Last 12 months
Inside the activity.
1 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 18, 2018 14:24 UTC |
KRESA KENTDirector
|
GrantRestricted Stock Unit · Derivative | 65,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031291 · doc4.xml · derivative · entry 1 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,200 Underlying: Common Stock · 65,200 shares Expires 2028-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board. Read SEC document |
| May 18, 2017 Filed May 18, 2018 14:12 UTC |
Friedman Michael ADirector
|
GrantRestricted Stock Unit · Derivative | 65,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031285 · doc4.xml · derivative · entry 1 Friedman Michael A · CIK 0001298083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,200 Underlying: Common Stock · 65,200 shares Expires 2028-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board. Read SEC document |
| May 18, 2017 Filed May 18, 2018 14:11 UTC |
Consiglio Ronald JDirector
|
GrantRestricted Stock Unit · Derivative | 65,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031284 · doc4.xml · derivative · entry 1 CONSIGLIO RONALD J · CIK 0001232088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,200 Underlying: Common Stock · 65,200 shares Expires 2028-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board. Read SEC document |
| May 16, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 24 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 15, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 23 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 09, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 22 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 26, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 21 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 21, 2017 Filed Feb 15, 2018 01:56 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $.01 Par Value | 1,468 | $1.95 | $2,862.60 |
DisclosureSEC source: 0001209191-18-010209 · doc5.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,532 F1 · shares: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Read SEC document |
| April 21, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 473,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 20 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 20, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 280,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 19 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,187,602 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 19, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 18 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,467,902 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 18, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 102,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 17 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,767,902 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 17, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 60,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 16 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,870,439 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 17, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 142,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 15 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,558 Read SEC document |
| April 13, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 133,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 14 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,838 Read SEC document |
| April 12, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 160,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 13 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,170 Read SEC document |
| April 11, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 12 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,695 Read SEC document |
| April 10, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 250,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 11 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,695 Read SEC document |
| April 07, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 10 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,243 Read SEC document |
| April 06, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 233,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 9 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,771,243 Read SEC document |
| April 05, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 188,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 8 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,165 Read SEC document |
| April 04, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 195,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 7 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193,949 Read SEC document |
| April 03, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 6 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,389,107 Read SEC document |
| March 31, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 80,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 5 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,107 Read SEC document |
| March 16, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 4 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,135 Read SEC document |
| March 15, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 69,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 3 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774,135 Read SEC document |
| February 27, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 811,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 2 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843,553 F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. Read SEC document |
| February 27, 2017 Filed Feb 14, 2018 21:28 UTC |
Alfred E. Mann Living Trust10% owner
Mann Group, LLC10% owner
|
GiftCommon Stock | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 1 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,654,553 F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. Read SEC document |
| February 16, 2017 Filed Mar 20, 2017 12:43 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.54 Strike: $0.54 | $216,000.00 |
DisclosureSEC source: 0001209191-17-021589 · doc4.xml · derivative · entry 2 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Stock Options · 400,000 shares Expires 2026-12-23 F2 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| February 16, 2017 Filed Mar 20, 2017 12:43 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantCommon Stock, Par $0.01 | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021589 · doc4.xml · nonDerivative · entry 1 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 18:21 UTC |
