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MARAVAI LIFE SCIENCES HOLDINGS 2, LLC

Disclosed activity across 1 company

Tapewire entity
90434
SEC CIK
0001832794

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARAVAI LIFESCIENCES HOLDINGS, INC.MRVI · Entity 4291Director · 10% ownerMay 28, 2024May 30, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table I · non-derivativeIndirectSee footnotes110,684,080 Reported balance After 2024-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-28 · Disposition to issuer · Disposed 8,409,946 · Balance 110,684,080

F1: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F2: Represents 110,684,080 shares of Class B common stock held directly by MLSH 1.

F3: Shares of Class B common stock confer no economic rights on the holders thereof. Except as provided in the Issuer's Amended and Restated Certificate of Incorporation or as otherwise required by applicable law, holders of Class B common stock will be entitled to one vote per share on all matters to be voted on by holders of the Issuer's Class A common stock. Upon exchange of Common Units that are held by MLSH 1 and reported in Table II hereof, an equal number of shares of Class B common stock will be delivered to the Issuer and cancelled for no consideration.

F4: Represents Class B common stock and Common Units held directly by MLSH 1 after giving effect to the exchange of 8,409,946 Common Units (and cancellation of an equal number of shares of Class B common stock) for 8,409,946 shares of Class A common stock.

F7: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee footnotes30,090,979 Reported balance After 2024-05-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-05-28 · Conversion · Acquired 8,409,946 · Balance 30,090,979

F1: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F7: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee footnotes20,150,005 Reported balance After 2024-05-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-05-28 · Sale · Disposed 9,940,974 · Balance 20,150,005

F5: Represents (i) 8,409,946 shares of Class A common stock sold by MLSH 1 and (ii) 1,531,028 shares of Class A common stock sold by Maravai Life Sciences Holdings 2, LLC ("MLSH 2").

F6: Represents 20,150,005 shares of Class A common stock held directly by MLSH 2.

F7: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Common UnitsSEC Table II · derivative / convertible securityIndirectSee footnotes110,684,080 Reported balance After 2024-05-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-05-28 · Conversion · Disposed 8,409,946 · Balance 110,684,080

F1: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F4: Represents Class B common stock and Common Units held directly by MLSH 1 after giving effect to the exchange of 8,409,946 Common Units (and cancellation of an equal number of shares of Class B common stock) for 8,409,946 shares of Class A common stock.

F7: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F2: Represents 110,684,080 shares of Class B common stock held directly by MLSH 1.

F3: Shares of Class B common stock confer no economic rights on the holders thereof. Except as provided in the Issuer's Amended and Restated Certificate of Incorporation or as otherwise required by applicable law, holders of Class B common stock will be entitled to one vote per share on all matters to be voted on by holders of the Issuer's Class A common stock. Upon exchange of Common Units that are held by MLSH 1 and reported in Table II hereof, an equal number of shares of Class B common stock will be delivered to the Issuer and cancelled for no consideration.

F4: Represents Class B common stock and Common Units held directly by MLSH 1 after giving effect to the exchange of 8,409,946 Common Units (and cancellation of an equal number of shares of Class B common stock) for 8,409,946 shares of Class A common stock.

F5: Represents (i) 8,409,946 shares of Class A common stock sold by MLSH 1 and (ii) 1,531,028 shares of Class A common stock sold by Maravai Life Sciences Holdings 2, LLC ("MLSH 2").

F6: Represents 20,150,005 shares of Class A common stock held directly by MLSH 2.

F7: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2024 Filed May 30, 2024 17:39 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 ConversionCommon Units · Derivative 8,409,946 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-066799 · ownership.xml · derivative · entry 4

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 110,684,080

Underlying: Class A common stock · 8,409,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · price: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · derivative.exercise_date: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · derivative.expiration_date: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · ownership.nature: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F4 · ownership.nature: Represents Class B common stock and Common Units held directly by MLSH 1 after giving effect to the exchange of 8,409,946 Common Units (and cancellation of an equal number of shares of Class B common stock) for 8,409,946 shares of Class A common stock.

