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Sigman Brian C.

Disclosed activity across 1 company

Tapewire entity
148035
SEC CIK
0001443153

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TPG Mortgage Investment Trust, Inc.MITT · Entity 6278CFO and TreasurerJuly 02, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TPG Mortgage Investment Trust, Inc.

Report date July 02, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,500 Reported balance After 2020-07-02 transaction · row 1
1 source row

Row 1 · 2020-07-02 · Exercise / conversion · Acquired 667 · Balance 45,500

F1: On July 2, 2020, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-02 · Exercise / conversion · Disposed 667 · Balance 0

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2020, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2020 Filed Jul 2, 2020 16:58 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000083 · wf-form4_159372348280200.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:58 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-20-000083 · wf-form4_159372348280200.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2020, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 16:24 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000066 · wf-form4_156209904703756.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 16:24 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001514281-19-000066 · wf-form4_156209904703756.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:44 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 PurchaseCommon Stock 5,000 $17.05 $85,250.00
Disclosure

SEC source: 0001443153-19-000005 · wf-form4_155011222952998.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,166

F1 · shares: Mr. Sigman purchased 5,000 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company") in a follow-on offering of common stock of the Company described in the Company's prospectus filed with the Securities and Exchange Commission on February 13, 2019.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:58 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionRestricted Stock Units · Derivative 666 $0.00 $0.00
Disclosure

SEC source: 0001638599-18-000742 · doc4_5520.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Sigman remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:58 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0001638599-18-000742 · doc4_5520.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2018, 666 restricted stock units vested in 666 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 19:04 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 PurchaseCommon Stock 7,200 $17.09 $123,048.00
Disclosure

SEC source: 0001638599-18-000307 · doc4_5305.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.08 to $17.10, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:59 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043518 · doc4.xml · derivative · entry 2

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments on each of July 1, 2015, July 1, 2016, and July 1, 2017, as set forth in the applicable award agreement.

F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments on each of July 1, 2015, July 1, 2016, and July 1, 2017, as set forth in the applicable award agreement.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:59 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043518 · doc4.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2017, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").

F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 10:03 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 PurchaseCommon Stock 5,700 $17.69 $100,833.00
Disclosure

SEC source: 0001209191-17-019108 · doc4.xml · nonDerivative · entry 1

Sigman Brian C. · CIK 0001443153 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,633

F1 · price: The reported shares were acquired in an open market transaction through a broker-dealer at a limit price of $17.69 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.