Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 29, 2026 20:00 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 32,000 | $1.62 | $51,840.00 |
DisclosureSEC source: 0001213900-26-104635 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,922,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 60,000 | $1.67 | $100,200.00 |
DisclosureSEC source: 0001213900-26-103496 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,890,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2026 Filed Sep 21, 2026 20:45 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 21,012 | $1.69 | $35,510.28 |
DisclosureSEC source: 0001213900-26-101831 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,830,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2026 Filed Sep 21, 2026 20:45 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 10,988 | $1.61 | $17,690.68 |
DisclosureSEC source: 0001213900-26-101831 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,809,835 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 20:17 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 22,000 | $1.59 | $34,980.00 |
DisclosureSEC source: 0001213900-26-099719 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,798,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 20:17 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 10,000 | $1.56 | $15,600.00 |
DisclosureSEC source: 0001213900-26-099719 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,776,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 20:21 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 35,000 | $1.64 | $57,400.00 |
DisclosureSEC source: 0001213900-26-090782 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,766,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2026 Filed Jun 29, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 15,000 | $1.73 | $25,950.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,731,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 14,700 | $1.69 | $24,843.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,716,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2026 Filed Jun 29, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 14,300 | $1.74 | $24,882.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,702,147 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 20:00 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 15,000 | $2.12 | $31,800.00 |
DisclosureSEC source: 0001213900-26-063478 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,687,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 20:00 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 2,500 | $2.36 | $5,900.00 |
DisclosureSEC source: 0001213900-26-063478 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,672,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:16 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 32,233 | $2.61 | $84,128.13 |
DisclosureSEC source: 0001213900-26-061594 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,670,347 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2026 Filed May 18, 2026 20:34 UTC |
Cotton Richard JohnDirector
|
GrantCommon Stock | 8,818 | $2.40 | $21,163.20 |
DisclosureSEC source: 0001213900-26-058497 · ownership.xml · nonDerivative · entry 2 Cotton Richard John · CIK 0001992322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,477 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:34 UTC |
Cotton Richard JohnDirector
|
GrantCommon Stock | 5,882 | $2.33 | $13,705.06 |
DisclosureSEC source: 0001213900-26-058497 · ownership.xml · nonDerivative · entry 1 Cotton Richard John · CIK 0001992322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,659 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 25,000 | $2.16 | $54,000.00 |
DisclosureSEC source: 0001213900-26-058413 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,638,114 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 1,887 | $2.12 | $4,000.44 |
DisclosureSEC source: 0001213900-26-058413 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,613,114 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 21:39 UTC |
Capone Vincent S.Chief Executive Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048113 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,450 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 23:30 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048148 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,611,227 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 21:40 UTC |
Cotton Richard JohnDirector
|
GrantCommon Stock | 29,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048115 · ownership.xml · nonDerivative · entry 1 Cotton Richard John · CIK 0001992322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,777 F1 · shares: The total includes 29,850 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 21:39 UTC |
Snyder Marion AnnDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048114 · ownership.xml · nonDerivative · entry 1 Snyder Marion Ann · CIK 0002131265 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: The total includes 25,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| April 24, 2026 Filed May 20, 2026 20:01 UTC |
Sadagopan DeepakDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-059506 · ownership.xml · nonDerivative · entry 1 Sadagopan Deepak · CIK 0001992074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: The total includes 25,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| March 27, 2026 Filed Apr 6, 2026 20:00 UTC |
Capone Vincent S.Chief Executive Officer
|
GrantCommon Stock | 16,750 | $1.52 | $25,460.00 |
