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3M CO

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1275
SEC CIK
0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2022 Filed Feb 22, 2022 14:08 UTC Amendment
Dickson Zoe LEVP & Chief HR Officer
Tax withholdingCommon Stock 155.629 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005830 · form4a.xml · nonDerivative · entry 1

Dickson Zoe L · CIK 0001865140 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742.1669

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2022 Filed Feb 22, 2022 14:03 UTC Amendment
Banovetz John PatrickExecutive Vice President
Tax withholdingCommon Stock 136.501 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005827 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,679.6735

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:54 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003485 · form4.xml · derivative · entry 3

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of 3M common stock.

F3 · derivative.expiration_date: The restricted stock units vest one third each year from the grant date.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:54 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Tax withholdingCommon Stock 73 $160.73 $11,733.29
Disclosure

SEC source: 0001127602-22-003485 · form4.xml · nonDerivative · entry 2

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423.2543

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:54 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionCommon Stock 167 $160.73 $26,841.91
Disclosure

SEC source: 0001127602-22-003485 · form4.xml · nonDerivative · entry 1

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496.2543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:44 UTC
Chavez Rodriguez Beatriz KarinaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003479 · form4.xml · derivative · entry 4

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:44 UTC
Chavez Rodriguez Beatriz KarinaSenior Vice President
Tax withholdingCommon Stock 329 $160.73 $52,880.17
Disclosure

SEC source: 0001127602-22-003479 · form4.xml · nonDerivative · entry 2

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,176.1053

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:44 UTC
Chavez Rodriguez Beatriz KarinaSenior Vice President
Exercise / conversionCommon Stock 671 $160.73 $107,849.83
Disclosure

SEC source: 0001127602-22-003479 · form4.xml · nonDerivative · entry 1

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505.1053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:49 UTC
Reinseth Theresa ESenior Vice President/CAO
Exercise / conversionRestricted Stock Units · Derivative 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003481 · form4.xml · derivative · entry 4

Reinseth Theresa E · CIK 0001772245 · Senior Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.

F3 · derivative.exercise_date: The restricted stock units will vest 100% in three years from the grant date of 02/05/2019.

F3 · derivative.expiration_date: The restricted stock units will vest 100% in three years from the grant date of 02/05/2019.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:49 UTC
Reinseth Theresa ESenior Vice President/CAO
Tax withholdingCommon Stock 124 $160.73 $19,930.52
Disclosure

SEC source: 0001127602-22-003481 · form4.xml · nonDerivative · entry 2

Reinseth Theresa E · CIK 0001772245 · Senior Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570.6304

Read SEC document
February 04, 2022 Filed Feb 7, 2022 15:49 UTC
Reinseth Theresa ESenior Vice President/CAO
Exercise / conversionCommon Stock 269 $160.73 $43,236.37
Disclosure

SEC source: 0001127602-22-003481 · form4.xml · nonDerivative · entry 1

Reinseth Theresa E · CIK 0001772245 · Senior Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694.6304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 18:02 UTC GrantCommon Stock 227.727 $170.16 $38,750.03
Disclosure

SEC source: 0001127602-22-002381 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,960.075

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 17:59 UTC GrantCommon Stock 198.343 $170.16 $33,750.04
Disclosure

SEC source: 0001127602-22-002380 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 43,536.541

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 17:49 UTC GrantCommon Stock 257.11 $170.16 $43,749.84
Disclosure

SEC source: 0001127602-22-002376 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 49,877.164

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects deduction of 6.430 shares that were inadvertently overreported on reporting person's Form 4 filed on April 30, 2021 due to administrative error.

Read SEC document
December 29, 2021 Filed Jan 6, 2022 20:08 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001072 · form5.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301.765

Read SEC document
December 01, 2021 Filed Dec 2, 2021 15:53 UTC
Gibbons Peter DGroup President
GrantRestricted Stock Units · Derivative 6,443 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029993 · form4.xml · derivative · entry 1

Gibbons Peter D · CIK 0001441386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,443

Underlying: Common Stock · 6,443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:14 UTC
Reinseth Theresa ESenior Vice President/CAO
GrantRestricted Stock Units · Derivative 1,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028267 · form4.xml · derivative · entry 1

Reinseth Theresa E · CIK 0001772245 · Senior Vice President/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Common Stock · 1,671 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three years from the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three years from the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:01 UTC
Patolawala Monish DExecutive VP and CFO
GrantRestricted Stock Units · Derivative 13,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028259 · form4.xml · derivative · entry 1

Patolawala Monish D · CIK 0001815253 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

Underlying: Common Stock · 13,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest three years from the grant date.

F2 · derivative.expiration_date: The restricted stock units vest three years from the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:55 UTC
Murphy Mark W.Executive Vice President
GrantRestricted Stock Units · Derivative 1,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028256 · form4.xml · derivative · entry 1

Murphy Mark W. · CIK 0001575293 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857

Underlying: Common Stock · 1,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest three years from the grant date.

