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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 16, 2018 20:37 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 101.23 $81.50 $8,250.25
Disclosure

SEC source: 0001127602-18-017692 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492.83

Underlying: Common Stock · 101.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:36 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 104.12 $81.50 $8,485.78
Disclosure

SEC source: 0001127602-18-017691 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,115.51

Underlying: Common Stock · 104.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:36 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 383.44 $81.50 $31,250.36
Disclosure

SEC source: 0001127602-18-017691 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,011.39

Underlying: Common Stock · 383.44 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:31 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 272.58 $81.50 $22,215.27
Disclosure

SEC source: 0001127602-18-017688 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,896.04

Underlying: Common Stock · 272.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:31 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 383.44 $81.50 $31,250.36
Disclosure

SEC source: 0001127602-18-017688 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,623.46

Underlying: Common Stock · 383.44 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:27 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 14.36 $81.50 $1,170.34
Disclosure

SEC source: 0001127602-18-017682 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472.3

Underlying: Common Stock · 14.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:27 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 337.42 $81.50 $27,499.73
Disclosure

SEC source: 0001127602-18-017682 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457.94

Underlying: Common Stock · 337.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:25 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 12.94 $81.50 $1,054.61
Disclosure

SEC source: 0001127602-18-017680 · form4.xml · derivative · entry 2

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061.85

Underlying: Common Stock · 12.94 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:25 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 236.2 $81.50 $19,250.30
Disclosure

SEC source: 0001127602-18-017680 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048.91

Underlying: Common Stock · 236.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:20 UTC GrantCommon Stock 414 $81.50 $33,741.00
Disclosure

SEC source: 0001127602-18-017675 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,064.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:05 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionRestricted Stock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015945 · form4.xml · derivative · entry 3

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,065

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,294 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:05 UTC
Doyle John QPresident and CEO, Marsh
Tax withholdingCommon Stock 1,294 $82.21 $106,375.86
Disclosure

SEC source: 0001127602-18-015945 · form4.xml · nonDerivative · entry 2

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007.0205

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,294 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:05 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionCommon Stock 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015945 · form4.xml · nonDerivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301.0205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,294 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

Read SEC document
March 23, 2018 Filed Feb 12, 2019 21:17 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 23,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005367 · form5.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,957

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:55 UTC
Portalatin Julio APresident and CEO, Mercer
SaleCommon Stock 10,911 $81.87 $893,272.66
Disclosure

SEC source: 0001127602-18-010590 · form4.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,083

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:54 UTC
Mills StacyVice President and Controller
SaleCommon Stock 1,145 $82.95 $94,972.03
Disclosure

SEC source: 0001127602-18-010589 · form4.xml · nonDerivative · entry 1

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923.028

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:51 UTC
McDonald ScottPresident and CEO of OWG
SaleCommon Stock 20,000 $81.87 $1,637,320.00
Disclosure

SEC source: 0001127602-18-010585 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,560.3748

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:49 UTC
Beshar Peter JEVP and General Counsel
SaleCommon Stock 10,567 $81.75 $863,820.55
Disclosure

SEC source: 0001127602-18-010584 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,857

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:43 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 41,504 $81.88 $3,398,140.00
Disclosure

SEC source: 0001127602-18-010581 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,791.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 52,782 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,782 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC
Gilbert E ScottSVP, Chief Information Officer
SaleCommon Stock 52,782 $81.33 $4,292,548.93
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 52,782 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:20 UTC
Portalatin Julio APresident and CEO, Mercer
Exercise / conversionRestricted Stock Units · Derivative 21,385 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009666 · form4.xml · derivative · entry 3

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,392

Underlying: Common Stock · 21,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 21,385 shares underlying restricted stock units of which 10,474 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 21,385 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,489 restricted stock units that were granted on February 22, 2016 and 3,017 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:20 UTC
Portalatin Julio APresident and CEO, Mercer
Tax withholdingCommon Stock 10,474 $84.87 $888,928.38
Disclosure

SEC source: 0001127602-18-009666 · form4.xml · nonDerivative · entry 2

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,994

F1 · kind: Vesting and distribution to reporting person of 21,385 shares underlying restricted stock units of which 10,474 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 21,385 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,489 restricted stock units that were granted on February 22, 2016 and 3,017 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:20 UTC
Portalatin Julio APresident and CEO, Mercer
Exercise / conversionCommon Stock 21,385 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009666 · form4.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 21,385 shares underlying restricted stock units of which 10,474 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 21,385 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,489 restricted stock units that were granted on February 22, 2016 and 3,017 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:17 UTC
Mills StacyVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009660 · form4.xml · derivative · entry 3

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138

Underlying: Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 1,860 shares underlying restricted stock units of which 715 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 1,860 shares underlying restricted stock units relate to 440 restricted stock units that were granted on February 23, 2015, 509 restricted stock units that were granted on February 22, 2016 and 911 restricted stock units that were granted on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:17 UTC
Mills StacyVice President and Controller
Tax withholdingCommon Stock 715 $84.87 $60,682.05
Disclosure

SEC source: 0001127602-18-009660 · form4.xml · nonDerivative · entry 2

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,068.028

F1 · kind: Vesting and distribution to reporting person of 1,860 shares underlying restricted stock units of which 715 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 1,860 shares underlying restricted stock units relate to 440 restricted stock units that were granted on February 23, 2015, 509 restricted stock units that were granted on February 22, 2016 and 911 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:17 UTC
Mills StacyVice President and Controller
Exercise / conversionCommon Stock 1,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009660 · form4.xml · nonDerivative · entry 1

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783.028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 1,860 shares underlying restricted stock units of which 715 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 1,860 shares underlying restricted stock units relate to 440 restricted stock units that were granted on February 23, 2015, 509 restricted stock units that were granted on February 22, 2016 and 911 restricted stock units that were granted on February 22, 2017.

