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0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 8, 2018 22:08 UTC
McGrath Marlene MarySenior VP - Human Resources
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,200 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004639 · form4.xml · derivative · entry 3

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 22,200 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:08 UTC
McGrath Marlene MarySenior VP - Human Resources
Tax withholdingCommon Stock 2,836 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004639 · form4.xml · nonDerivative · entry 2

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,086.5406

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:08 UTC
McGrath Marlene MarySenior VP - Human Resources
GrantCommon Stock 6,015.76 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004639 · form4.xml · nonDerivative · entry 1

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,922.5406

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:05 UTC
Little Frank R Jr.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 42,035 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004637 · form4.xml · derivative · entry 3

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,035

Underlying: Common Stock · 42,035 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:05 UTC
Little Frank R Jr.Executive Vice President
Tax withholdingCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004637 · form4.xml · nonDerivative · entry 2

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,671.9459

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:05 UTC
Little Frank R Jr.Executive Vice President
GrantCommon Stock 5,785.173 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004637 · form4.xml · nonDerivative · entry 1

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,323.9459

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:59 UTC
Ashish Khandpur KExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 27,273 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004632 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,273

Underlying: Common Stock · 27,273 shares

Expires 2028-02-04

F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:59 UTC
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004632 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947.8601

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:59 UTC
Ashish Khandpur KExecutive Vice President
GrantCommon Stock 3,796.202 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004632 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052.8601

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:57 UTC
Keel Paul ASenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,828 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004628 · form4.xml · derivative · entry 3

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

Underlying: Common Stock · 16,828 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:57 UTC
Keel Paul ASenior Vice President
Tax withholdingCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004628 · form4.xml · nonDerivative · entry 2

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011.8429

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:57 UTC
Keel Paul ASenior Vice President
GrantCommon Stock 3,581.39 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004628 · form4.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,110.8429

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:54 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
GrantNon-qualified Stock Option (Right to Buy) · Derivative 17,291 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004622 · form4.xml · derivative · entry 3

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:54 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
Tax withholdingCommon Stock 2,565 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004622 · form4.xml · nonDerivative · entry 2

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,931.0252

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:54 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
GrantCommon Stock 5,596.769 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004622 · form4.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,496.0252

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:50 UTC
Delgado JoaquinExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 27,273 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004616 · form4.xml · derivative · entry 4

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,273

Underlying: Common Stock · 27,273 shares

Expires 2028-02-04

F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:50 UTC
Delgado JoaquinExecutive Vice President
Tax withholdingCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004616 · form4.xml · nonDerivative · entry 2

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,631.8005

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:50 UTC
Delgado JoaquinExecutive Vice President
GrantCommon Stock 7,234.623 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004616 · form4.xml · nonDerivative · entry 1

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,944.8005

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:43 UTC
Bushman Julie LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 35,029 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004613 · form4.xml · derivative · entry 4

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,029

Underlying: Common Stock · 35,029 shares

Expires 2028-02-04

F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:43 UTC
Bushman Julie LExecutive Vice President
Tax withholdingCommon Stock 2,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004613 · form4.xml · nonDerivative · entry 2

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,917.9088

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:43 UTC
Bushman Julie LExecutive Vice President
GrantCommon Stock 5,596.769 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004613 · form4.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,369.9088

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC
Bauman James LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,103 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · derivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,103

Underlying: Common Stock · 34,103 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC
Bauman James LExecutive Vice President
Tax withholdingCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382.131

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC
Bauman James LExecutive Vice President
GrantCommon Stock 4,881.191 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497.131

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:05 UTC
Ludgate Kristen MSr Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,518 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004596 · form4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518

Underlying: Common Stock · 5,518 shares

Expires 2028-02-04

F2 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:05 UTC
Ludgate Kristen MSr Vice President
Tax withholdingCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004596 · form4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985.5828

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on April 1, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:05 UTC
Ludgate Kristen MSr Vice President
GrantCommon Stock 499.945 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004596 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235.5828