F7 · ownership.nature: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8 · ownership.nature: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Read SEC document
May 28, 2024 Filed May 30, 2024 17:39 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 SaleClass A common stock 9,940,974 $9.82 $97,570,659.81
Disclosure

SEC source: 0000950170-24-066799 · ownership.xml · nonDerivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 20,150,005

F5 · shares: Represents (i) 8,409,946 shares of Class A common stock sold by MLSH 1 and (ii) 1,531,028 shares of Class A common stock sold by Maravai Life Sciences Holdings 2, LLC ("MLSH 2").

F6 · balance_after: Represents 20,150,005 shares of Class A common stock held directly by MLSH 2.

F7 · ownership.nature: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8 · ownership.nature: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Read SEC document
May 28, 2024 Filed May 30, 2024 17:39 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 ConversionClass A common stock 8,409,946 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-066799 · ownership.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 30,090,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · price: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F7 · ownership.nature: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8 · ownership.nature: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

Read SEC document
May 28, 2024 Filed May 30, 2024 17:39 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass B common stock 8,409,946 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-066799 · ownership.xml · nonDerivative · entry 1

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 110,684,080

F1 · kind: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F1 · price: Pursuant to the Exchange Agreement, dated as of November 19, 2020, by and among Maravai LifeSciences Holdings, Inc. (the "Issuer"), Maravai Topco Holdings, LLC ("Topco LLC") and Maravai Life Sciences Holdings, LLC ("MLSH 1") (the "Exchange Agreement"), the units in Topco LLC (the "Common Units") (together with an equal number of shares of Class B common stock, par value $0.01 per share, of the Issuer (the "Class B common stock")) are exchangeable for shares of Class A common stock, par value $0.01 per share, of the Issuer (the "Class A common stock") on a one-for-one basis. The Common Units do not expire.

F2 · balance_after: Represents 110,684,080 shares of Class B common stock held directly by MLSH 1.

F3 · ownership.nature: Shares of Class B common stock confer no economic rights on the holders thereof. Except as provided in the Issuer's Amended and Restated Certificate of Incorporation or as otherwise required by applicable law, holders of Class B common stock will be entitled to one vote per share on all matters to be voted on by holders of the Issuer's Class A common stock. Upon exchange of Common Units that are held by MLSH 1 and reported in Table II hereof, an equal number of shares of Class B common stock will be delivered to the Issuer and cancelled for no consideration.

F4 · ownership.nature: Represents Class B common stock and Common Units held directly by MLSH 1 after giving effect to the exchange of 8,409,946 Common Units (and cancellation of an equal number of shares of Class B common stock) for 8,409,946 shares of Class A common stock.

F7 · ownership.nature: MLSH 1 and MLSH 2 are each managed by a board of managers. GTCR Fund XI/C LP ("GTCR Fund XI/C") controls the board of managers of MLSH 2. GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI") control the board of managers of MLSH 1. GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of each of GTCR Co-Invest XI, GTCR Partners XI/A&C and GTCR Partners XI/B. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A common stock or Class B common stock held of record by MLSH 1 and MLSH 2.

F8 · ownership.nature: Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class A common stock held of record by MLSH 2. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Class B common stock held of record by MLSH 1 and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by MLSH 1 and MLSH 2 except to the extent of his pecuniary interest therein.

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December 31, 2021 Filed Jan 4, 2022 16:05 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerCommon Units · Derivative 2,570,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000472 · doc4.xml · derivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 123,669,196

Underlying: Class A Common Stock · 2,570,415 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of the Issuer's Class A common stock, par value $0.01 per share (the "Class A Common Stock"). Common Units do not expire.

