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person · Reporting owner

Carlson Peter M

Disclosed activity across 6 companies

Tapewire entity
36623
SEC CIK
0001379320

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Brighthouse Financial, Inc.BHF · Entity 1737EVP & Chief Operating OfficerMay 23, 2018May 25, 2018
CITIZENS, INC.CIA · Entity 6336DirectorJune 17, 2026June 22, 2026
METLIFE INCMET · Entity 488EVP & Chief Accounting OfficerMarch 01, 2017March 03, 2017
MIMEDX GROUP, INC.MDXG · Entity 5271Chief Financial OfficerMay 10, 2023May 12, 2023
Spectral AI, Inc.MDAI · Entity 7203Director · Chief Executive OfficerMay 10, 2024May 13, 2024
WHITE MOUNTAINS INSURANCE GROUP LTDWTM · Entity 3904DirectorMay 21, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Brighthouse Financial, Inc.

Report date May 23, 2018 · Filed May 25, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect44,004 Reported balance After 2018-05-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-05-23 · Grant · Acquired 44,004 · Balance 44,004

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F2: The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Stock and Incentive Compensation Plan (the "Employee Plan"). The Employee Plan was approved by stockholders of BHF on May 23, 2018.

F3: The RSUs will vest on September 30, 2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,480 Reported balance After 2018-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-23 · Grant · Acquired 7,480 · Balance 7,480

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F4: RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.

F5: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.47 · Expires 2028-02-29Direct24,570 Reported balance After 2018-05-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-23 · Grant · Acquired 24,570 · Balance 24,570

F4: RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.

F6: The Stock Options become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F2: The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Stock and Incentive Compensation Plan (the "Employee Plan"). The Employee Plan was approved by stockholders of BHF on May 23, 2018.

F3: The RSUs will vest on September 30, 2018.

F4: RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.

F5: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

F6: The Stock Options become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

CITIZENS, INC.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Citizens, Inc. Class A Common StockSEC Table I · non-derivativeDirect12,012 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 12,012 · Balance 12,012

F1: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 12,012 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F2: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,042 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 7,042 · Balance 7,042

F1: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F3: On June 17, 2026, the reporting person was granted 7,042 restricted stock units, vesting on June 17, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F2: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

F3: On June 17, 2026, the reporting person was granted 7,042 restricted stock units, vesting on June 17, 2027.

METLIFE INC

Report date March 01, 2017 · Filed March 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,558 Ending reported balance After 2017-03-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-03-01 · Exercise / conversion · Acquired 1,735 · Balance 35,200

F1: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

Row 2 · 2017-03-01 · Tax withholding · Disposed 642 · Balance 34,558

F2: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share unit payout.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,471 Reported balance After 2017-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-03-01 · Exercise / conversion · Disposed 1,735 · Balance 3,471

F1: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F3: The Restricted Stock Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F2: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share unit payout.

F3: The Restricted Stock Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.

MIMEDX GROUP, INC.

Report date May 10, 2023 · Filed May 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect656,435 Reported balance After 2023-05-10 transaction · row 1
1 source row

Row 1 · 2023-05-10 · Sale · Disposed 5,976 · Balance 656,435

F1: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Spectral AI, Inc.

Report date May 10, 2024 · Filed May 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,411 Reported balance After 2024-05-10 transaction · row 1
1 source row

Row 1 · 2024-05-10 · Grant · Acquired 29,411 · Balance 29,411

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-01-03Direct150,000 Reported balance Holding disclosure · report date 2024-05-10 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 150,000

F2: 50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 1/3/2025, 33% vest on 1/3/2026, and the remainder vest on 1/3/2027. The remainder vest pursuant to certain performance-based metrics.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-02-29Direct150,000 Reported balance Holding disclosure · report date 2024-05-10 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 150,000

F3: 50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: 50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 1/3/2025, 33% vest on 1/3/2026, and the remainder vest on 1/3/2027. The remainder vest pursuant to certain performance-based metrics.

F3: 50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.

WHITE MOUNTAINS INSURANCE GROUP LTD

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect852 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 135 · Balance 852

F1: Annual Director Share Award

Filing footnotes · ownership attribution and instrument terms

F1: Annual Director Share Award

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 22, 2026 15:23 UTC CITIZENS, INC. CIA · Entity 6336 GrantRestricted Stock Units · Derivative 7,042 $0.00 $0.00
Disclosure

SEC source: 0001379320-26-000002 · wk-form4_1782141808.xml · derivative · entry 3

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,042

Underlying: Class A Common Stock · 7,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F3 · derivative.exercise_date: On June 17, 2026, the reporting person was granted 7,042 restricted stock units, vesting on June 17, 2027.