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on April 1, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:49 UTC
Hammes Eric D.Senior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,438 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004583 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

Underlying: Common Stock · 15,438 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:49 UTC
Hammes Eric D.Senior Vice President
Tax withholdingCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004583 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268.1302

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:49 UTC
Hammes Eric D.Senior Vice President
GrantCommon Stock 1,846.895 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004583 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330.1302

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:55 UTC
Lindekugel Jon TSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,828 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004588 · form4.xml · derivative · entry 3

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

Underlying: Common Stock · 16,828 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:55 UTC
Lindekugel Jon TSenior Vice President
Tax withholdingCommon Stock 81.614 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004588 · form4.xml · nonDerivative · entry 2

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540.6095

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:55 UTC
Lindekugel Jon TSenior Vice President
GrantCommon Stock 2,766.74 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004588 · form4.xml · nonDerivative · entry 1

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,622.2235

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:36 UTC
Vrohidis IppocratisVice President & CAO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,518 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004565 · form4.xml · derivative · entry 3

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518

Underlying: Common Stock · 5,518 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

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February 06, 2018 Filed Feb 8, 2018 20:36 UTC
Vrohidis IppocratisVice President & CAO
Tax withholdingCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004565 · form4.xml · nonDerivative · entry 2

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597.8179

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 06, 2018 Filed Feb 8, 2018 20:36 UTC
Vrohidis IppocratisVice President & CAO
GrantCommon Stock 899.925 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004565 · form4.xml · nonDerivative · entry 1

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026.8179

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

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February 06, 2018 Filed Feb 8, 2018 20:42 UTC
Banovetz John PatrickSr Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,438 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004572 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

Underlying: Common Stock · 15,438 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

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February 06, 2018 Filed Feb 8, 2018 20:42 UTC
Banovetz John PatrickSr Vice President
Tax withholdingCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004572 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581.3359

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 06, 2018 Filed Feb 8, 2018 20:42 UTC
Banovetz John PatrickSr Vice President
GrantCommon Stock 1,209.84 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004572 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138.3359

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

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February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment
Bauman James LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,103 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · derivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,103

Underlying: Common Stock · 34,103 shares

Expires 2028-02-04

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February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment
Bauman James LExecutive Vice President
Tax withholdingCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353.131

F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2015 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment
Bauman James LExecutive Vice President
GrantCommon Stock 4,881.191 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497.131

Read SEC document
February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment
Banovetz John PatrickSr Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,438 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-007230 · form4a.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

Underlying: Common Stock · 15,438 shares

Expires 2028-02-04

Read SEC document
February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment
Banovetz John PatrickSr Vice President
Tax withholdingCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007230 · form4a.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580.3359

F1 · shares: On February 8, 2018, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2015 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

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February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment
Banovetz John PatrickSr Vice President
GrantCommon Stock 1,209.84 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007230 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138.3359

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February 06, 2018 Filed Feb 21, 2018 21:38 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,200 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-007565 · form4a.xml · derivative · entry 3

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 22,200 shares

Expires 2028-02-04

Read SEC document
February 06, 2018 Filed Feb 21, 2018 21:38 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
Tax withholdingCommon Stock 2,759 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007565 · form4a.xml · nonDerivative · entry 2

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,163.5406

F1 · shares: On February 8, 2018, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2015 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

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February 06, 2018 Filed Feb 21, 2018 21:38 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
GrantCommon Stock 6,015.76 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007565 · form4a.xml · nonDerivative · entry 1

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,922.5406

Read SEC document
February 06, 2018 Filed Feb 21, 2018 21:31 UTC Amendment
Ludgate Kristen MSr Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,518 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-007561 · form4a.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518

Underlying: Common Stock · 5,518 shares

Expires 2028-02-04

Read SEC document
February 06, 2018 Filed Feb 21, 2018 21:31 UTC Amendment
Ludgate Kristen MSr Vice President
Tax withholdingCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007561 · form4a.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984.5828

F1 · shares: On February 8, 2018, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2015 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.