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MITN

TPG Mortgage Investment Trust, Inc.

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Tapewire entity
6278
SEC CIK
0001514281
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 6, 2021 21:37 UTC GrantNo securities beneficially owned 2,266 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000009 · wf-form4_160996904363048.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · price: Shares were issued to Ms. Hurley as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hurley.

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January 04, 2021 Filed Jan 6, 2021 21:37 UTC GrantCommon Stock 6,688 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000008 · wf-form4_160996902694852.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,296

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:36 UTC GrantCommon Stock 6,688 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000006 · wf-form4_160996898893458.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,111

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:25 UTC GrantCommon Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000122 · wf-form4_160167029290495.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,034

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:25 UTC GrantCommon Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000123 · wf-form4_160167030860900.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,608

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:24 UTC GrantCommon Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000121 · wf-form4_160167027677492.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,423

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 20:57 UTC GrantCommon Stock 6,230 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000082 · wf-form4_159372342462205.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,892

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:58 UTC
Sigman Brian C.CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000083 · wf-form4_159372348280200.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:58 UTC
Sigman Brian C.CFO and Treasurer
Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000083 · wf-form4_159372348280200.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:02 UTC GrantCommon Stock 6,230 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000086 · wf-form4_159372372182105.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,466

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:59 UTC
ROBERTS DAVID NDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000084 · wf-form4_159372353474757.xml · derivative · entry 2

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:59 UTC
ROBERTS DAVID NDirector · CEO and President
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000084 · wf-form4_159372353474757.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 1,667 restricted stock units vested in 1,667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:03 UTC GrantCommon Stock 6,230 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000087 · wf-form4_159372377729642.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,281

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:01 UTC
Durkin ThomasDirector · Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000085 · wf-form4_159372361749248.xml · derivative · entry 2

Durkin Thomas · CIK 0001722685 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:01 UTC
Durkin ThomasDirector · Chief Investment Officer
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000085 · wf-form4_159372361749248.xml · nonDerivative · entry 1

Durkin Thomas · CIK 0001722685 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 3,334 restricted stock units vested in 3,334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 20:56 UTC
Moreno Raul EnriqueGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000081 · wf-form4_159372337156005.xml · derivative · entry 2

Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 20:56 UTC
Moreno Raul EnriqueGeneral Counsel and Secretary
Exercise / conversionCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000081 · wf-form4_159372337156005.xml · nonDerivative · entry 1

Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 1,334 restricted stock units vested in 1,334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
July 02, 2020 Filed Feb 8, 2021 20:50 UTC
Halpern AlisonChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000014 · wf-form4_161283539320112.xml · derivative · entry 2

Halpern Alison · CIK 0001839974 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

F3 · derivative.expiration_date: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

Read SEC document
July 02, 2020 Filed Feb 8, 2021 20:50 UTC
Halpern AlisonChief Accounting Officer
Exercise / conversionCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000014 · wf-form4_161283539320112.xml · nonDerivative · entry 1

Halpern Alison · CIK 0001839974 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 334 restricted stock units vested in 334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
April 17, 2020 Filed Apr 22, 2020 01:18 UTC GrantCommon Stock 14,808 $2.87 $42,498.96
Disclosure

SEC source: 0001514281-20-000042 · wf-form4_158751826281265.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,662

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company"). The price represents the average of the low and high prices of the Company's common stock on March 31, 2020.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:17 UTC GrantCommon Stock 13,937 $2.87 $39,999.19
Disclosure

SEC source: 0001514281-20-000041 · wf-form4_158751823803464.xml · nonDerivative · entry 1

AINSBERG ARTHUR S · CIK 0001263475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,016

F1 · price: Shares were issued to Mr. Ainsberg as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company"). The price represents the average of the low and high prices of the Company's common stock on March 31, 2020.

Read SEC document
April 17, 2020 Filed Apr 22, 2020 01:17 UTC GrantCommon Stock 16,114 $2.87 $46,247.18
Disclosure

SEC source: 0001514281-20-000040 · wf-form4_158751821770349.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,236

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company"). The price represents the average of the low and high prices of the Company's common stock on March 31, 2020.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:16 UTC GrantCommon Stock 13,518 $2.87 $38,796.66
Disclosure

SEC source: 0001514281-20-000038 · wf-form4_158751817592645.xml · nonDerivative · entry 1

BERGER ANDREW L · CIK 0001253622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,155

F1 · price: Shares were issued to Mr. Berger as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company"). The price represents the average of the low and high prices of the Company's common stock on March 31, 2020.

