Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Senior Vice President | February 05, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 05, 2019 · Filed February 20, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,618.8981 |
Reported balance
After 2019-02-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-02-05 · Grant · Acquired 5,239.396 · Balance 10,618.8981 |
| Common StockSEC Table I · non-derivative | Direct | 10,452.7341 |
Reported balance
After 2019-02-05 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-02-05 · Tax withholding · Disposed 166.164 · Balance 10,452.7341 F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of 2016 and 2017 performance share awards made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $201.12 · Expires 2029-02-04 | Direct | 10,516 |
Reported balance
After 2019-02-05 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-02-05 · Grant · Acquired 10,516 · Balance 10,516 |
Filing footnotes · ownership attribution and instrument terms
F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of 2016 and 2017 performance share awards made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,940 | $0.00 Strike: $89.47 | $0.00 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · derivative · entry 8 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,940 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 10 | $199.66 | $1,996.61 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 7 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,475.1511 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $199.66 | $39,931.24 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 6 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,485.1511 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2 | $199.65 | $399.29 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 5 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,685.1511 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $199.64 | $19,964.00 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 4 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687.1511 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $199.63 | $19,963.10 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787.1511 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 5,528 | $199.63 | $1,103,536.40 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,887.1511 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:25 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 5,940 | $89.47 | $531,451.80 |
DisclosureSEC source: 0001127602-19-004988 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,415.1511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:03 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 10,516 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004480 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,516 Underlying: Common Stock · 10,516 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:03 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 143.747 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004480 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,475.1511 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:03 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,239.396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004480 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,618.8981 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:59 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 10,516 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007054 · form4a.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,516 Underlying: Common Stock · 10,516 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:59 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 166.164 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007054 · form4a.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,452.7341 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of 2016 and 2017 performance share awards made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:59 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,239.396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007054 · form4a.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,618.8981 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:47 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029095 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest in equal installments on 10/1/2018 and 10/1/2020. F3 · derivative.expiration_date: The restricted stock units will vest in equal installments on 10/1/2018 and 10/1/2020. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:47 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 570 | $212.19 | $120,948.30 |
DisclosureSEC source: 0001127602-18-029095 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,338.8117 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:47 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,250 | $212.19 | $265,237.50 |
DisclosureSEC source: 0001127602-18-029095 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,908.8117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:13 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,410 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-18-025215 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,410 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:13 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6,410 | $203.01 | $1,301,265.90 |
DisclosureSEC source: 0001127602-18-025215 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,640.8117 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:13 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 6,410 | $78.72 | $504,595.20 |
DisclosureSEC source: 0001127602-18-025215 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050.8117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:55 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,828 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004588 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Underlying: Common Stock · 16,828 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:55 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 81.614 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004588 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,540.6095 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:55 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,766.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004588 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,622.2235 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and May 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 21:11 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,828 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-007531 · form4a.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Underlying: Common Stock · 16,828 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 21:11 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007531 · form4a.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,519.2235 F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of 2015 and 2017 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 21:11 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,766.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007531 · form4a.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,622.2235 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 18:51 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 400 | $230.06 | $92,023.48 |
DisclosureSEC source: 0001127602-17-030725 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| May 03, 2017 Filed May 4, 2017 17:18 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,300 | $197.22 | $256,387.56 |
DisclosureSEC source: 0001127602-17-016832 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,238 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 21,716 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004862 · form4a.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,716 Underlying: Common Stock · 21,716 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:51 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004862 · form4a.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,413 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,662.332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004862 · form4a.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:46 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 21,716 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004760 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,716 Underlying: Common Stock · 21,716 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:46 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004760 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:46 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,662.332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004760 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:31 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 21,716 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007816 · form4a.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,716 Underlying: Common Stock · 21,716 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:31 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007816 · form4a.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,424.7467 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:31 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,662.332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007816 · form4a.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,248.7467 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:47 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061862 · form4.xml · derivative · entry 3 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The Restricted Stock Units will vest on 9/1/2016. F3 · derivative.expiration_date: The Restricted Stock Units will vest on 9/1/2016. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:47 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 739 | $179.98 | $133,005.22 |
DisclosureSEC source: 0001127602-16-061862 · form4.xml · nonDerivative · entry 2 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:47 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,198 | $179.98 | $395,596.04 |
DisclosureSEC source: 0001127602-16-061862 · form4.xml · nonDerivative · entry 1 Lindekugel Jon T · CIK 0001608409 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.