PFEFFER MATTHEW JCEO, CFO, Director
|
PurchaseCommon Stock, $.01 Par Value | 4,540 | $0.54 | $2,451.60 |
DisclosureSEC source: 0001209191-17-000658 · doc4.xml · nonDerivative · entry 1 PFEFFER MATTHEW J · CIK 0001192063 · CEO, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,085 F1 · shares: Shares acquired through the Issuer's Employee Stock Purchase Plan Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 18:20 UTC |
Alinaya Rosabel RealicaSVP, Prin Acctg Officer
|
PurchaseCommon Stock, $.01 Par Value | 9,043 | $0.54 | $4,883.22 |
DisclosureSEC source: 0001209191-17-000657 · doc4.xml · nonDerivative · entry 1 Alinaya Rosabel Realica · CIK 0001665811 · SVP, Prin Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,456 F1 · shares: Shares acquired through the Issuer's Employee Stock Purchase Plan Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:29 UTC |
Shannon James SamuelDirector
|
GrantEmployee Stock Option · Derivative | 78,400 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006540 · doc5.xml · derivative · entry 4 Shannon James Samuel · CIK 0001485417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,400 Underlying: Common Stock · 78,400 shares Expires 2026-05-19 F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:29 UTC |
Shannon James SamuelDirector
|
GrantCommon Stock, $0.01 Par Value | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006540 · doc5.xml · nonDerivative · entry 3 Shannon James Samuel · CIK 0001485417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,875 F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:29 UTC |
Shannon James SamuelDirector
|
GrantCommon Stock, $0.01 Par Value | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006540 · doc5.xml · nonDerivative · entry 2 Shannon James Samuel · CIK 0001485417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,500 F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:29 UTC |
Shannon James SamuelDirector
|
GrantCommon Stock, $.01 Par Value | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006540 · doc5.xml · nonDerivative · entry 1 Shannon James Samuel · CIK 0001485417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
NORDHOFF HENRY LDirector
|
GrantEmployee Stock Option · Derivative | 78,400 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006539 · doc5.xml · derivative · entry 4 NORDHOFF HENRY L · CIK 0001230054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,400 Underlying: Common Stock · 78,400 shares Expires 2026-05-19 F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
NORDHOFF HENRY LDirector
|
GrantCommon Stock, $0.01 Par Value | 9,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 3 NORDHOFF HENRY L · CIK 0001230054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,626 F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
NORDHOFF HENRY LDirector
|
GrantCommon Stock, $0.01 Par Value | 65,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 2 NORDHOFF HENRY L · CIK 0001230054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,843 F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
NORDHOFF HENRY LDirector
|
GrantCommon Stock, $.01 Par Value | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 1 NORDHOFF HENRY L · CIK 0001230054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,626 F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
MacCallum DavidDirector
|
GrantEmployee Stock Option · Derivative | 78,400 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006538 · doc5.xml · derivative · entry 4 MacCallum David · CIK 0001298501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,400 Underlying: Common Stock · 78,400 shares Expires 2026-05-19 F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
MacCallum DavidDirector
|
GrantCommon Stock, $0.01 Par Value | 9,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006538 · doc5.xml · nonDerivative · entry 3 MacCallum David · CIK 0001298501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,990 F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
MacCallum DavidDirector
|
GrantCommon Stock, $0.01 Par Value | 65,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006538 · doc5.xml · nonDerivative · entry 2 MacCallum David · CIK 0001298501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,207 F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:28 UTC |
MacCallum DavidDirector
|
GrantCommon Stock, $.01 Par Value | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006538 · doc5.xml · nonDerivative · entry 1 MacCallum David · CIK 0001298501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,990 F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
KRESA KENTDirector
|
GrantEmployee Stock Option · Derivative | 78,400 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006537 · doc5.xml · derivative · entry 4 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,400 Underlying: Common Stock · 78,400 shares Expires 2026-05-19 F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
KRESA KENTDirector
|
GrantCommon Stock, $0.01 Par Value | 17,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 3 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,945 F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
KRESA KENTDirector
|
GrantCommon Stock, $0.01 Par Value | 116,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 2 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,418 F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
KRESA KENTDirector
|
GrantCommon Stock, $.01 Par Value | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 1 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,570 F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
Friedman Michael ADirector
|
GrantEmployee Stock Option · Derivative | 78,400 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006536 · doc5.xml · derivative · entry 2 Friedman Michael A · CIK 0001298083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,400 Underlying: Common Stock · 78,400 shares Expires 2026-05-19 F2 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. Read SEC document |
| May 19, 2016 Filed Feb 1, 2017 14:27 UTC |
Friedman Michael ADirector
|
GrantCommon Stock, $.01 Par Value | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006536 · doc5.xml · nonDerivative · entry 1 Friedman Michael A · CIK 0001298083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,700 F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.