Read SEC document
April 17, 2020 Filed Apr 22, 2020 01:16 UTC GrantCommon Stock 16,414 $2.87 $47,108.18
Disclosure

SEC source: 0001514281-20-000039 · wf-form4_158751819654433.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,051

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company"). The price represents the average of the low and high prices of the Company's common stock on March 31, 2020.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 18:18 UTC
ROBERTS DAVID NDirector · CEO and President
PurchaseCommon Stock 50,000 $10.68 $534,000.00
Disclosure

SEC source: 0001514281-20-000021 · wf-form4_158405149242747.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.52 to $10.78, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 22:18 UTC
Durkin ThomasDirector · Chief Investment Officer
PurchaseCommon Stock 10,000 $10.84 $108,400.00
Disclosure

SEC source: 0001514281-20-000022 · wf-form4_158405151401396.xml · nonDerivative · entry 1

Durkin Thomas · CIK 0001722685 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,166

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.63 to $11.05, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000009 · wf-form4_157834541711420.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,854

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:16 UTC GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000008 · wf-form4_157834539457455.xml · nonDerivative · entry 1

AINSBERG ARTHUR S · CIK 0001263475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,079

F1 · price: Shares were issued to Mr. Ainsberg as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Ainsberg.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:16 UTC GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000006 · wf-form4_157834535396469.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,122

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:17 UTC GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000010 · wf-form4_157834543885066.xml · nonDerivative · entry 1

BERGER ANDREW L · CIK 0001253622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,637

F1 · price: Shares were issued to Mr. Berger as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Berger.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:16 UTC GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000007 · wf-form4_157834537501530.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,637

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:18 UTC GrantCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000105 · wf-form4_157013748248708.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,561

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:17 UTC GrantCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000104 · wf-form4_157013745736203.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:19 UTC GrantCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000107 · wf-form4_157013753448540.xml · nonDerivative · entry 1

AINSBERG ARTHUR S · CIK 0001263475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,786

F1 · price: Shares were issued to Mr. Ainsberg as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Ainsberg.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:17 UTC GrantCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000103 · wf-form4_157013743159852.xml · nonDerivative · entry 1

BERGER ANDREW L · CIK 0001253622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,344

F1 · price: Shares were issued to Mr. Berger as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Berger.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:18 UTC GrantCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000106 · wf-form4_157013750843257.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,344

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

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July 01, 2019 Filed Jul 2, 2019 20:23 UTC GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000063 · wf-form4_156209899110663.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,244

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

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July 01, 2019 Filed Jul 2, 2019 16:24 UTC
Sigman Brian C.Director · CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000066 · wf-form4_156209904703756.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

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July 01, 2019 Filed Jul 2, 2019 16:24 UTC
Sigman Brian C.Director · CFO and Treasurer
Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000066 · wf-form4_156209904703756.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

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July 01, 2019 Filed Jul 2, 2019 16:23 UTC GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000062 · wf-form4_156209897277192.xml · nonDerivative · entry 1

AINSBERG ARTHUR S · CIK 0001263475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,469

F1 · price: Shares were issued to Mr. Ainsberg as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Ainsberg.

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July 01, 2019 Filed Jul 2, 2019 20:22 UTC GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000061 · wf-form4_156209895302187.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

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July 01, 2019 Filed Jul 2, 2019 16:25 UTC
ROBERTS DAVID NDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000069 · wf-form4_156209910738223.xml · derivative · entry 2

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

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July 01, 2019 Filed Jul 2, 2019 16:25 UTC
ROBERTS DAVID NDirector · CEO and President
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000069 · wf-form4_156209910738223.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, 1,667 restricted stock units vested in 1,667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

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July 01, 2019 Filed Jul 2, 2019 16:24 UTC GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000065 · wf-form4_156209902825019.xml · nonDerivative · entry 1

BERGER ANDREW L · CIK 0001253622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,027

F1 · price: Shares were issued to Mr. Berger as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Berger.

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July 01, 2019 Filed Jul 2, 2019 20:24 UTC
Durkin ThomasDirector · Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000067 · wf-form4_156209906798135.xml · derivative · entry 2

Durkin Thomas · CIK 0001722685 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Durkin remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Durkin remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

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July 01, 2019 Filed Jul 2, 2019 20:24 UTC
Durkin ThomasDirector · Chief Investment Officer
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000067 · wf-form4_156209906798135.xml · nonDerivative · entry 1

Durkin Thomas · CIK 0001722685 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, 3,333 restricted stock units vested in 3,333 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

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July 01, 2019 Filed Jul 2, 2019 20:25 UTC
Moreno Raul EnriqueGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000068 · wf-form4_156209908806167.xml · derivative · entry 2

Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

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July 01, 2019 Filed Jul 2, 2019 20:25 UTC
Moreno Raul EnriqueGeneral Counsel and Secretary
Exercise / conversionCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000068 · wf-form4_156209908806167.xml · nonDerivative · entry 1

Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, 1,333 restricted stock units vested in 1,333 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

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July 01, 2019 Filed Jul 2, 2019 20:23 UTC GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000064 · wf-form4_156209901111527.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,027

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

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May 09, 2019 Filed May 10, 2019 16:30 UTC
ROBERTS DAVID NDirector · CEO and President
PurchaseCommon Stock 50,000 $16.53 $826,500.00
Disclosure

SEC source: 0001514281-19-000051 · wf-form4_155752023442272.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,882

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.48 to $16.55, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.