Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Executive Vice President | February 23, 2018 | February 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 23, 2018 · Filed February 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,538.9459 |
Reported balance
After 2018-02-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-23 · Sale · Disposed 3,133 · Balance 7,538.9459 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 26, 2018 21:55 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,133 | $236.85 | $742,051.05 |
DisclosureSEC source: 0001127602-18-008423 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,538.9459 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:05 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 42,035 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004637 · form4.xml · derivative · entry 3 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,035 Underlying: Common Stock · 42,035 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:05 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004637 · form4.xml · nonDerivative · entry 2 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,671.9459 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:05 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,785.173 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004637 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,323.9459 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:43 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033816 · form4.xml · derivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 Underlying: Common Stock · 4,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on 12/1/2020 and 12/1/2022. F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on 12/1/2020 and 12/1/2022. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 19:58 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,500 | $234.47 | $351,707.55 |
DisclosureSEC source: 0001127602-17-030470 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:09 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,719 | $206.03 | $560,199.65 |
DisclosureSEC source: 0001127602-17-026001 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,009.6705 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 19:49 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 3,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020488 · form4.xml · derivative · entry 3 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest in equal installments on 6/1/2015 and 6/1/2017. F3 · derivative.expiration_date: The restricted stock units will vest in equal installments on 6/1/2015 and 6/1/2017. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 19:49 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,800 | $204.35 | $367,830.00 |
DisclosureSEC source: 0001127602-17-020488 · form4.xml · nonDerivative · entry 2 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,728.6705 F1 · shares: The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 19:49 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,733 | $204.35 | $762,838.55 |
DisclosureSEC source: 0001127602-17-020488 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,528.6705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:54 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 61,990 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004864 · form4a.xml · derivative · entry 3 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,990 Underlying: Common Stock · 61,990 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:54 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004864 · form4a.xml · nonDerivative · entry 2 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,679 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:54 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004864 · form4a.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,743 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:47 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 61,990 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004763 · form4.xml · derivative · entry 3 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,990 Underlying: Common Stock · 61,990 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:47 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004763 · form4.xml · nonDerivative · entry 2 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,384 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:47 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004763 · form4.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,384 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:34 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 61,990 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007818 · form4a.xml · derivative · entry 3 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,990 Underlying: Common Stock · 61,990 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:34 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007818 · form4a.xml · nonDerivative · entry 2 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,695.7475 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:34 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007818 · form4a.xml · nonDerivative · entry 1 Little Frank R Jr. · CIK 0001592355 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,742.7475 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.