Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABRAXAS PETROLEUM CORPAXAS · Entity 117496 | Director | September 08, 2022 | September 19, 2022 |
| PRA GROUP INCPRAA · Entity 5229 | Director | November 13, 2017 | November 17, 2017 |
| TPG Mortgage Investment Trust, Inc.MITT · Entity 6278 | Director · Chairman and CEO | January 31, 2022 | February 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABRAXAS PETROLEUM CORP
Report date September 08, 2022 · Filed September 19, 2022
This filing explicitly reported no securities owned.
PRA GROUP INC
Report date November 13, 2017 · Filed November 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,083 |
Reported balance
After 2017-11-13 transaction · row 1
1 source rowRow 1 · 2017-11-13 · Gift · Disposed 15,000 · Balance 34,083 |
| Common StockSEC Table I · non-derivative | IndirectBy David Roberts Trust UA 3 JGA | 20,000 |
Reported balance
Holding disclosure · report date 2017-11-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 |
| Common StockSEC Table I · non-derivative | IndirectBy David Roberts Trust UA 3 NA | 30,000 |
Reported balance
Holding disclosure · report date 2017-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 30,000 |
TPG Mortgage Investment Trust, Inc.
Report date January 31, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 451,034 |
Reported balance
After 2022-01-31 transaction · row 1
1 source rowRow 1 · 2022-01-31 · Other · Acquired 66,666 · Balance 451,034 F1: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 2, 2022 16:23 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherCommon Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000013 · wf-form4_164383697321036.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,034 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:35 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | PurchaseCommon Stock | 200,000 | $10.25 | $2,050,000.00 |
DisclosureSEC source: 0001514281-21-000138 · wf-form4_163770328326543.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,368 F1 · shares: The reporting person purchased 200,000 shares of the Issuer's common stock in a follow-on offering of the Issuer's common stock, which closed on November 22, 2021. Such shares were purchased at the public offering price and were not subject to any underwriting discounts or commissions. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:16 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000097 · wf-form4_162690574286890.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,216 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 16:59 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-20-000084 · wf-form4_159372353474757.xml · derivative · entry 2 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020. F3 · derivative.expiration_date: The restricted stock units vested in three equal annual installments beginning July 1, 2018 and ending July 2, 2020. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 16:59 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-20-000084 · wf-form4_159372353474757.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 2, 2020, 1,667 restricted stock units vested in 1,667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 18:18 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | PurchaseCommon Stock | 50,000 | $10.68 | $534,000.00 |
DisclosureSEC source: 0001514281-20-000021 · wf-form4_158405149242747.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.52 to $10.78, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:25 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-19-000069 · wf-form4_156209910738223.xml · derivative · entry 2 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest on July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:25 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-19-000069 · wf-form4_156209910738223.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2019, 1,667 restricted stock units vested in 1,667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| May 09, 2019 Filed May 10, 2019 16:30 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | PurchaseCommon Stock | 50,000 | $16.53 | $826,500.00 |
DisclosureSEC source: 0001514281-19-000051 · wf-form4_155752023442272.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,882 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.48 to $16.55, inclusive. The reporting person undertakes to provide AG Mortgage Investment Trust, Inc., stockholders of AG Mortgage Investment Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:40 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | PurchaseCommon Stock | 50,000 | $17.05 | $852,500.00 |
DisclosureSEC source: 0001203422-19-000002 · wf-form4_155011201890038.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,882 F1 · shares: Mr. Roberts purchased 50,000 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company") in a follow-on offering of common stock of the Company described in the Company's prospectus filed with the Securities and Exchange Commission on February 13, 2019. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:50 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000750 · doc4_5519.xml · derivative · entry 2 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2018. The remaining unvested restricted stock units are scheduled to vest equally on July 1, 2019 and July 1, 2020, provided Mr. Roberts remains employed with Angelo, Gordon & Co., L.P. on such date, as set forth in the applicable award agreement. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:50 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000750 · doc4_5519.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2018, 1,666 restricted stock units vested in 1,666 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company"). F2 · price: Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| November 13, 2017 Filed Nov 17, 2017 20:33 UTC | PRA GROUP INC PRAA · Entity 5229 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001203422-17-000009 · wf-form4_151095082004676.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,083 Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 15:51 UTC | PRA GROUP INC PRAA · Entity 5229 | GrantCommon Stock | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001203422-17-000007 · wf-form4_149641864683732.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,083 F1 · shares: Director retainer grant awarded annually in the form of restricted stock units ("RSUs") pursuant to the Issuer's 2013 Omnibus Incentive Plan. The RSUs will vest fully on June 1, 2018, provided that the Reporting Person is a director of the Issuer on the vesting date. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 21:09 UTC | PRA GROUP INC PRAA · Entity 5229 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001203422-17-000003 · wf-form5_148667453508765.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,989 Read SEC document |
| November 23, 2016 Filed Feb 9, 2017 22:18 UTC Amendment | PRA GROUP INC PRAA · Entity 5229 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001203422-17-000005 · wf-form5a_148667867374943.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,989 F1 · date: The Transaction Date reflected in the original Form 5 was incorrect. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.