DisclosureSEC source: 0001213900-26-040446 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,450 F1 · acquired: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 27, 2026 Filed Apr 7, 2026 20:00 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 7,619 | $1.58 | $12,038.02 |
DisclosureSEC source: 0001213900-26-041015 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,511,227 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 9,700 | $2.11 | $20,467.00 |
DisclosureSEC source: 0001213900-25-053054 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,503,608 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $2.0535 to $2.1156. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:01 UTC |
DiMaio John MichaelDirector
|
GrantCommon Stock | 2,000 | $2.10 | $4,200.00 |
DisclosureSEC source: 0001213900-25-053054 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,493,908 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:00 UTC |
Mellish Martin C.B.Director
|
GrantCommon Stock | 5,000 | $1.73 | $8,650.00 |
DisclosureSEC source: 0001213900-25-052072 · ownership.xml · nonDerivative · entry 1 Mellish Martin C.B. · CIK 0001992320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,398 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2025 Filed Apr 30, 2025 21:02 UTC |
Mellish Martin C.B.Director
|
GrantCommon Stock | 9,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-037721 · ownership.xml · nonDerivative · entry 1 Mellish Martin C.B. · CIK 0001992320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,398 F1 · shares: The total includes 9,699 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025. Read SEC document |
| April 30, 2025 Filed Apr 30, 2025 21:02 UTC |
Capone Vincent S.CFO and General Counsel
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-037720 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · CFO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,700 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025. Read SEC document |
| April 30, 2025 Filed May 1, 2025 20:00 UTC |
Cotton Richard JohnDirector
|
GrantCommon Stock | 9,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-038420 · ownership.xml · nonDerivative · entry 1 Cotton Richard John · CIK 0001992322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,927 F1 · shares: The total includes 9,699 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025. Read SEC document |
| May 15, 2024 Filed May 17, 2024 09:15 UTC |
SPANGENBERG ERICHDirector · 10% owner
|
GrantCommon Stock | 6,000 | $1.74 | $10,440.00 |
DisclosureSEC source: 0001213900-24-044543 · ownership.xml · nonDerivative · entry 1 SPANGENBERG ERICH · CIK 0001331984 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,574 F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 13, 2024 17:20 UTC |
Sparks Jeremiah A.Chief Commerical Officer
|
GrantCommon Stock | 6,084 | $1.65 | $10,038.60 |
DisclosureSEC source: 0001213900-24-042418 · ownership.xml · nonDerivative · entry 1 Sparks Jeremiah A. · CIK 0002023076 · Chief Commerical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,084 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.62 to $1.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 13, 2024 21:21 UTC |
Capone Vincent S.CFO and General Counsel
|
GrantCommon Stock | 10,000 | $1.73 | $17,300.00 |
DisclosureSEC source: 0001213900-24-042423 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · CFO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 13, 2024 17:20 UTC |
SPANGENBERG ERICHDirector · 10% owner
|
GrantCommon Stock | 45,000 | $1.77 | $79,650.00 |
DisclosureSEC source: 0001213900-24-042420 · ownership.xml · nonDerivative · entry 1 SPANGENBERG ERICH · CIK 0001331984 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 622,574 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 13, 2024 21:21 UTC |
Carlson Peter MDirector · Chief Executive Officer
|
GrantCommon Stock | 29,411 | $1.74 | $51,175.14 |
DisclosureSEC source: 0001213900-24-042421 · ownership.xml · nonDerivative · entry 1 Carlson Peter M · CIK 0001379320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,411 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 14, 2024 11:18 UTC |
Micek StanCHIEF OPERATING OFFICER
|
GrantCommon Stock | 10,000 | $1.72 | $17,200.00 |
DisclosureSEC source: 0001213900-24-042683 · ownership.xml · nonDerivative · entry 1 Micek Stan · CIK 0002023072 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.72 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 14, 2024 15:17 UTC |
DiMaio John MichaelDirector · 10% owner
|
PurchaseCommon Stock | 6,000 | $1.72 | $10,320.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,491,908 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2024 Filed May 14, 2024 15:17 UTC |
DiMaio John MichaelDirector · 10% owner
|
OtherCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,485,908 Read SEC document |
| January 09, 2024 Filed May 14, 2024 15:17 UTC |
DiMaio John MichaelDirector · 10% owner
|
OtherCommon Stock | 2,000 | $2.69 | $5,380.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,483,908 Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC |
DiMaio John Michael10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 2,000 | $2.67 | $5,340.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 5 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,481,908 F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 18:53 UTC |
Cotton Richard JohnDirector
|
GrantCommon Stock | 14,650 | $2.67 | $39,115.50 |
