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0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 6, 2020 14:04 UTC
Keel Paul AExecutive Vice President
SaleCommon Stock 2,000 $147.35 $294,704.40
Disclosure

SEC source: 0001127602-20-015597 · form4.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,830.6653

Read SEC document
May 04, 2020 Filed May 5, 2020 15:35 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,623 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-20-015344 · form4.xml · derivative · entry 3

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,623 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:35 UTC
Silberhorn Ty RSenior Vice President
SaleCommon Stock 14,623 $146.46 $2,141,684.58
Disclosure

SEC source: 0001127602-20-015344 · form4.xml · nonDerivative · entry 2

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948.4153

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:35 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionCommon Stock 14,623 $101.49 $1,484,088.27
Disclosure

SEC source: 0001127602-20-015344 · form4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,571.4153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:29 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,605 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001127602-20-015339 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,605 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:29 UTC
Ashish Khandpur KExecutive Vice President
SaleCommon Stock 3,605 $146.85 $529,399.30
Disclosure

SEC source: 0001127602-20-015339 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,588.194

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:29 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionCommon Stock 3,605 $89.47 $322,539.35
Disclosure

SEC source: 0001127602-20-015339 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,193.194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:29 UTC GrantCommon Stock 222.157 $151.92 $33,750.09
Disclosure

SEC source: 0001127602-20-015243 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 1,234.022

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:27 UTC GrantCommon Stock 222.157 $151.92 $33,750.09
Disclosure

SEC source: 0001127602-20-015239 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 59,810.252

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:22 UTC GrantCommon Stock 255.069 $151.92 $38,750.08
Disclosure

SEC source: 0001127602-20-015231 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 37,612.987

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:25 UTC GrantCommon Stock 255.069 $151.92 $38,750.08
Disclosure

SEC source: 0001127602-20-015235 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 13,847.508

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:36 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001127602-20-015201 · form4.xml · derivative · entry 5

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,584 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:36 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,483 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001127602-20-015201 · form4.xml · derivative · entry 4

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 2,483 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:36 UTC
Roman Michael FDirector · Chairman, President & CEO
SaleCommon Stock 7,584 $148.70 $1,127,730.94
Disclosure

SEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 3

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,973.9917

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:36 UTC
Roman Michael FDirector · Chairman, President & CEO
SaleCommon Stock 310 $148.70 $46,096.07
Disclosure

SEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,557.9917

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:36 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,067 $89.47 $900,694.49
Disclosure

SEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,867.9917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:20 UTC GrantCommon Stock 279.753 $151.92 $42,500.08
Disclosure

SEC source: 0001127602-20-015226 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 43,365.221

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 15:33 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,967 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-20-007107 · form4.xml · derivative · entry 3

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,623

Underlying: Common Stock · 1,967 shares

Expires 2023-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 15:33 UTC
Silberhorn Ty RSenior Vice President
SaleCommon Stock 1,967 $158.19 $311,159.73
Disclosure

SEC source: 0001127602-20-007107 · form4.xml · nonDerivative · entry 2

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881.5438

Read SEC document
February 21, 2020 Filed Feb 24, 2020 15:33 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionCommon Stock 1,967 $101.49 $199,630.83
Disclosure

SEC source: 0001127602-20-007107 · form4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,848.5438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Mar 12, 2020 16:57 UTC
Rutherford Denise RSenior Vice President
GiftCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 3

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,884.7062

F2 · shares: Shares were gifted by the reporting person's spouse.

Read SEC document
February 20, 2020 Filed Mar 12, 2020 16:57 UTC
Rutherford Denise RSenior Vice President
GiftCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 2

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 71

F2 · shares: Shares were gifted by the reporting person's spouse.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 18:11 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 1,200 $159.19 $191,022.00
Disclosure

SEC source: 0001127602-20-006316 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,604.2336

Read SEC document
February 18, 2020 Filed Feb 19, 2020 18:11 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 5,050 $159.16 $803,780.73
Disclosure

SEC source: 0001127602-20-006316 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,804.2336

Read SEC document
February 07, 2020 Filed Feb 10, 2020 15:06 UTC
Reinseth Theresa EVice President/CAO
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004487 · form4.xml · derivative · entry 4

Reinseth Theresa E · CIK 0001772245 · Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.

F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of 02/07/2017.