F2 · derivative.expiration_date: The restricted stock units vest three years from the grant date.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 19:40 UTC GrantCommon Stock 215.434 $179.87 $38,750.11
Disclosure

SEC source: 0001127602-21-027814 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,693.124

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 19:38 UTC GrantCommon Stock 187.636 $179.87 $33,750.09
Disclosure

SEC source: 0001127602-21-027813 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,978.989

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 19:36 UTC GrantCommon Stock 243.232 $179.87 $43,750.14
Disclosure

SEC source: 0001127602-21-027812 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 49,215.169

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 15:51 UTC
Lavers Jeffrey RGroup President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,025 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-21-023557 · form4.xml · derivative · entry 5

Lavers Jeffrey R · CIK 0001820595 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,025 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 15:51 UTC
Lavers Jeffrey RGroup President
SaleCommon Stock 6,025 $200.00 $1,205,000.00
Disclosure

SEC source: 0001127602-21-023557 · form4.xml · nonDerivative · entry 2

Lavers Jeffrey R · CIK 0001820595 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948.1919

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 15:51 UTC
Lavers Jeffrey RGroup President
Exercise / conversionCommon Stock 6,025 $101.49 $611,477.25
Disclosure

SEC source: 0001127602-21-023557 · form4.xml · nonDerivative · entry 1

Lavers Jeffrey R · CIK 0001820595 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,973.1919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 14:05 UTC
Banovetz John PatrickExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,236 $0.00 Strike: $87.89 $0.00
Disclosure

SEC source: 0001127602-21-023499 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,236 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 14:05 UTC
Banovetz John PatrickExecutive Vice President
SaleCommon Stock 3,236 $197.93 $640,498.24
Disclosure

SEC source: 0001127602-21-023499 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,513.0969

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 14:05 UTC
Banovetz John PatrickExecutive Vice President
Exercise / conversionCommon Stock 3,236 $87.89 $284,412.04
Disclosure

SEC source: 0001127602-21-023499 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749.0969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:02 UTC
Ashish Khandpur KGroup President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,505 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-21-023419 · form4.xml · derivative · entry 7

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,505 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:02 UTC
Ashish Khandpur KGroup President
SaleCommon Stock 100 $196.91 $19,691.00
Disclosure

SEC source: 0001127602-21-023419 · form4.xml · nonDerivative · entry 4

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,349.7407

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:02 UTC
Ashish Khandpur KGroup President
SaleCommon Stock 101 $196.89 $19,885.89
Disclosure

SEC source: 0001127602-21-023419 · form4.xml · nonDerivative · entry 3

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,449.7407

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:02 UTC
Ashish Khandpur KGroup President
SaleCommon Stock 6,304 $196.86 $1,241,005.44
Disclosure

SEC source: 0001127602-21-023419 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,550.7407

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:02 UTC
Ashish Khandpur KGroup President
Exercise / conversionCommon Stock 6,505 $101.49 $660,192.45
Disclosure

SEC source: 0001127602-21-023419 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,854.7407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,139 $0.00 Strike: $87.89 $0.00
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · derivative · entry 7

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,139 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
SaleCommon Stock 906 $201.70 $182,740.20
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 6

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131.2387

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
SaleCommon Stock 34 $201.69 $6,857.46
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 5

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037.2387

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
SaleCommon Stock 199 $201.68 $40,134.52
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 4

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071.2387

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
Exercise / conversionCommon Stock 1,139 $87.89 $100,106.71
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 3

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270.2387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
SaleCommon Stock 625 $202.08 $126,296.88
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131.2387

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:43 UTC
Hammes Eric D.Group President
SaleCommon Stock 0.572 $202.04 $115.57
Disclosure

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756.2387

Read SEC document
August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 6 $198.20 $1,189.20
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 8

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221.7723

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 200 $198.19 $39,638.60
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 7

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227.7723

Read SEC document
August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 1,286 $198.19 $254,872.34
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 6

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427.7723

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August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 541 $198.18 $107,215.38
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 5

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,713.7723

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August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 100 $198.17 $19,817.00
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 4

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,254.7723

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August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 1 $198.16 $198.16
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 3

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,354.7723

Read SEC document
August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 152 $198.15 $30,118.80
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 2

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,355.7723

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August 02, 2021 Filed Aug 3, 2021 13:59 UTC
Rutherford Denise RSenior Vice President
SaleCommon Stock 849 $198.14 $168,220.86
Disclosure

SEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,507.7723

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July 30, 2021 Filed Aug 2, 2021 14:27 UTC GrantCommon Stock 234.634 $198.17 $46,497.42
Disclosure

SEC source: 0001127602-21-022683 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,442.062

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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July 30, 2021 Filed Aug 2, 2021 14:22 UTC GrantCommon Stock 181.677 $198.17 $36,002.93
Disclosure

SEC source: 0001127602-21-022681 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,450.879

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.