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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2021 Filed Jun 8, 2021 22:19 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 6,304 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011855 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,366

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:19 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 1,104 $17.79 $19,640.16
Disclosure

SEC source: 0001567619-21-011855 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,062

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:33 UTC Tax withholdingCommon stock 580 $18.13 $10,515.40
Disclosure

SEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 4

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,189

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:32 UTC
McBurney Matthew JVP, Building HVAC
Tax withholdingCommon stock 361 $18.13 $6,544.93
Disclosure

SEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,457

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:31 UTC Tax withholdingCommon stock 1,895 $18.13 $34,356.35
Disclosure

SEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 4

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,379

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:30 UTC
Casterton Joel ThomasVP, Heavy Duty Equipment
Tax withholdingCommon stock 101 $18.13 $1,831.13
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,466

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:28 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 505 $18.13 $9,155.65
Disclosure

SEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 4

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,166

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:33 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 567 $17.59 $9,973.53
Disclosure

SEC source: 0001567619-21-011547 · doc1.xml · nonDerivative · entry 3

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,857

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:33 UTC Tax withholdingCommon stock 746 $17.59 $13,122.14
Disclosure

SEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,769

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:32 UTC
McBurney Matthew JVP, Building HVAC
Tax withholdingCommon stock 321 $17.59 $5,646.39
Disclosure

SEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,818

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:31 UTC Tax withholdingCommon stock 2,044 $17.59 $35,953.96
Disclosure

SEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,274

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:30 UTC
Casterton Joel ThomasVP, Heavy Duty Equipment
Tax withholdingCommon stock 549 $17.59 $9,656.91
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,567

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:28 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 455 $17.59 $8,003.45
Disclosure

SEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,671

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:33 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 789 $17.59 $13,878.51
Disclosure

SEC source: 0001567619-21-011547 · doc1.xml · nonDerivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,424

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:33 UTC Tax withholdingCommon stock 1,148 $17.59 $20,193.32
Disclosure

SEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,515

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:32 UTC
McBurney Matthew JVP, Building HVAC
Tax withholdingCommon stock 803 $17.59 $14,124.77
Disclosure

SEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,139

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:31 UTC Tax withholdingCommon stock 2,851 $17.59 $50,149.09
Disclosure

SEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,318

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:30 UTC
Casterton Joel ThomasVP, Heavy Duty Equipment
Tax withholdingCommon stock 844 $17.59 $14,845.96
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,116

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:28 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 679 $17.59 $11,943.61
Disclosure

SEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,126

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:33 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 4,614 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011547 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,213

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:33 UTC GrantCommon stock 3,942 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, CIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,663

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:32 UTC
McBurney Matthew JVP, Building HVAC
GrantCommon stock 2,428 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,942

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:31 UTC GrantCommon stock 10,452 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,169

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:30 UTC
Casterton Joel ThomasVP, Heavy Duty Equipment
GrantCommon stock 4,140 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,960

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:28 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 3,449 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,805

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:29 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 1,969 $16.20 $31,897.80
Disclosure

SEC source: 0001567619-21-010907 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,921

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:16 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 7,088 $15.25 $108,092.00
Disclosure

SEC source: 0001567619-21-005649 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,890

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:01 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 8,816 $14.52 $128,008.32
Disclosure

SEC source: 0001567619-21-004661 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,978

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:45 UTC SaleCommon stock 12,500 $14.57 $182,125.00
Disclosure

SEC source: 0001567619-21-004817 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,514

F1 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantEmployee stock option (Right to buy) · Derivative 22,843 $0.00 Strike: $11.19 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · derivative · entry 6

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,843

Underlying: Common stock · 22,843 shares

Expires 2030-12-01

F6 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 12/1/21.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 23,592 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 5

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,794

F5 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 12/1/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 20,153 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 4

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,202

F4 · shares: This is an award of restricted stock units which will vest in three equal annual installments commencing on 5/20/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 72,573 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 3

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,049

F3 · shares: This is an award of restricted stock units which will vest in three equal annual installments commencing on 3/3/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 60,349 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,476

F2 · shares: This is an award of restricted stock units which will vest in two equal annual installments commencing on 2/22/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 10,127 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 6/18/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 20:23 UTC
McBurney Matthew JVP, BHVAC and Corp Strategy
OtherCommon stock 49 $14.31 $701.19
Disclosure

SEC source: 0001567619-20-020089 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 76,014

F1 · shares: The reported securities of 49 Modine Common Stock Fund Units (Modine 401(k) Retirement Plan) were sold on 11/18/2020 at a price of $14.31 per Unit. Each Unit consists of Modine common stock and cash components.

F1 · balance_after: The reported securities of 49 Modine Common Stock Fund Units (Modine 401(k) Retirement Plan) were sold on 11/18/2020 at a price of $14.31 per Unit. Each Unit consists of Modine common stock and cash components.

F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:43 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantEmployee stock option · Derivative 21,885 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017643 · doc1.xml · derivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,885

Underlying: Common stock · 21,885 shares

Expires 2030-10-02

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:43 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantCommon stock 21,934 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017643 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,599

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:42 UTC
Miller Scott ArlanVP, Global Coils and Coolers
GrantEmployee stock option · Derivative 18,991 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017642 · doc1.xml · derivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,991

Underlying: Common stock · 18,991 shares

Expires 2030-10-02

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:42 UTC
Miller Scott ArlanVP, Global Coils and Coolers
GrantCommon stock 19,033 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017642 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,721

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:40 UTC
McBurney Matthew JVP, BHVAC and Corp Strategy
GrantEmployee stock option · Derivative 20,619 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017641 · doc1.xml · derivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,619

Underlying: Common stock · 20,619 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

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October 02, 2020 Filed Oct 7, 2020 00:40 UTC
McBurney Matthew JVP, BHVAC and Corp Strategy
GrantCommon stock 20,665 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017641 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,063

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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October 02, 2020 Filed Oct 7, 2020 00:37 UTC
Lucareli Michael BInterim President and CEO
GrantEmployee stock option · Derivative 78,377 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017640 · doc1.xml · derivative · entry 2

Lucareli Michael B · CIK 0001496134 · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,377

Underlying: Common stock · 78,377 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

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October 02, 2020 Filed Oct 7, 2020 00:37 UTC
Lucareli Michael BInterim President and CEO
GrantCommon stock 78,550 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017640 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,717

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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October 02, 2020 Filed Oct 7, 2020 00:35 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantEmployee stock option · Derivative 20,559 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017639 · doc1.xml · derivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,559

Underlying: Common stock · 20,559 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

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October 02, 2020 Filed Oct 7, 2020 00:35 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantCommon stock 20,604 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017639 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,830

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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October 02, 2020 Filed Oct 7, 2020 00:34 UTC
Bowser Scott LVP, CIS and COO
GrantEmployee stock option · Derivative 48,956 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017638 · doc1.xml · derivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, CIS and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,956

Underlying: Common stock · 48,956 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

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October 02, 2020 Filed Oct 7, 2020 00:34 UTC
Bowser Scott LVP, CIS and COO
GrantCommon stock 49,063 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017638 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, CIS and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,257

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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October 02, 2020 Filed Oct 7, 2020 00:31 UTC
Agen Brian JonVP, Human Resources
GrantEmployee stock option · Derivative 16,351 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017637 · doc1.xml · derivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,351

Underlying: Common stock · 16,351 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

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October 02, 2020 Filed Oct 7, 2020 00:31 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 16,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017637 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,356

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.