F6 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

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December 31, 2021 Filed Jan 4, 2022 16:05 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass B Common Stock 2,570,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000472 · doc4.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 123,669,196

F3 · ownership.nature: Reflects shares of the Issuer's Class B Common Stock, par value $0.01 per share (the "Class B Common Stock"), held directly by Maravai Life Sciences Holdings, LLC ("MLSH 1"). MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock.

F4 · ownership.nature: (Continued From Footnote 3) Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of the pecuniary interest therein.

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September 09, 2021 Filed Sep 13, 2021 16:21 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerCommon Units · Derivative 17,068,559 $50.00 $853,427,950.00
Disclosure

SEC source: 0000899243-21-035674 · doc4.xml · derivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,239,611

Underlying: Class A Common Stock · 17,068,559 shares

Expires not disclosed

F6 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F1 · kind: On September 9, 2021, the Reporting Persons sold an aggregate 20,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-259366). The aggregate 20,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 17,068,559 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,931,441 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2").

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F7 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 16:21 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 OtherClass B Common Stock 17,068,559 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035674 · doc4.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,239,611

F4 · kind: Reflects the shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") exchanged for shares of Class A Common Stock sold.

F4 · shares: Reflects the shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") exchanged for shares of Class A Common Stock sold.

F4 · price: Reflects the shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") exchanged for shares of Class A Common Stock sold.

F5 · balance_after: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

F5 · ownership.nature: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

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September 09, 2021 Filed Sep 13, 2021 16:21 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass A Common Stock 2,931,441 $50.00 $146,572,050.00
Disclosure

SEC source: 0000899243-21-035674 · doc4.xml · nonDerivative · entry 1

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 21,681,033

F1 · kind: On September 9, 2021, the Reporting Persons sold an aggregate 20,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-259366). The aggregate 20,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 17,068,559 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,931,441 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2").

F1 · shares: On September 9, 2021, the Reporting Persons sold an aggregate 20,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-259366). The aggregate 20,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 17,068,559 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,931,441 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2").

F2 · balance_after: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F3 · balance_after: (Continued From Footnote 2) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F3 · ownership.nature: (Continued From Footnote 2) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

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April 08, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerCommon Units · Derivative 2,304,256 $31.25 $72,008,000.00
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · derivative · entry 6

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 143,308,170

Underlying: Class A Common Stock · 2,304,256 shares

Expires not disclosed

F7 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F1 · kind: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · kind: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F8 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 OtherClass B Common Stock 2,304,256 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · nonDerivative · entry 4

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 143,308,170

F5 · kind: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F5 · shares: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F5 · price: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F6 · balance_after: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass A Common Stock 395,744 $31.25 $12,367,000.00
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · nonDerivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,612,474

F1 · kind: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · kind: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F1 · shares: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · shares: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F3 · balance_after: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F4 · balance_after: (Continued From Footnote 3) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F4 · ownership.nature: (Continued From Footnote 3) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

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April 07, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerCommon Units · Derivative 15,361,703 $31.25 $480,053,218.75
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · derivative · entry 5

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 145,612,426

Underlying: Class A Common Stock · 15,361,703 shares

Expires not disclosed

F7 · derivative.exercise_price: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F1 · kind: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · kind: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Maravai Topco Holdings, LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one share of Class B Common Stock for every Common Unit) are exchangeable for one share of Class A Common Stock. Common Units do not expire.

F8 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one share of Class A Common Stock pursuant to the Exchange Agreement.

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April 07, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 OtherClass B Common Stock 15,361,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 145,612,426

F5 · kind: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F5 · shares: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F5 · price: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Common Stock") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F6 · balance_after: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Reflects Class B Common Stock held directly by MLSH 1. MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Common Stock. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B Common Stock held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B Common Stock held of record by MLSH 1 except to the extent of his pecuniary interest therein.

