RSUs that will fully vest on October 17, 2025, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.exercise_date: Represents performance stock units ("PSUs") awarded under the Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. The PSUs will vest on October 17, 2025, if and to the extent the 60-trading day volume-weighted average stock price of the Class A Common Stock of the Issuer equals or exceeds certain thresholds, provided that in the event of a Change in Control (as defined in the Omnibus Incentive Plan) prior to October 17, 2025, the PSUs will convert to time-based RSUs that will fully vest on October 17, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:39 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 403,946 $0.00 Strike: $19.42 $0.00
Disclosure

SEC source: 0000899243-22-033827 · doc4.xml · derivative · entry 3

MARTIN WILLIAM E. III · CIK 0001949513 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,946

Underlying: Class A Common Stock · 403,946 shares

Expires 2032-10-17

F3 · derivative.exercise_date: Represents options awarded under the Omnibus Incentive Plan. These options will vest 25% on October 17, 2023 and in near-equal 1/36th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:39 UTC GrantClass A Common Stock 228,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033827 · doc4.xml · nonDerivative · entry 2

MARTIN WILLIAM E. III · CIK 0001949513 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,055

F2 · price: Represents RSUs awarded under the Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of October 17, 2023, October 17, 2024, and October 17, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:39 UTC GrantClass A Common Stock 120,019 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033827 · doc4.xml · nonDerivative · entry 1

MARTIN WILLIAM E. III · CIK 0001949513 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,019

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan (the "Omnibus Incentive Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest 50% on each of October 17, 2023 and October 17, 2024, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 16:08 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 122,893 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001823239-22-000040 · wf-form4_165826131381082.xml · derivative · entry 2

Leddy Peter Michael · CIK 0001332202 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,893

Underlying: Class A Common Stock · 122,893 shares

Expires 2032-07-15

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 25% on July 15, 2023 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 16:08 UTC GrantClass A Common Stock 63,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001823239-22-000040 · wf-form4_165826131381082.xml · nonDerivative · entry 1

Leddy Peter Michael · CIK 0001332202 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,498

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of July 15, 2023, July 15, 2024, and July 15, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
April 29, 2022 Filed Jun 27, 2022 22:42 UTC
Dolan ChristineSee Remarks
GrantClass A Common Stock 666 $22.95 $15,284.70
Disclosure

SEC source: 0001823239-22-000027 · wf-form4_165636975122915.xml · nonDerivative · entry 1

Dolan Christine · CIK 0001684273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,785

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 666 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
April 29, 2022 Filed Jun 27, 2022 19:55 UTC Amendment
Herde KevinChief Financial Officer
GrantClass A Common Stock 427 $22.95 $9,799.65
Disclosure

SEC source: 0001823239-22-000032 · wf-form4a_165637410200444.xml · nonDerivative · entry 1

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,816

F1 · kind: Amended to note that this is a voluntary filing. The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 427 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
April 29, 2022 Filed Jun 27, 2022 18:42 UTC
Herde KevinChief Financial Officer
GrantClass A Common Stock 427 $22.95 $9,799.65
Disclosure

SEC source: 0001823239-22-000026 · wf-form4_165636973465957.xml · nonDerivative · entry 1

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,816

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 427 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
April 29, 2022 Filed Jun 27, 2022 23:55 UTC Amendment
ORESHACK KURTGeneral Counsel
GrantClass A Common Stock 394 $22.95 $9,042.30
Disclosure

SEC source: 0001823239-22-000034 · wf-form4a_165637414186269.xml · nonDerivative · entry 1

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,931

F1 · kind: Amended to note that this a voluntary filing. The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 394 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

Read SEC document
April 29, 2022 Filed Jun 27, 2022 23:55 UTC Amendment
NEEL BRIANSee Remarks
GrantClass A Common Stock 572 $22.95 $13,127.40
Disclosure

SEC source: 0001823239-22-000033 · wf-form4a_165637412206107.xml · nonDerivative · entry 1

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456

F1 · kind: Amended to note that this is a voluntary filing. The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 572 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

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April 29, 2022 Filed Jun 27, 2022 22:43 UTC
ORESHACK KURTGeneral Counsel
GrantClass A Common Stock 394 $22.95 $9,042.30
Disclosure

SEC source: 0001823239-22-000028 · wf-form4_165636976847363.xml · nonDerivative · entry 1

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,931

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 394 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

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April 29, 2022 Filed Jun 27, 2022 22:42 UTC
NEEL BRIANSee Remarks
GrantClass A Common Stock 572 $22.95 $13,127.40
Disclosure

SEC source: 0001823239-22-000025 · wf-form4_165636971639611.xml · nonDerivative · entry 1

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Maravai LifeSciences Holdings, Inc. 2020 Employee Stock Purchase Plan. The acquisition of those 572 shares of Class A Common Stock was exempt pursuant to Rule 16b-3.

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January 28, 2022 Filed Feb 1, 2022 21:15 UTC GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003853 · doc4.xml · nonDerivative · entry 3

PRAHALAD MURALI · CIK 0001829991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,823

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:15 UTC GiftClass A Common Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003853 · doc4.xml · nonDerivative · entry 2

PRAHALAD MURALI · CIK 0001829991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,823

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January 28, 2022 Filed Feb 1, 2022 21:15 UTC GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003853 · doc4.xml · nonDerivative · entry 1

PRAHALAD MURALI · CIK 0001829991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,123

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:00 UTC
Dolan ChristineSee Remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $26.32 $0.00
Disclosure

SEC source: 0000899243-22-003414 · doc4.xml · derivative · entry 4

Dolan Christine · CIK 0001684273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Class A Common Stock · 31,500 shares

Expires 2032-01-25

F3 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on March 15, 2022 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

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January 25, 2022 Filed Jan 27, 2022 21:00 UTC
Dolan ChristineSee Remarks
GrantClass A Common Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003414 · doc4.xml · nonDerivative · entry 3

Dolan Christine · CIK 0001684273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,119

F2 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of February 15, 2023, February 15, 2024, and February 15, 2025, subject to the Reporting Person's continued employment with the Issuer.

