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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2021 Filed Aug 27, 2021 21:51 UTC GrantCommon stock 7,673 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016444 · doc1.xml · nonDerivative · entry 1

Peace Adrian Ian · CIK 0001878111 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 8/25/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:10 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016441 · doc1.xml · nonDerivative · entry 2

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,423

F2 · kind: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in three equal annual installments beginning within 30 days of termination of service as a director of MOD.

F2 · price: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in three equal annual installments beginning within 30 days of termination of service as a director of MOD.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:10 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016441 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,263

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:09 UTC GrantCommon stock 14,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016440 · doc1.xml · nonDerivative · entry 2

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,462

F2 · kind: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

F2 · price: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:09 UTC OtherCommon stock 14,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016440 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,025

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:07 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016439 · doc1.xml · nonDerivative · entry 2

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,633

F2 · kind: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in ten equal annual installments beginning within 30 days of termination of service as a director of MOD.

F2 · price: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in ten equal annual installments beginning within 30 days of termination of service as a director of MOD.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:07 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016439 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,473

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:05 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016438 · doc1.xml · nonDerivative · entry 2

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,533

F2 · kind: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

F2 · price: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:05 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016438 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,373

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:01 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016434 · doc1.xml · nonDerivative · entry 2

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,093

F2 · kind: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

F2 · price: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:01 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016434 · doc1.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,933

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:02 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016437 · doc1.xml · nonDerivative · entry 2

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,907

F2 · kind: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

F2 · price: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:02 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016437 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,747

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:59 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016429 · doc1.xml · nonDerivative · entry 2

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,692

F2 · kind: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in three equal annual installments beginning within 30 days of termination of service as a director of MOD.

F2 · price: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in three equal annual installments beginning within 30 days of termination of service as a director of MOD.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:59 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016429 · doc1.xml · nonDerivative · entry 1

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,532

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:58 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016426 · doc1.xml · nonDerivative · entry 2

ASHLEMAN ERIC D · CIK 0001605266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,772

F2 · kind: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in one lump sum within 30 days of termination of service as a director of MOD.

F2 · price: The canceled award described in footnote (1) was replaced with an award of restricted stock units, effective August 25, 2021. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Shares will be delivered to the Reporting Person in one lump sum within 30 days of termination of service as a director of MOD.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:58 UTC OtherCommon stock 8,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016426 · doc1.xml · nonDerivative · entry 1

ASHLEMAN ERIC D · CIK 0001605266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,612

F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:16 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013984 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,423

F1 · shares: This is an award of restricted stock units which vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD or the vesting date, whichever is later.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:16 UTC GrantCommon stock 14,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013983 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,462

F1 · shares: This is an award of restricted stock units which will vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:15 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013982 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,633

F1 · shares: This is an award of restricted stock units which vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in ten equal annual installments beginning within 30 days of termination of service with MOD or the vesting date, whichever is later.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:14 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013981 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,533

F1 · shares: This is an award of restricted stock units which will vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:13 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013980 · doc1.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,093

F1 · shares: This is an award of restricted stock units which will vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:11 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013979 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,907

F1 · shares: This is an award of restricted stock units which will vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:10 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013978 · doc1.xml · nonDerivative · entry 1

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,692

F1 · shares: This is an award of restricted stock units which vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD or the vesting date, whichever is later.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:09 UTC GrantCommon stock 8,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013977 · doc1.xml · nonDerivative · entry 1

ASHLEMAN ERIC D · CIK 0001605266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,772

F1 · shares: This is an award of restricted stock units which vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in one lump sum within 30 days of termination of service with MOD or the vesting date, whichever is later.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:50 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionEmployee stock option (Right to buy) · Derivative 2,000 $0.00 Strike: $14.93 $0.00
Disclosure

SEC source: 0001567619-21-012852 · doc1.xml · derivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014.