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April 07, 2021 Filed Apr 9, 2021 17:00 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass A Common Stock 2,638,297 $31.25 $82,446,781.25
Disclosure

SEC source: 0000899243-21-015484 · doc4.xml · nonDerivative · entry 1

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 25,008,218

F1 · kind: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · kind: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F1 · shares: On April 7, 2021, the Reporting Persons sold an aggregate 18,000,000 shares of Class A common stock, par value $0.01 ("Class A Common Stock"), of Maravai LifeSciences Holdings, Inc. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-255043). The aggregate 18,000,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 15,361,703 shares of Class A Common Stock sold by Maravai Life Sciences Holdings, LLC ("MLSH 1") and (b) 2,638,297 shares of Class A Common Stock sold by Maravai Life Sciences Holdings 2, LLC. ("MLSH 2"). On April 8, 2021, the Reporting Persons sold an aggregate of 2,700,000 shares of Class A Common Stock of the Issuer pursuant to the option granted to the underwriters, which was exercised in full prior to closing.

F2 · shares: (Continued from footnote 1) The aggregate 2,700,000 shares of Class A Common Stock sold by the Reporting Persons include (a) 2,304,256 shares of Class A Common Stock sold by MLSH 1 and (b) 395,744 shares of Class A Common Stock sold by MLSH 2.

F3 · balance_after: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F4 · balance_after: (Continued From Footnote 3) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Reflects Class A Common Stock held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Common Stock.

F4 · ownership.nature: (Continued From Footnote 3) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Common Stock held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Common Stock held of record by MLSH 2 except to the extent of his pecuniary interest therein.

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November 24, 2020 Filed Nov 27, 2020 16:43 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerCommon Units · Derivative 55,823,011 $25.52 $1,424,324,125.67
Disclosure

SEC source: 0000899243-20-032274 · doc4.xml · derivative · entry 3

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 160,974,129

Underlying: Class A Common Stock · 160,974,129 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one Class A Share pursuant to the Exchange Agreement.

F1 · kind: On November 24, 2020, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock, par value $0.01 per share (the "Class A Shares"), to repurchase 1,319,148 Class A Shares held by Maravai Life Sciences Holdings 2, LLC ("MLSH 2") and to purchase 55,823,011 common units (the "Common Units") of Maravai Topco Holdings, LLC ("Topco LLC") from Maravai Life Sciences Holdings , LLC ("MLSH 1"), who were the Issuer's pre-IPO equityholders, at a price of $25.5150 per Class A Share or Common Unit.

F1 · shares: On November 24, 2020, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock, par value $0.01 per share (the "Class A Shares"), to repurchase 1,319,148 Class A Shares held by Maravai Life Sciences Holdings 2, LLC ("MLSH 2") and to purchase 55,823,011 common units (the "Common Units") of Maravai Topco Holdings, LLC ("Topco LLC") from Maravai Life Sciences Holdings , LLC ("MLSH 1"), who were the Issuer's pre-IPO equityholders, at a price of $25.5150 per Class A Share or Common Unit.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Topco LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one Class B Share for every Common Unit) are exchangeable for one Class A Share. Common Units do not expire.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement dated November 19, 2020, by and among the Issuer, Topco LLC and MLSH 1 (the "Exchange Agreement"), the Common Units (together with one Class B Share for every Common Unit) are exchangeable for one Class A Share. Common Units do not expire.

F7 · ownership.nature: Reflects Common Units owned directly by MLSH 1. Each Common Unit is exchangeable for one Class A Share pursuant to the Exchange Agreement.

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November 24, 2020 Filed Nov 27, 2020 16:43 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 OtherClass B Common Stock 7,680,852 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-032274 · doc4.xml · nonDerivative · entry 2

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 160,974,129

F4 · kind: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Shares") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F4 · shares: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Shares") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F4 · price: Reflects shares of the Issuer's Class B common stock, par value $0.01 (the "Class B Shares") forfeited and canceled for no consideration by MLSH 1 in connection with the purchase by the Issuer of the Common Units.

