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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Jun 8, 2022 19:16 UTC
Peace Adrian IanPresident, Performance Technol
GrantCommon stock 14,046 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012527 · doc1.xml · nonDerivative · entry 1

Peace Adrian Ian · CIK 0001878111 · President, Performance Technol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,719

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:15 UTC
McGinnis Eric SPresident, Climate Solutions
GrantEmployee stock option (Right to buy) · Derivative 14,243 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012526 · doc1.xml · derivative · entry 2

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

Underlying: Common stock · 14,243 shares

Expires 2032-06-06

F2 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:15 UTC
McGinnis Eric SPresident, Climate Solutions
GrantCommon stock 14,046 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012526 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,577

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC GrantEmployee stock option (Right to buy) · Derivative 29,210 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012525 · doc1.xml · derivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,210

Underlying: Common stock · 29,210 shares

Expires 2032-06-06

F3 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC GrantCommon stock 28,804 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012525 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,943

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC
Brinker Neil DavidDirector · President and CEO
GrantEmployee stock option (Right to buy) · Derivative 78,037 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012524 · doc1.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,037

Underlying: Common stock · 78,037 shares

Expires 2032-06-06

F2 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 76,954 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012524 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,327

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:13 UTC
Agen Brian JonVP, Human Resources
GrantEmployee stock option (Right to buy) · Derivative 11,113 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012523 · doc1.xml · derivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,113

Underlying: Common stock · 11,113 shares

Expires 2032-06-06

F3 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:13 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 10,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012523 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,107

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 20:33 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 4,549 $11.72 $53,314.28
Disclosure

SEC source: 0001567619-22-012445 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,373

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 20:35 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 913 $11.72 $10,700.36
Disclosure

SEC source: 0001567619-22-012449 · doc1.xml · nonDerivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,586

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 20:34 UTC Tax withholdingCommon stock 2,124 $11.72 $24,893.28
Disclosure

SEC source: 0001567619-22-012447 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,139

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 20:32 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 738 $11.72 $8,649.36
Disclosure

SEC source: 0001567619-22-012444 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,148

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:35 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 3,395 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012449 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,499

F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2019 through 2022.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:34 UTC GrantCommon stock 7,691 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012447 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,263

F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2019 through 2022.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:32 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 2,536 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012444 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,886

F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2019 through 2022.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:32 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionEmployee stock option (Right to buy) · Derivative 1,801 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001567619-22-012394 · doc1.xml · derivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,801 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments on June 5, 2013, 2014, 2015, and 2016.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:32 UTC
Agen Brian JonVP, Human Resources
SaleCommon stock 941 $11.59 $10,906.19
Disclosure

SEC source: 0001567619-22-012394 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,350

F2 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction.

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:32 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionCommon stock 1,801 $5.75 $10,355.75
Disclosure

SEC source: 0001567619-22-012394 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 20:28 UTC Exercise / conversionEmployee stock option (Right to buy) · Derivative 3,783 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001567619-22-012006 · doc1.xml · derivative · entry 5

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,783 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 20:28 UTC SaleCommon stock 3,783 $11.94 $45,169.02
Disclosure

SEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 4

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,572

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 20:28 UTC Exercise / conversionCommon stock 3,783 $5.75 $21,752.25
Disclosure

SEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2022 Filed Jun 2, 2023 21:29 UTC GrantCommon stock 9,234 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000024 · form4.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,604

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2022 Filed Jun 1, 2022 20:28 UTC Tax withholdingCommon stock 2,083 $11.26 $23,454.58
Disclosure

SEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,572

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2022 Filed Jun 1, 2022 20:29 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 849 $11.26 $9,559.74
Disclosure

SEC source: 0001567619-22-012009 · doc1.xml · nonDerivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,104

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2022 Filed Jun 1, 2022 20:25 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 675 $11.26 $7,600.50
Disclosure

SEC source: 0001567619-22-012005 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,490

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2022 Filed Jun 1, 2022 20:28 UTC Tax withholdingCommon stock 2,915 $11.26 $32,822.90
Disclosure

SEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,655

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2022 Filed Jun 1, 2022 20:29 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 1,190 $11.26 $13,399.40
Disclosure

SEC source: 0001567619-22-012009 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,953

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2022 Filed Jun 1, 2022 20:25 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 996 $11.26 $11,214.96
Disclosure

SEC source: 0001567619-22-012005 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,165

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 20, 2022 Filed May 24, 2022 14:36 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 2,976 $8.30 $24,700.80
Disclosure

SEC source: 0001567619-22-011592 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,922

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 08, 2022 Filed May 10, 2022 18:17 UTC
McGinnis Eric SPresident, Climate Solutions
Tax withholdingCommon stock 4,175 $8.12 $33,901.00
Disclosure

SEC source: 0001567619-22-009906 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,531

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 20:53 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 10,630 $9.70 $103,111.00
Disclosure

SEC source: 0001567619-22-006461 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,898

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:27 UTC
McGinnis Eric SVP, Building HVAC
Tax withholdingCommon stock 1,005 $9.98 $10,029.90
Disclosure

SEC source: 0001567619-22-005498 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,706

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 19:58 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 13,362 $10.06 $134,421.72
Disclosure

SEC source: 0001567619-22-005355 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,528

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 15:34 UTC
McGinnis Eric SVP, Building HVAC
Tax withholdingCommon stock 2,802 $10.46 $29,308.92
Disclosure

SEC source: 0001567619-22-005327 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,711

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:19 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 2,613 $10.33 $26,992.29
Disclosure

SEC source: 0001567619-21-021470 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,890

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:42 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 1,607 $11.94 $19,187.58
Disclosure

SEC source: 0001567619-21-017914 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,143

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:41 UTC Tax withholdingCommon stock 2,168 $11.94 $25,885.92
Disclosure

SEC source: 0001567619-21-017911 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,652

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:40 UTC
McBurney Matthew JVP, Building HVAC
Tax withholdingCommon stock 1,654 $11.94 $19,748.76
Disclosure

SEC source: 0001567619-21-017910 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,961

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:39 UTC Tax withholdingCommon stock 9,061 $11.94 $108,188.34
Disclosure

SEC source: 0001567619-21-017909 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,570

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:38 UTC
Casterton Joel ThomasVP, Heavy Duty Equipment
Tax withholdingCommon stock 1,649 $11.94 $19,689.06
Disclosure

SEC source: 0001567619-21-017907 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,407

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 18:37 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 1,311 $11.94 $15,653.34
Disclosure

SEC source: 0001567619-21-017905 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,161

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantEmployee stock option (Right to buy) · Derivative 8,284 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · derivative · entry 7

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common stock · 8,284 shares

Expires 2031-08-25

F7 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 8/25/22.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantEmployee stock option (Right to buy) · Derivative 12,269 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · derivative · entry 6

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,269

Underlying: Common stock · 12,269 shares

Expires 2031-08-25

F6 · derivative.exercise_date: This option will vest in three equal annual installments commencing on 2/23/22.

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August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantCommon stock 7,673 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · nonDerivative · entry 5

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,513

F5 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 8/25/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantCommon stock 13,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · nonDerivative · entry 4

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,840

F4 · shares: This is an award of restricted stock units which will vest in two equal annual installments commencing on 8/25/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantCommon stock 12,936 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · nonDerivative · entry 3

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,973

F3 · shares: This is an award of restricted stock units which will vest in three equal annual installments commencing on 2/23/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantCommon stock 18,894 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · nonDerivative · entry 2

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

F2 · shares: This is an award of restricted stock units which will vest in two equal annual installments commencing on 2/18/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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August 25, 2021 Filed Aug 27, 2021 21:52 UTC
McGinnis Eric SVP, Building HVAC
GrantCommon stock 17,143 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016445 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,143

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 5/8/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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August 25, 2021 Filed Aug 27, 2021 21:51 UTC GrantEmployee stock option (Right to buy) · Derivative 8,284 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001567619-21-016444 · doc1.xml · derivative · entry 2

Peace Adrian Ian · CIK 0001878111 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common stock · 8,284 shares

Expires 2031-08-25

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 8/25/22.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.