F3 · derivative.expiration_date: On June 17, 2026, the reporting person was granted 7,042 restricted stock units, vesting on June 17, 2027.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 15:23 UTC CITIZENS, INC. CIA · Entity 6336 Exercise / conversionRestricted Stock Units · Derivative 12,012 $0.00 $0.00
Disclosure

SEC source: 0001379320-26-000002 · wk-form4_1782141808.xml · derivative · entry 2

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Citizens, Inc. Class A Common Stock · 12,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F2 · derivative.exercise_date: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

F2 · derivative.expiration_date: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 15:23 UTC CITIZENS, INC. CIA · Entity 6336 Exercise / conversionCitizens, Inc. Class A Common Stock 12,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001379320-26-000002 · wk-form4_1782141808.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

Read SEC document
May 21, 2026 Filed May 22, 2026 14:31 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 135 $0.00 $0.00
Disclosure

SEC source: 0000776867-26-000037 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852

F1 · shares: Annual Director Share Award

Read SEC document
June 17, 2025 Filed Jun 20, 2025 17:02 UTC CITIZENS, INC. CIA · Entity 6336 GrantRestricted Stock Units · Derivative 12,012 $0.00 $0.00
Disclosure

SEC source: 0000024090-25-000100 · wk-form4_1750438916.xml · derivative · entry 2

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,012

Underlying: Citizens, Inc. Class A Common Stock · 12,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.

F2 · derivative.exercise_date: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

F2 · derivative.expiration_date: On June 17, 2025, the reporting person was granted 12,012 restricted stock units, vesting on June 17, 2026.

Read SEC document
May 22, 2025 Filed May 23, 2025 23:09 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 150 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010296 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717

F1 · shares: Annual Director Share Award

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 566 shares of WTM common stock in connection with a dissolution of marriage. The reporting person no longer reports as beneficially owned any such transferred securities.

Read SEC document
May 23, 2024 Filed May 24, 2024 16:14 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 165 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011186 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133

F1 · shares: Annual Director Share Award

Read SEC document
May 10, 2024 Filed May 13, 2024 21:21 UTC Spectral AI, Inc. MDAI · Entity 7203 GrantCommon Stock 29,411 $1.74 $51,175.14
Disclosure

SEC source: 0001213900-24-042421 · ownership.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,411

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 25, 2023 Filed May 30, 2023 15:15 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 180 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012413 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 968

F1 · shares: Annual Director Share Award

Read SEC document
May 10, 2023 Filed May 12, 2023 22:50 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 5,976 $5.93 $35,414.37
Disclosure

SEC source: 0001376339-23-000024 · wf-form4_168393180333729.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,435

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:21 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 6,094 $3.74 $22,815.94
Disclosure

SEC source: 0001379320-23-000006 · wf-form4_168263769899412.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,411

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 21:37 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 6,100 $3.31 $20,191.00
Disclosure

SEC source: 0001379320-23-000005 · wf-form4_168142185706673.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,505

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:21 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 140,455 $4.62 $648,902.10
Disclosure

SEC source: 0001379320-23-000004 · wf-form4_167891885113196.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,605

F1 · shares: Reflects grant of restricted stock units which will be settled in common stock following vesting. Award vests pro rata annually over three years. Grant is exempt under Rule 16b-3.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:41 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 12,056 $4.24 $51,172.90
Disclosure

SEC source: 0001379320-23-000003 · wf-form4_167840167243742.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,150

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:41 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 19,000 $4.50 $85,416.40
Disclosure

SEC source: 0001379320-23-000002 · wf-form4_167727845960866.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,206

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

F2 · price: The purchase price indicated is a weighted average purchase price. The corresponding shares were bought in multiple transactions at prices ranging from $4.490 to $4.505, inclusive. The reporting person undertakes to provide to MiMedx Group, Inc., any security holder of MiMedx Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth herein.