F3 · derivative.expiration_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:50 UTC
Agen Brian JonVP, Human Resources
SaleCommon stock 1,894 $16.50 $31,255.74
Disclosure

SEC source: 0001567619-21-012852 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,472

F2 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction.

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:50 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionCommon stock 2,000 $14.93 $29,860.00
Disclosure

SEC source: 0001567619-21-012852 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:51 UTC Exercise / conversionEmployee stock option (Right to buy) · Derivative 1,679 $0.00 Strike: $14.93 $0.00
Disclosure

SEC source: 0001567619-21-012854 · doc1.xml · derivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,679 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:51 UTC SaleCommon stock 1,636 $15.88 $25,979.68
Disclosure

SEC source: 0001567619-21-012854 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,820

F1 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:51 UTC Exercise / conversionCommon stock 1,679 $14.93 $25,067.47
Disclosure

SEC source: 0001567619-21-012854 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 22:02 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 4,487 $15.71 $70,490.77
Disclosure

SEC source: 0001567619-21-012494 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,503

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:28 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantEmployee stock option (Right to buy) · Derivative 8,922 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011862 · doc1.xml · derivative · entry 3

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922

Underlying: Common stock · 8,922 shares

Expires 2031-06-04

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:28 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 8,245 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011862 · doc1.xml · nonDerivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:28 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 1,352 $17.79 $24,052.08
Disclosure

SEC source: 0001567619-21-011862 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,505

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:27 UTC GrantEmployee stock option (Right to buy) · Derivative 6,908 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011861 · doc1.xml · derivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,908

Underlying: Common stock · 6,908 shares

Expires 2031-06-04

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:27 UTC GrantCommon stock 6,384 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011861 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,777

F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:27 UTC Tax withholdingCommon stock 1,796 $17.79 $31,950.84
Disclosure

SEC source: 0001567619-21-011861 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,393

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:25 UTC GrantEmployee stock option (Right to buy) · Derivative 7,504 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011860 · doc1.xml · derivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, BHVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Underlying: Common stock · 7,504 shares

Expires 2031-06-04

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:25 UTC GrantCommon stock 6,935 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011860 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, BHVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,615

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:25 UTC Tax withholdingCommon stock 777 $17.79 $13,822.83
Disclosure

SEC source: 0001567619-21-011860 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,680

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:24 UTC GrantEmployee stock option (Right to buy) · Derivative 19,558 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011859 · doc1.xml · derivative · entry 3

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,558

Underlying: Common stock · 19,558 shares

Expires 2031-06-04

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:24 UTC GrantCommon stock 18,075 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011859 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,631

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 04, 2021 Filed Jun 8, 2021 22:24 UTC Tax withholdingCommon stock 4,823 $17.79 $85,801.17
Disclosure

SEC source: 0001567619-21-011859 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,556

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 04, 2021 Filed Jun 8, 2021 22:22 UTC GrantEmployee stock option (Right to buy) · Derivative 7,483 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · derivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

Underlying: Common stock · 7,483 shares

Expires 2031-06-04

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

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June 04, 2021 Filed Jun 8, 2021 22:22 UTC GrantCommon stock 6,915 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,056

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 04, 2021 Filed Jun 8, 2021 22:22 UTC Tax withholdingCommon stock 1,325 $17.79 $23,571.75
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,141

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 04, 2021 Filed Jun 8, 2021 22:20 UTC
Brinker Neil DavidDirector · President and CEO
GrantEmployee stock option (Right to buy) · Derivative 44,439 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011857 · doc1.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,439

Underlying: Common stock · 44,439 shares

Expires 2031-06-04

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

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June 04, 2021 Filed Jun 8, 2021 22:20 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 41,069 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011857 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,990

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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June 04, 2021 Filed Jun 8, 2021 22:19 UTC
Agen Brian JonVP, Human Resources
GrantEmployee stock option (Right to buy) · Derivative 6,821 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011855 · doc1.xml · derivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,821

Underlying: Common stock · 6,821 shares

Expires 2031-06-04

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.