F5 · balance_after: Reflects Class B Shares held directly by Maravai Life Sciences Holdings, LLC ("MLSH 1"). MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Shares. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B shares held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B shares held of record by MLSH 1 except to the extent of his pecuniary interest therein.

F5 · ownership.nature: Reflects Class B Shares held directly by Maravai Life Sciences Holdings, LLC ("MLSH 1"). MLSH 1 is managed by a board of managers controlled by GTCR Fund XI/B LP ("GTCR Fund XI/B") and GTCR Co-Invest XI LP ("GTCR Co-Invest XI"). GTCR Partners XI/B LP ("GTCR Partners XI/B") is the general partner of GTCR Fund XI/B. GTCR Investment XI is the general partner of GTCR Co-Invest XI and GTCR Partners XI/B. GTCR Investment XI is managed by the GTCR Board of Managers, and no single person has voting or dispositive authority over the Class B Shares. Each of GTCR Partners XI/B, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class B shares held of record by MLSH 1, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class B shares held of record by MLSH 1 except to the extent of his pecuniary interest therein.

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November 24, 2020 Filed Nov 27, 2020 16:43 UTC MARAVAI LIFESCIENCES HOLDINGS, INC. MRVI · Entity 4291 Disposition to issuerClass A Common Stock 1,319,148 $25.52 $33,658,061.22
Disclosure

SEC source: 0000899243-20-032274 · doc4.xml · nonDerivative · entry 1

GTCR INVESTMENT XI LLC · CIK 0001827977 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS, LLC · CIK 0001833157 · Director · 10% owner

MARAVAI LIFE SCIENCES HOLDINGS 2, LLC · CIK 0001832794 · Director · 10% owner

GTCR FUND XI/B LP · CIK 0001591435 · Director · 10% owner

GTCR FUND XI/C LP · CIK 0001591436 · Director · 10% owner

GTCR CO-INVEST XI LP · CIK 0001591432 · Director · 10% owner

GTCR PARTNERS XI/A&C LP · CIK 0001828028 · Director · 10% owner

GTCR PARTNERS XI/B LP · CIK 0001827959 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,646,515

F1 · kind: On November 24, 2020, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock, par value $0.01 per share (the "Class A Shares"), to repurchase 1,319,148 Class A Shares held by Maravai Life Sciences Holdings 2, LLC ("MLSH 2") and to purchase 55,823,011 common units (the "Common Units") of Maravai Topco Holdings, LLC ("Topco LLC") from Maravai Life Sciences Holdings , LLC ("MLSH 1"), who were the Issuer's pre-IPO equityholders, at a price of $25.5150 per Class A Share or Common Unit.

F1 · shares: On November 24, 2020, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock, par value $0.01 per share (the "Class A Shares"), to repurchase 1,319,148 Class A Shares held by Maravai Life Sciences Holdings 2, LLC ("MLSH 2") and to purchase 55,823,011 common units (the "Common Units") of Maravai Topco Holdings, LLC ("Topco LLC") from Maravai Life Sciences Holdings , LLC ("MLSH 1"), who were the Issuer's pre-IPO equityholders, at a price of $25.5150 per Class A Share or Common Unit.

F2 · balance_after: Reflects Class A Shares held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Shares.

F3 · balance_after: (Continued From Footnote 2) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Shares held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Shares held of record by MLSH 2 except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Reflects Class A Shares held directly by MLSH 2. MLSH 2 is managed by a board of managers controlled by GTCR Fund XI/C LP ("GTCR Fund XI/C"). GTCR Partners XI/A&C LP ("GTCR Partners XI/A&C") is the general partner of GTCR Fund XI/C. GTCR Investment XI LLC ("GTCR Investment XI") is the general partner of GTCR Partners XI/A&C. GTCR Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A. Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the Class A Shares.

F3 · ownership.nature: (Continued From Footnote 2) Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the Class A Shares held of record by MLSH 2, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the Class A Shares held of record by MLSH 2 except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.