F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of 02/07/2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 15:06 UTC
Reinseth Theresa EVice President/CAO
Tax withholdingCommon Stock 173 $160.08 $27,693.84
Disclosure

SEC source: 0001127602-20-004487 · form4.xml · nonDerivative · entry 2

Reinseth Theresa E · CIK 0001772245 · Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141.5781

Read SEC document
February 07, 2020 Filed Feb 10, 2020 15:06 UTC
Reinseth Theresa EVice President/CAO
Exercise / conversionCommon Stock 394 $160.08 $63,071.52
Disclosure

SEC source: 0001127602-20-004487 · form4.xml · nonDerivative · entry 1

Reinseth Theresa E · CIK 0001772245 · Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314.5781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Mar 12, 2020 16:57 UTC
Rutherford Denise RSenior Vice President
Tax withholdingCommon Stock 15 $160.08 $2,401.20
Disclosure

SEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 107

F1 · shares: Represents the number of shares withheld for taxes in connection with the vesting of the reporting person's spouses' RSU.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Banovetz John PatrickSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 31,545 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004024 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,545

Underlying: Common Stock · 31,545 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Banovetz John PatrickSenior Vice President
Tax withholdingCommon Stock 1,458.086 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004024 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,527.8537

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Banovetz John PatrickSenior Vice President
GrantCommon Stock 3,934.082 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004024 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,985.9397

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share awards made to the reporting person on March 1, 2017, and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to these shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:47 UTC
Vale Michael G.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 52,572 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004090 · form4.xml · derivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,572

Underlying: Common Stock · 52,572 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:47 UTC
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 209.66 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004090 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,854.2336

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:47 UTC
Vale Michael G.Executive Vice President
GrantCommon Stock 7,978.874 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004090 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,063.8936

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017 The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:45 UTC
Silberhorn Ty RSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,972 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004087 · form4.xml · derivative · entry 3

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Underlying: Common Stock · 12,972 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:45 UTC
Silberhorn Ty RSenior Vice President
Tax withholdingCommon Stock 524.307 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004087 · form4.xml · nonDerivative · entry 2

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447.9488

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:45 UTC
Silberhorn Ty RSenior Vice President
GrantCommon Stock 1,614.541 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004087 · form4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,972.2558

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:43 UTC
Shafer Stephen MSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,605 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004082 · form4.xml · derivative · entry 3

Shafer Stephen M · CIK 0001771264 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

Underlying: Common Stock · 12,605 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:43 UTC
Shafer Stephen MSenior Vice President
Tax withholdingCommon Stock 767.676 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004082 · form4.xml · nonDerivative · entry 2

Shafer Stephen M · CIK 0001771264 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214.7572

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:43 UTC
Shafer Stephen MSenior Vice President
GrantCommon Stock 2,072.94 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004082 · form4.xml · nonDerivative · entry 1

Shafer Stephen M · CIK 0001771264 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982.4332

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:34 UTC
Reinseth Theresa EVice President/CAO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,053 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004067 · form4.xml · derivative · entry 1

Reinseth Theresa E · CIK 0001772245 · Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053

Underlying: Common Stock · 5,053 shares

Expires 2030-02-03

F1 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:40 UTC
Roman Michael FDirector · Chairman, President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 231,768 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004078 · form4.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,768

Underlying: Common Stock · 231,768 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:40 UTC
Roman Michael FDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,593.227 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004078 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,130.5302

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

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February 04, 2020 Filed Feb 6, 2020 22:40 UTC
Roman Michael FDirector · Chairman, President & CEO
GrantCommon Stock 8,406.057 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004078 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,723.7572

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 04, 2020 Filed Feb 6, 2020 22:36 UTC
Rutherford Denise RSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,605 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004072 · form4.xml · derivative · entry 5

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

Underlying: Common Stock · 12,605 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

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February 04, 2020 Filed Feb 6, 2020 22:36 UTC
Rutherford Denise RSenior Vice President
Tax withholdingCommon Stock 598.152 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004072 · form4.xml · nonDerivative · entry 2

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017.5542

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

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February 04, 2020 Filed Feb 6, 2020 22:36 UTC
Rutherford Denise RSenior Vice President
GrantCommon Stock 1,614.541 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004072 · form4.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,615.7062

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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February 04, 2020 Filed Feb 6, 2020 22:28 UTC
Keel Paul AExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 51,125 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004052 · form4.xml · derivative · entry 3

Keel Paul A · CIK 0001626337 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,125

Underlying: Common Stock · 51,125 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

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February 04, 2020 Filed Feb 6, 2020 22:28 UTC
Keel Paul AExecutive Vice President
Tax withholdingCommon Stock 139.087 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004052 · form4.xml · nonDerivative · entry 2

Keel Paul A · CIK 0001626337 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,635.7915

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:28 UTC
Keel Paul AExecutive Vice President
GrantCommon Stock 4,794.966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004052 · form4.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,774.8785

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.