F2 · balance_after: Includes dividend reinvestment shares acquired on February 15, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:15 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,829 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009656 · form4.xml · derivative · entry 3

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,941

Underlying: Common Stock · 9,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:15 UTC
MCGIVNEY MARK CChief Financial Officer
Tax withholdingCommon Stock 4,816 $84.87 $408,733.92
Disclosure

SEC source: 0001127602-18-009656 · form4.xml · nonDerivative · entry 2

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:15 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionCommon Stock 9,829 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009656 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:12 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionRestricted Stock Units · Derivative 11,791 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009648 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

Underlying: Common Stock · 11,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 11,791 shares underlying restricted stock units of which 5,543 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,791 shares underlying restricted stock units relate to 1,833 restricted stock units that were granted on February 23, 2015, 6,433 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,817 restricted stock units that were granted on February 22, 2016 and 1,708 restricted stock units that were granted on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:12 UTC
McDonald ScottPresident and CEO of OWG
Tax withholdingCommon Stock 5,543 $84.87 $470,434.41
Disclosure

SEC source: 0001127602-18-009648 · form4.xml · nonDerivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,560.3748

F1 · kind: Vesting and distribution to reporting person of 11,791 shares underlying restricted stock units of which 5,543 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,791 shares underlying restricted stock units relate to 1,833 restricted stock units that were granted on February 23, 2015, 6,433 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,817 restricted stock units that were granted on February 22, 2016 and 1,708 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:12 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 11,791 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009648 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,103.3748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 11,791 shares underlying restricted stock units of which 5,543 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,791 shares underlying restricted stock units relate to 1,833 restricted stock units that were granted on February 23, 2015, 6,433 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,817 restricted stock units that were granted on February 22, 2016 and 1,708 restricted stock units that were granted on February 22, 2017.

F2 · balance_after: Includes dividend reinvestment shares acquired on February 15, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:11 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 9,206 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009644 · form4.xml · derivative · entry 4

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

Underlying: Common Stock · 9,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:11 UTC
Ledford LaurieSVP & Chief HR Officer
Tax withholdingCommon Stock 4,901 $84.87 $415,947.87
Disclosure

SEC source: 0001127602-18-009644 · form4.xml · nonDerivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,583.5441

F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:11 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 9,206 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009644 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,484.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:09 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Exercise / conversionRestricted Stock Units · Derivative 3,415 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009639 · form4.xml · derivative · entry 3

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,415

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:09 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Tax withholdingCommon Stock 1,673 $84.87 $141,987.51
Disclosure

SEC source: 0001127602-18-009639 · form4.xml · nonDerivative · entry 2

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794.082

F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:09 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Exercise / conversionCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009639 · form4.xml · nonDerivative · entry 1

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467.082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

F2 · balance_after: Includes shares acquired through the Marsh & McLennan Companies Employee Stock Purchase Plan on January 2, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 20,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009634 · form4.xml · derivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,169

Underlying: Common Stock · 20,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 20,711 shares underlying restricted stock units of which 10,144 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 20,711 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,271 restricted stock units that were granted on February 22, 2016 and 2,561 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 10,144 $84.87 $860,921.28
Disclosure

SEC source: 0001127602-18-009634 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,424

F1 · kind: Vesting and distribution to reporting person of 20,711 shares underlying restricted stock units of which 10,144 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 20,711 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,271 restricted stock units that were granted on February 22, 2016 and 2,561 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 20,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009634 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 20,711 shares underlying restricted stock units of which 10,144 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 20,711 shares underlying restricted stock units relate to 3,299 restricted stock units that were granted on February 23, 2015, 11,580 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 3,271 restricted stock units that were granted on February 22, 2016 and 2,561 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 10,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

Underlying: Common Stock · 10,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
Tax withholdingCommon Stock 5,429 $84.87 $460,759.23
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 10,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:00 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionRestricted Stock Units · Derivative 2,277 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009627 · form4.xml · derivative · entry 3

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,707

Underlying: Common Stock · 2,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 2,277 shares underlying restricted stock units of which 1,116 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:00 UTC
Doyle John QPresident and CEO, Marsh
Tax withholdingCommon Stock 1,116 $84.87 $94,714.92
Disclosure

SEC source: 0001127602-18-009627 · form4.xml · nonDerivative · entry 2

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659.0205

F1 · kind: Vesting and distribution to reporting person of 2,277 shares underlying restricted stock units of which 1,116 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:00 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionCommon Stock 2,277 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009627 · form4.xml · nonDerivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775.0205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 2,277 shares underlying restricted stock units of which 1,116 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.

F2 · balance_after: Includes dividend reinvestment shares as of year end.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:02 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionRestricted Stock Units · Derivative 88,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009630 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,981

Underlying: Common Stock · 88,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 88,726 shares underlying restricted stock units of which 47,222 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 88,726 shares underlying restricted stock units relate to 13,928 restricted stock units that were granted on February 23, 2015, 48,888 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 13,956 restricted stock units that were granted on February 22, 2016 and 11,954 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.