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Halpern Alison

Disclosed activity across 1 company

Tapewire entity
142959
SEC CIK
0001839974

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TPG Mortgage Investment Trust, Inc.MITT · Entity 6278Chief Accounting OfficerJuly 02, 2020February 08, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TPG Mortgage Investment Trust, Inc.

Report date July 02, 2020 · Filed February 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,167 Reported balance After 2020-07-02 transaction · row 1
1 source row

Row 1 · 2020-07-02 · Exercise / conversion · Acquired 334 · Balance 3,167

F1: On July 2, 2020, 334 restricted stock units vested in 334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-02 · Exercise / conversion · Disposed 334 · Balance 0

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2020, 334 restricted stock units vested in 334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2020 Filed Feb 8, 2021 20:50 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000014 · wf-form4_161283539320112.xml · derivative · entry 2

Halpern Alison · CIK 0001839974 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

F3 · derivative.expiration_date: The restricted stock units vested in three equal installments beginning July 1, 2018 and ending July 2, 2020, with the 334 restricted stock units that vested July 2, 2020 being the final installment.

Read SEC document
July 02, 2020 Filed Feb 8, 2021 20:50 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000014 · wf-form4_161283539320112.xml · nonDerivative · entry 1

Halpern Alison · CIK 0001839974 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 334 restricted stock units vested in 334 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.