Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AG Twin Brook BDC, Inc.NONE · Entity 124725 | CCO and Secretary | July 02, 2019 | August 02, 2019 |
| TPG Mortgage Investment Trust, Inc.MITT · Entity 6278 | General Counsel and Secretary | July 02, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AG Twin Brook BDC, Inc.
Report date July 02, 2019 · Filed August 02, 2019
This filing explicitly reported no securities owned.
TPG Mortgage Investment Trust, Inc.
Report date July 02, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,407 |
Reported balance
After 2020-07-02 transaction · row 1
1 source rowRow 1 · 2020-07-02 · Exercise / conversion · Acquired 1,334 · Balance 5,407 F1: On July 2, 2020, 1,334 restricted stock units vested in 1,334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-02 · Exercise / conversion · Disposed 1,334 · Balance 0 F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2020, 1,334 restricted stock units vested in 1,334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").
F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.
F3: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2020 Filed Jul 2, 2020 20:56 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-20-000081 · wf-form4_159372337156005.xml · derivative · entry 2 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020. F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 20:56 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-20-000081 · wf-form4_159372337156005.xml · nonDerivative · entry 1 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 2, 2020, 1,334 restricted stock units vested in 1,334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:25 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-19-000068 · wf-form4_156209908806167.xml · derivative · entry 2 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:25 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-19-000068 · wf-form4_156209908806167.xml · nonDerivative · entry 1 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2019, 1,333 restricted stock units vested in 1,333 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| July 01, 2018 Filed Jul 4, 2018 01:08 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000744 · doc4_5514.xml · derivative · entry 2 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Moreno remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. Read SEC document |
| July 01, 2018 Filed Jul 4, 2018 01:08 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000744 · doc4_5514.xml · nonDerivative · entry 1 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2018, 1,333 restricted stock units vested in 1,333 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:00 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Unit · Derivative | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043524 · doc4.xml · derivative · entry 2 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vested in two installments on each of July 1, 2016 and July 1, 2017, as set forth in the applicable award agreement. F3 · derivative.expiration_date: The restricted stock units vested in two installments on each of July 1, 2016 and July 1, 2017, as set forth in the applicable award agreement. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:00 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043524 · doc4.xml · nonDerivative · entry 1 Moreno Raul Enrique · CIK 0001660042 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2017, 703 restricted stock units vested in 703 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.