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3M CO

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1275
SEC CIK
0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Mar 27, 2019 14:04 UTC Amendment GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013300 · form4a.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 9

Read SEC document
August 10, 2018 Filed Aug 13, 2018 21:13 UTC
Lindekugel Jon TSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,410 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-18-025215 · form4.xml · derivative · entry 3

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,410 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 21:13 UTC
Lindekugel Jon TSenior Vice President
SaleCommon Stock 6,410 $203.01 $1,301,265.90
Disclosure

SEC source: 0001127602-18-025215 · form4.xml · nonDerivative · entry 2

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,640.8117

Read SEC document
August 10, 2018 Filed Aug 13, 2018 21:13 UTC
Lindekugel Jon TSenior Vice President
Exercise / conversionCommon Stock 6,410 $78.72 $504,595.20
Disclosure

SEC source: 0001127602-18-025215 · form4.xml · nonDerivative · entry 1

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050.8117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 17:26 UTC
Roman Michael FDirector · Chief Exec Officer & Director
GrantNon-qualified Stock Option (Right to Buy) · Derivative 36,284 $195.52 Strike: $195.52 $7,094,247.68
Disclosure

SEC source: 0001127602-18-022803 · form4.xml · derivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,284

Underlying: Common Stock · 36,284 shares

Expires 2028-07-01

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:30 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,324 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019956 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.

F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:30 UTC
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 604 $199.59 $120,552.36
Disclosure

SEC source: 0001127602-18-019956 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743.2275

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:30 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionCommon Stock 1,324 $199.59 $264,257.16
Disclosure

SEC source: 0001127602-18-019956 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,347.2275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:02 UTC
McGrath Marlene MarySenior VP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 3,523 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019935 · form4.xml · derivative · entry 3

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.

F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:02 UTC
McGrath Marlene MarySenior VP - Human Resources
Tax withholdingCommon Stock 1,607 $199.59 $320,741.13
Disclosure

SEC source: 0001127602-18-019935 · form4.xml · nonDerivative · entry 2

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,079.5406

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:02 UTC
McGrath Marlene MarySenior VP - Human Resources
Exercise / conversionCommon Stock 3,523 $199.59 $703,155.57
Disclosure

SEC source: 0001127602-18-019935 · form4.xml · nonDerivative · entry 1

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,686.5406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:21 UTC GrantCommon Stock 851 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017005 · form4.xml · nonDerivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,391

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:21 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017005 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,540

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:04 UTC GrantCommon Stock 951 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016975 · form4.xml · nonDerivative · entry 2

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 53,592

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:04 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016975 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 52,641

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:00 UTC GrantCommon Stock 951 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016965 · form4.xml · nonDerivative · entry 2

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 10,536

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:00 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016965 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 9,585

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:56 UTC
Hood AmyDirector
GrantCommon Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016962 · form4.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 1,082

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:50 UTC GrantCommon Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016958 · form4.xml · nonDerivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,774

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:50 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016958 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,846

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:46 UTC GrantCommon Stock 991 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016955 · form4.xml · nonDerivative · entry 2

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 37,815

F3 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F4 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:46 UTC GrantCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016955 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,824

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:38 UTC GrantCommon Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016953 · form4.xml · nonDerivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,077

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:33 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016951 · form4.xml · nonDerivative · entry 2

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,616

F2 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 19:33 UTC GrantCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016951 · form4.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,954

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Read SEC document
May 08, 2018 Filed May 10, 2018 18:55 UTC GrantCommon Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016936 · form4.xml · nonDerivative · entry 1

BROWN THOMAS K · CIK 0001190838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 5,433

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 18:46 UTC GrantCommon Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016925 · form4.xml · nonDerivative · entry 1

Barbour Sondra L · CIK 0001573610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,119

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 08, 2018 Filed May 10, 2018 18:38 UTC GrantCommon Stock 842 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016920 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:55 UTC
Little Frank R Jr.Executive Vice President
SaleCommon Stock 3,133 $236.85 $742,051.05
Disclosure

SEC source: 0001127602-18-008423 · form4.xml · nonDerivative · entry 1

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538.9459

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 22:23 UTC GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004347 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,537

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 21:58 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004328 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 52,636

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 21:24 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004318 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 9,580

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 21:08 UTC GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004306 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,841

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 20:50 UTC GrantCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004299 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,813

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 20:25 UTC GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004290 · form4.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,611

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:26 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 56,191 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004661 · form4.xml · derivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,191

Underlying: Common Stock · 56,191 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:26 UTC Tax withholdingCommon Stock 3,204 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004661 · form4.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,354.8963

F1 · shares: Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:26 UTC GrantCommon Stock 9,178.159 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004661 · form4.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,558.8963

F1 · shares: Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:21 UTC
Vale Michael G.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 27,273 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004655 · form4.xml · derivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,273

Underlying: Common Stock · 27,273 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:21 UTC
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004655 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,338.3269

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:21 UTC
Vale Michael G.Executive Vice President
GrantCommon Stock 7,431.317 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004655 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513.3269

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

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February 06, 2018 Filed Feb 8, 2018 22:16 UTC
THULIN INGE GDirector · Chairman, President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 144,279 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004648 · form4.xml · derivative · entry 4

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,279

Underlying: Common Stock · 144,279 shares

Expires 2028-02-04

F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

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February 06, 2018 Filed Feb 8, 2018 22:16 UTC
THULIN INGE GDirector · Chairman, President & CEO
Tax withholdingCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004648 · form4.xml · nonDerivative · entry 2

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,766.8391

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 06, 2018 Filed Feb 8, 2018 22:16 UTC
THULIN INGE GDirector · Chairman, President & CEO
GrantCommon Stock 34,217.685 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004648 · form4.xml · nonDerivative · entry 1

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,570.8391

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

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February 06, 2018 Filed Feb 8, 2018 22:14 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GrantNon-qualified Stock Option (Right to Buy) · Derivative 47,546 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004643 · form4.xml · derivative · entry 4

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,546

Underlying: Common Stock · 47,546 shares

Expires 2028-02-04

F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

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February 06, 2018 Filed Feb 8, 2018 22:14 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
Tax withholdingCommon Stock 2,720 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004643 · form4.xml · nonDerivative · entry 2

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,557.1117

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 06, 2018 Filed Feb 8, 2018 22:14 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GrantCommon Stock 5,943.829 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004643 · form4.xml · nonDerivative · entry 1

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,277.1117

F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

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February 06, 2018 Filed Feb 8, 2018 22:11 UTC
Roman Michael FExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 56,750 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004641 · form4.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,750

Underlying: Common Stock · 56,750 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

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February 06, 2018 Filed Feb 8, 2018 22:11 UTC
Roman Michael FExecutive Vice President
Tax withholdingCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004641 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,323.988

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:11 UTC
Roman Michael FExecutive Vice President
GrantCommon Stock 5,943.829 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004641 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,463.988

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.