Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Spectral AI, Inc.MDAI · Entity 7203 | Director | September 28, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Spectral AI, Inc.
Report date September 28, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,922,847 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Grant · Acquired 32,000 · Balance 2,922,847 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| ISOSEC Table II · derivative / convertible security · Conversion / exercise price $1.67 · Expires 2034-05-15 | Direct | 5,292 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,292 F2: 100% of the stock options vested on the date of issuance. |
| ISOSEC Table II · derivative / convertible security · Conversion / exercise price $1.67 · Expires 2034-05-15 | Direct | 20,352 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 20,352 F3: 100% of the stock options were vested as of the date hereof. |
| NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2035-04-23 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 250,000 F4: 100,000 of the stock options were vested as of the date hereof. The remaining 150,000 stock options vest upon the achievement of certain milestones. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.84 · Expires 2036-04-20 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 100,000 F5: 50% of the RSUs vested on April 20, 2026. 50% of the RSUs will vest on April 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: 100% of the stock options vested on the date of issuance.
F3: 100% of the stock options were vested as of the date hereof.
F4: 100,000 of the stock options were vested as of the date hereof. The remaining 150,000 stock options vest upon the achievement of certain milestones.
F5: 50% of the RSUs vested on April 20, 2026. 50% of the RSUs will vest on April 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 29, 2026 20:00 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 32,000 | $1.62 | $51,840.00 |
DisclosureSEC source: 0001213900-26-104635 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,922,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 60,000 | $1.67 | $100,200.00 |
DisclosureSEC source: 0001213900-26-103496 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,890,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2026 Filed Sep 21, 2026 20:45 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 21,012 | $1.69 | $35,510.28 |
DisclosureSEC source: 0001213900-26-101831 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,830,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2026 Filed Sep 21, 2026 20:45 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 10,988 | $1.61 | $17,690.68 |
DisclosureSEC source: 0001213900-26-101831 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,809,835 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 20:17 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 22,000 | $1.59 | $34,980.00 |
DisclosureSEC source: 0001213900-26-099719 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,798,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 20:17 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 10,000 | $1.56 | $15,600.00 |
DisclosureSEC source: 0001213900-26-099719 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,776,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 20:21 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 35,000 | $1.64 | $57,400.00 |
DisclosureSEC source: 0001213900-26-090782 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,766,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2026 Filed Jun 29, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 15,000 | $1.73 | $25,950.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,731,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 14,700 | $1.69 | $24,843.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,716,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2026 Filed Jun 29, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 14,300 | $1.74 | $24,882.00 |
DisclosureSEC source: 0001213900-26-073099 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,702,147 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 20:00 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 15,000 | $2.12 | $31,800.00 |
DisclosureSEC source: 0001213900-26-063478 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,687,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 20:00 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 2,500 | $2.36 | $5,900.00 |
DisclosureSEC source: 0001213900-26-063478 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,672,847 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:16 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 32,233 | $2.61 | $84,128.13 |
DisclosureSEC source: 0001213900-26-061594 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,670,347 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 25,000 | $2.16 | $54,000.00 |
DisclosureSEC source: 0001213900-26-058413 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,638,114 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 1,887 | $2.12 | $4,000.44 |
DisclosureSEC source: 0001213900-26-058413 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,613,114 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 23:30 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048148 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,611,227 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| March 27, 2026 Filed Apr 7, 2026 20:00 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 7,619 | $1.58 | $12,038.02 |
DisclosureSEC source: 0001213900-26-041015 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,511,227 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 9,700 | $2.11 | $20,467.00 |
DisclosureSEC source: 0001213900-25-053054 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,503,608 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $2.0535 to $2.1156. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:01 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 2,000 | $2.10 | $4,200.00 |
DisclosureSEC source: 0001213900-25-053054 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,493,908 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2024 Filed May 14, 2024 15:17 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock | 6,000 | $1.72 | $10,320.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,491,908 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2024 Filed May 14, 2024 15:17 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,485,908 Read SEC document |
| January 09, 2024 Filed May 14, 2024 15:17 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherCommon Stock | 2,000 | $2.69 | $5,380.00 |
DisclosureSEC source: 0001213900-24-042682 · ownership.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,483,908 Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock, par value $0.0001 per share | 2,000 | $2.67 | $5,340.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 5 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,481,908 F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| November 16, 2023 Filed Nov 22, 2023 18:11 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock, par value $0.0001 per share | 500 | $2.68 | $1,340.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 4 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,908 F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| November 14, 2023 Filed Nov 22, 2023 18:11 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock, par value $0.0001 per share | 355 | $2.81 | $997.55 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 3 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,408 F3 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.81 to $2.82, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 13, 2023 Filed Nov 22, 2023 18:11 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock, par value $0.0001 per share | 198 | $5.07 | $1,003.86 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 2 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,479,053 F2 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.02 to $5.14, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 12, 2023 Filed Nov 22, 2023 18:11 UTC | Spectral AI, Inc. MDAI · Entity 7203 | PurchaseCommon Stock, par value $0.0001 per share | 1,000 | $5.97 | $5,970.00 |
DisclosureSEC source: 0000899243-23-020460 · doc4.xml · nonDerivative · entry 1 DiMaio John Michael · CIK 0001993856 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,478,855 F1 · price: The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.94 to $6.00, inclusive. Dr. John Michael DiMaio (the "Reporting Person") undertakes to provide to the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote. F4 · ownership.nature: This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value. F5 · ownership.nature: This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement. F6 · ownership.nature: The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.