DisclosureSEC source: 0001213900-23-088647 · ownership.xml · nonDerivative · entry 1 Cotton Richard John · CIK 0001992322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,529 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2023 Filed Nov 22, 2023 18:11 UTC |
DiMaio John Michael10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 500 | $2.68 | $1,340.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 4 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,908 F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| November 14, 2023 Filed Nov 22, 2023 18:11 UTC |
DiMaio John Michael10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 355 | $2.81 | $997.55 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,408 F3 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.81 to $2.82, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 13, 2023 Filed Nov 22, 2023 18:11 UTC |
DiMaio John Michael10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 198 | $5.07 | $1,003.86 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,053 F2 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.02 to $5.14, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 12, 2023 Filed Nov 22, 2023 18:11 UTC |
DiMaio John Michael10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 1,000 | $5.97 | $5,970.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,478,855 F1 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.94 to $6.00, inclusive. Dr. John Michael DiMaio (the "Reporting Person") undertakes to provide to the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:21 UTC |
Mellish Martin C.B.Director
|
OtherRESTRICTED STOCK UNITS · Derivative | 19,398 | Not disclosed Strike: $4.49 | Not disclosed |
DisclosureSEC source: 0001213900-23-076423 · ownership.xml · derivative · entry 1 Mellish Martin C.B. · CIK 0001992320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,398 Underlying: COMMON STOCK · 19,398 shares Expires not disclosed F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F2 · shares: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of Common Stock. In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding RSUs. F4 · price: The RSUs do not expire, as they convert to shares of Common Stock once vested. F3 · derivative.exercise_date: The RSUs vest as follows: 50% of the RSUs vest on 4/13/2024, 25% vest on 4/13/2025, and the remainder vest on 4/13/2026. F5 · derivative.expiration_date: The Reporting Person received these securities in connection with the Closing, for no additional consideration. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:23 UTC |
Pagoulatos NikolaosCHIEF OPERATING OFFICER
|
OtherNON-QUALIFIED STOCK OPTION · Derivative | 18,350 | Not disclosed Strike: $3.82 | Not disclosed |
DisclosureSEC source: 0001213900-23-076428 · ownership.xml · derivative · entry 2 Pagoulatos Nikolaos · CIK 0001992090 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,993 Underlying: COMMON STOCK · 18,350 shares Expires 2032-11-07 F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F3 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F2 · derivative.exercise_date: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). These options vest and become exercisable as follows: 33% vest on 11/7/2023; 33% vest on 11/7/2023; and the remainder vest on 7/11/2025. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:23 UTC |
Pagoulatos NikolaosCHIEF OPERATING OFFICER
|
OtherINCENTIVE STOCK OPTION · Derivative | 78,643 | Not disclosed Strike: $3.82 | Not disclosed |
DisclosureSEC source: 0001213900-23-076428 · ownership.xml · derivative · entry 1 Pagoulatos Nikolaos · CIK 0001992090 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,643 Underlying: COMMON STOCK · 78,643 shares Expires 2032-11-07 F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F3 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F2 · derivative.exercise_date: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). These options vest and become exercisable as follows: 33% vest on 11/7/2023; 33% vest on 11/7/2023; and the remainder vest on 7/11/2025. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:13 UTC |
CAI XIAOJIA CYNTHIADirector
|
OtherRESTRICTED STOCK UNITS · Derivative | 19,398 | Not disclosed Strike: $4.49 | Not disclosed |
DisclosureSEC source: 0001213900-23-076413 · ownership.xml · derivative · entry 1 CAI XIAOJIA CYNTHIA · CIK 0001992068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,398 Underlying: COMMON STOCK · 19,398 shares Expires not disclosed F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F2 · shares: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of Common Stock. In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding RSUs. F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration. F3 · derivative.exercise_date: The RSUs vest as follows: 50% of the RSUs vest on 4/13/2024, 25% vest on 4/13/2025, and the remainder vest on 4/13/2026. F4 · derivative.expiration_date: The RSUs do not expire, as they convert to shares of Common Stock once vested. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC |
Capone Vincent S.GENERAL COUNSEL
|
OtherNON-QUALIFIED STOCK OPTION · Derivative | 12,932 | Not disclosed Strike: $5.57 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 7 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,859 Underlying: COMMON STOCK · 12,932 shares Expires 2033-06-29 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F7 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the options vest on 6/29/2024, 33% vest on 6/29/2/205, and the remainder vest on 6/25/2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.