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January 25, 2022 Filed Jan 27, 2022 16:00 UTC
Herde KevinChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 36,200 $0.00 Strike: $26.32 $0.00
Disclosure

SEC source: 0000899243-22-003418 · doc4.xml · derivative · entry 4

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,200

Underlying: Class A Common Stock · 36,200 shares

Expires 2032-01-25

F3 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on March 15, 2022 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:00 UTC
Herde KevinChief Financial Officer
GrantClass A Common Stock 19,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003418 · doc4.xml · nonDerivative · entry 3

Herde Kevin · CIK 0001671595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,389

F2 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of February 15, 2023, February 15, 2024, and February 15, 2025, subject to the reporting person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:00 UTC
HULL CARLDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 151,200 $0.00 Strike: $26.32 $0.00
Disclosure

SEC source: 0000899243-22-003415 · doc4.xml · derivative · entry 3

HULL CARL · CIK 0001205465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,200

Underlying: Class A Common Stock · 151,200 shares

Expires 2032-01-25

F2 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on March 15, 2022 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:00 UTC
HULL CARLDirector · Chief Executive Officer
GrantClass A Common Stock 81,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003415 · doc4.xml · nonDerivative · entry 1

HULL CARL · CIK 0001205465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,600

F1 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of February 15, 2023, February 15, 2024, and February 15, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:00 UTC
NEEL BRIANSee Remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $26.32 $0.00
Disclosure

SEC source: 0000899243-22-003417 · doc4.xml · derivative · entry 4

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Class A Common Stock · 31,500 shares

Expires 2032-01-25

F3 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on March 15, 2022 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:00 UTC
NEEL BRIANSee Remarks
GrantClass A Common Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003417 · doc4.xml · nonDerivative · entry 3

NEEL BRIAN · CIK 0001829754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,884

F2 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of February 15, 2023, February 15, 2024, and February 15, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:00 UTC
ORESHACK KURTGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $26.32 $0.00
Disclosure

SEC source: 0000899243-22-003416 · doc4.xml · derivative · entry 4

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Class A Common Stock · 31,500 shares

Expires 2032-01-25

F3 · derivative.exercise_date: Represents options awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. These options will vest 1/48th on March 15, 2022 and in equal 1/48th installments each month thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:00 UTC
ORESHACK KURTGeneral Counsel
GrantClass A Common Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003416 · doc4.xml · nonDerivative · entry 3

ORESHACK KURT · CIK 0001832579 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537

F2 · price: Represents restricted stock units ("RSUs") awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer upon vesting, subject to the Reporting Person's continued employment with the Issuer. The RSUs will vest in 1/3rd increments on each of February 15, 2023, February 15, 2024, and February 15, 2025, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:05 UTC
GTCR INVESTMENT XI LLCDirector · 10% owner
GTCR FUND XI/B LPDirector · 10% owner
GTCR FUND XI/C LPDirector · 10% owner
GTCR CO-INVEST XI LPDirector · 10% owner
GTCR PARTNERS XI/A&C LPDirector · 10% owner
GTCR PARTNERS XI/B LPDirector · 10% owner
Disposition to issuerCommon Units · Derivative 2,570,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000472 · doc4.xml · derivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 123,669,196

Underlying: Class A Common Stock · 2,570,415 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F6 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

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December 31, 2021 Filed Jan 4, 2022 16:05 UTC
GTCR INVESTMENT XI LLCDirector · 10% owner
GTCR FUND XI/B LPDirector · 10% owner
GTCR FUND XI/C LPDirector · 10% owner
GTCR CO-INVEST XI LPDirector · 10% owner
GTCR PARTNERS XI/A&C LPDirector · 10% owner
GTCR PARTNERS XI/B LPDirector · 10% owner
Disposition to issuerClass B Common Stock 2,570,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000472 · doc4.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 123,669,196

F3 · ownership.nature: Reflects shares of the Issuer's Class B Common Stock, par value $0.01 per share (the "Class B Common Stock"), held directly by Maravai Life Sciences Holdings, LLC ("MLSH 1"). MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock.

F4 · ownership.nature: (Continued From Footnote 3) Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of the pecuniary interest therein.

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November 19, 2021 Filed Nov 23, 2021 21:15 UTC GrantClass A Common Stock 4,271 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045770 · doc4.xml · nonDerivative · entry 1

Ashkenazi Anat · CIK 0001761679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,123

F1 · shares: Represents restricted stock units ("RSUs") granted on November 19, 2021, which vest in full one year from the date of the grant.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:16 UTC GrantClass A Common Stock 4,271 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045776 · doc4.xml · nonDerivative · entry 1

MIHAS CONSTANTINE S · CIK 0001262930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,271

F1 · shares: Represents restricted stock units ("RSUs") granted on November 19, 2021, which vest in full one year from the date of the grant.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:15 UTC GrantClass A Common Stock 4,271 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045771 · doc4.xml · nonDerivative · entry 1

LUCIER GREGORY T · CIK 0001251299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,123

F1 · shares: Represents restricted stock units ("RSUs") granted on November 19, 2021, which vest in full one year from the date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.