Read SEC document
December 22, 2022 Filed Dec 28, 2022 00:55 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 4,992 $2.82 $14,052.98
Disclosure

SEC source: 0001379320-22-000007 · wf-form4_167218891177832.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,206

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

F2 · price: The purchase price indicated is a weighted average purchase price. The corresponding shares were bought in multiple transactions at prices ranging from $2.810 to $2.8159, inclusive. The reporting person undertakes to provide to MiMedx Group, Inc., any security holder of MiMedx Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth herein.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 23:02 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 SaleCommon Shares 200 $1,400.00 $280,000.00
Disclosure

SEC source: 0001062993-22-019881 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

Read SEC document
May 26, 2022 Filed May 27, 2022 16:54 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 225 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013662 · form4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

F1 · shares: Annual WTM Director Share Award

Read SEC document
April 08, 2022 Filed Apr 12, 2022 21:25 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 187,500 $4.62 $866,250.00
Disclosure

SEC source: 0001376339-22-000039 · wf-form4_164979872433149.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,198

F1 · shares: Reflects grant of restricted stock units which will be settled in common stock following vesting. Award vests pro rata annually over three years. Grant is exempt under Rule 16b-3.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:27 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 10,743 $4.86 $52,200.24
Disclosure

SEC source: 0001376339-22-000023 · wf-form4_164694760057391.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,698

F1 · shares: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

F2 · price: The sale price indicated is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $4.75 to $4.965, inclusive. The reporting person undertakes to provide to MiMedx Group, Inc., any security holder of MiMedx Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:06 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 SaleCommon Stock 17,400 $4.83 $84,078.54
Disclosure

SEC source: 0001376339-22-000009 · wf-form4_164616879224210.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,441

F1 · kind: The reported shares were sold in connection with the vesting of a previously granted restricted stock unit award, as required by company policy, with proceeds being used to cover the Reporting Person's tax withholding liability in connection with the vesting.

F2 · price: The sale price indicated is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $4.81 to $4.87, inclusive. The reporting person undertakes to provide to MiMedx Group, Inc., any security holder of MiMedx Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:05 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 Tax withholdingCommon Stock 13,274 $12.26 $162,739.24
Disclosure

SEC source: 0001379320-21-000006 · wf-form4_162767551630263.xml · nonDerivative · entry 2

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,841

F2 · shares: Represents shares withheld to pay associated taxes upon vesting.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:05 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 35,212 $0.00 $0.00
Disclosure

SEC source: 0001379320-21-000006 · wf-form4_162767551630263.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,115

F1 · shares: Represents satisfaction of performance criterion with respect to previously-granted performance-vested restricted stock units.

Read SEC document
May 27, 2021 Filed May 28, 2021 21:41 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 225 $0.00 $0.00
Disclosure

SEC source: 0001668244-21-000024 · edgar.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763

F1 · shares: Annual WTM Director Share Award

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:15 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 109,235 $0.00 $0.00
Disclosure

SEC source: 0001379320-21-000004 · wf-form4_161523812702406.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,903

F1 · shares: Reflects grant of restricted stock units which will be settled in common stock following vesting. Award vests pro rata annually over three years.

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February 18, 2021 Filed Feb 22, 2021 19:55 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 Tax withholdingCommon Stock 18,015 $9.81 $176,727.15
Disclosure

SEC source: 0001379320-21-000002 · wf-form4_161402374087589.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,668

F1 · acquired: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

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November 04, 2020 Filed Nov 5, 2020 21:04 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 35,211 $7.23 $254,575.53
Disclosure

SEC source: 0001379320-20-000006 · wf-form4_160461022643688.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,683

F1 · date: Represents vesting upon satisfaction of performance criterion with respect to previously-granted performance based restricted stock units.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:52 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 177,966 $0.00 $0.00
Disclosure

SEC source: 0001379320-20-000004 · wf-form4_159674714591635.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,472

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

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July 06, 2020 Filed Jul 7, 2020 20:47 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 35,211 $5.40 $190,139.40
Disclosure

SEC source: 0001379320-20-000002 · wf-form4_159415483364541.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,506

F1 · shares: Reflects the satisfaction of performance criterion of grant made on December 16, 2019

Read SEC document
May 21, 2020 Filed May 22, 2020 20:01 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 225 $0.00 $0.00
Disclosure

SEC source: 0001668244-20-000012 · edgar.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

F1 · shares: Annual WTM Director Share Award

Read SEC document
December 16, 2019 Filed Dec 18, 2019 16:42 UTC MIMEDX GROUP, INC. MDXG · Entity 5271 GrantCommon Stock 49,295 $7.10 $349,994.50
Disclosure

SEC source: 0001379320-19-000006 · wf-form4_157668732160769.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,295

F1 · kind: Represents grant of restricted stock which vests one-third on each anniversary.

