Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIM Acquisition Corp. ISIMA · Entity 9120 | Director | July 09, 2024 | July 10, 2024 |
| Spectral AI, Inc.MDAI · Entity 7203 | Chief Executive Officer | April 24, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIM Acquisition Corp. I
Report date July 09, 2024 · Filed July 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-07-09 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As further described in the issuer's registration statement on Form S-1, (File No. 333-280274) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares", the Class B ordinary shares of the issuer will automatically convert into Class A ordinary shares of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holders of Class B ordinary shares, on a one-for-one basis. The Class B Ordinary Shares have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As further described in the issuer's registration statement on Form S-1, (File No. 333-280274) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares", the Class B ordinary shares of the issuer will automatically convert into Class A ordinary shares of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holders of Class B ordinary shares, on a one-for-one basis. The Class B Ordinary Shares have no expiration date.
Spectral AI, Inc.
Report date April 24, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 286,450 |
Reported balance
After 2026-04-24 transaction · row 1
1 source rowRow 1 · 2026-04-24 · Grant · Acquired 100,000 · Balance 286,450 F1: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. |
| ISOSEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2032-05-06 | Direct | 60,955 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 60,955 F2: The stock options are fully vested and exercisable. |
| ISOSEC Table II · derivative / convertible security · Conversion / exercise price $4.48 · Expires 2033-04-13 | Direct | 6,014 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,014 F3: 100% of the stock options are vested as of the date hereof. |
| ISOSEC Table II · derivative / convertible security · Conversion / exercise price $5.54 · Expires 2033-06-01 | Direct | 6,581 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,581 F4: 33% of the stock options vested on 6/29/2024, 33% vested on 6/29/2025, and the remainder vest on 6/25/2026. |
| NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $4.36 · Expires 2032-05-06 | Direct | 6,939 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,939 F2: The stock options are fully vested and exercisable. |
| NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $4.48 · Expires 2033-04-13 | Direct | 12,027 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,027 F3: 100% of the stock options are vested as of the date hereof. |
| NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $5.54 · Expires 2033-06-01 | Direct | 13,162 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 13,162 F4: 33% of the stock options vested on 6/29/2024, 33% vested on 6/29/2025, and the remainder vest on 6/25/2026. |
| NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2035-04-01 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 75,000 F5: 33% vested on 4/1/2026, and the remainder vest upon the achievement of certain milestones. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $1.84 · Expires 2036-04-20 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 100,000 F6: 50% of the RSUs, 2026. 50% of the RSU will vest on April 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026.
F2: The stock options are fully vested and exercisable.
F3: 100% of the stock options are vested as of the date hereof.
F4: 33% of the stock options vested on 6/29/2024, 33% vested on 6/29/2025, and the remainder vest on 6/25/2026.
F5: 33% vested on 4/1/2026, and the remainder vest upon the achievement of certain milestones.
F6: 50% of the RSUs, 2026. 50% of the RSU will vest on April 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2026 Filed Apr 27, 2026 21:39 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-048113 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,450 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/24/2026. Read SEC document |
| March 27, 2026 Filed Apr 6, 2026 20:00 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 16,750 | $1.52 | $25,460.00 |
DisclosureSEC source: 0001213900-26-040446 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,450 F1 · acquired: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2025 Filed Apr 30, 2025 21:02 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-037720 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · CFO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,700 F1 · shares: The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025. Read SEC document |
| May 10, 2024 Filed May 13, 2024 21:21 UTC | Spectral AI, Inc. MDAI · Entity 7203 | GrantCommon Stock | 10,000 | $1.73 | $17,300.00 |
DisclosureSEC source: 0001213900-24-042423 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · CFO and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherNON-QUALIFIED STOCK OPTION · Derivative | 12,932 | Not disclosed Strike: $5.57 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 7 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,859 Underlying: COMMON STOCK · 12,932 shares Expires 2033-06-29 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F7 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the options vest on 6/29/2024, 33% vest on 6/29/2/205, and the remainder vest on 6/25/2026. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 6,466 | Not disclosed Strike: $5.57 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 6 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,927 Underlying: COMMON STOCK · 6,466 shares Expires 2033-06-29 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F7 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the options vest on 6/29/2024, 33% vest on 6/29/2/205, and the remainder vest on 6/25/2026. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherNON-QUALIFIED STOCK OPTION · Derivative | 12,027 | Not disclosed Strike: $4.54 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 5 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,461 Underlying: COMMON STOCK · 12,027 shares Expires 2033-04-13 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the options vest on 4/13/2024, 33% vest on 4/13/2025, and the remainder vest on 4/13/2026. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 6,013 | Not disclosed Strike: $4.54 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 4 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,434 Underlying: COMMON STOCK · 6,013 shares Expires 2033-04-13 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the options vest on 4/13/2024, 33% vest on 4/13/2025, and the remainder vest on 4/13/2026. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherNON-QUALIFIED STOCK OPTION · Derivative | 6,466 | Not disclosed Strike: $4.43 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 3 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,421 Underlying: COMMON STOCK · 6,466 shares Expires 2032-05-06 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F4 · derivative.exercise_date: These options vest and become exercisable as follows: 33 % of the options vested on 5/6/2023, 33% vest on 5/6/2024, and the remainder vest on 6/5/2025. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 60,955 | Not disclosed Strike: $4.43 | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · derivative · entry 2 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,955 Underlying: COMMON STOCK · 60,955 shares Expires 2032-05-06 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F4 · derivative.exercise_date: These options vest and become exercisable as follows: 33 % of the options vested on 5/6/2023, 33% vest on 5/6/2024, and the remainder vest on 6/5/2025. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:14 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherCOMMON STOCK | 9,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-076414 · ownership.xml · nonDerivative · entry 1 Capone Vincent S. · CIK 0001992121 · GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,699 F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F2 · price: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.