Read SEC document
May 23, 2019 Filed May 28, 2019 21:23 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 250 $0.00 $0.00
Disclosure

SEC source: 0001668244-19-000031 · edgar.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

F1 · shares: Annual WTM Director Share Award

Read SEC document
February 27, 2019 Filed Mar 1, 2019 14:45 UTC WHITE MOUNTAINS INSURANCE GROUP LTD WTM · Entity 3904 GrantCommon Shares 63 $0.00 $0.00
Disclosure

SEC source: 0001668244-19-000007 · edgar.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

F1 · shares: Pro-rated annual WTM Director Share Award

Read SEC document
May 23, 2018 Filed May 25, 2018 12:12 UTC Brighthouse Financial, Inc. BHF · Entity 1737 GrantEmployee Stock Option (Right to Buy) · Derivative 24,570 $0.00 Strike: $53.47 $0.00
Disclosure

SEC source: 0001209191-18-033265 · doc4.xml · derivative · entry 3

Carlson Peter M · CIK 0001379320 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,570

Underlying: Common Stock · 24,570 shares

Expires 2028-02-29

F4 · shares: RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.

F6 · derivative.exercise_date: The Stock Options become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

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May 23, 2018 Filed May 25, 2018 12:12 UTC Brighthouse Financial, Inc. BHF · Entity 1737 GrantRestricted Stock Units · Derivative 7,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033265 · doc4.xml · derivative · entry 2

Carlson Peter M · CIK 0001379320 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

Underlying: Common Stock · 7,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F4 · shares: RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.

F5 · derivative.exercise_date: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

F5 · derivative.expiration_date: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.

Read SEC document
May 23, 2018 Filed May 25, 2018 12:12 UTC Brighthouse Financial, Inc. BHF · Entity 1737 GrantRestricted Stock Units · Derivative 44,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033265 · doc4.xml · derivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004

Underlying: Common Stock · 44,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F2 · shares: The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Stock and Incentive Compensation Plan (the "Employee Plan"). The Employee Plan was approved by stockholders of BHF on May 23, 2018.

F3 · derivative.exercise_date: The RSUs will vest on September 30, 2018.

F3 · derivative.expiration_date: The RSUs will vest on September 30, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:17 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 1,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017471 · doc4.xml · derivative · entry 3

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,471

Underlying: Common Stock · 1,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:17 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 642 $54.33 $34,879.86
Disclosure

SEC source: 0001209191-17-017471 · doc4.xml · nonDerivative · entry 2

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share unit payout.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:17 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 1,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-017471 · doc4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:45 UTC METLIFE INC MET · Entity 488 GrantRestricted Stock Units · Derivative 3,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016687 · doc4.xml · derivative · entry 4

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814

Underlying: Common Stock · 3,814 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments on the first business day in March 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments on the first business day in March 2018, 2019 and 2020.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:45 UTC METLIFE INC MET · Entity 488 GrantEmployee Stock Option (Right to Buy) · Derivative 11,442 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001209191-17-016687 · doc4.xml · derivative · entry 3

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442

Underlying: Common Stock · 11,442 shares

Expires 2027-02-27

F3 · derivative.exercise_date: The options become exercisable in three equal installments on February 28, 2018, 2019, and 2020.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:45 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 1,191 $52.44 $62,456.04
Disclosure

SEC source: 0001209191-17-016687 · doc4.xml · nonDerivative · entry 2

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,465

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:45 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 3,219 $52.44 $168,804.36
Disclosure

SEC source: 0001209191-17-016687 · doc4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,656

F1 · kind: Shares acquired from the payout of the 2014-2016 Performance Share Award following determination of the performance factor for such award.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 1,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · derivative · entry 6

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vested in three equal installments on February 25, 2015, 2016 and 2017. This installment became payable following the certification on February 28, 2017 that MetLife, Inc. met specified financial goals.

F4 · derivative.expiration_date: The Restricted Stock Units vested in three equal installments on February 25, 2015, 2016 and 2017. This installment became payable following the certification on February 28, 2017 that MetLife, Inc. met specified financial goals.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 1,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · derivative · entry 5

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments on February 24, 2016, 2017 and 2018. This installment became payable following the certification on February 28, 2017 that MetLife, Inc. met specified financial goals.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments on February 24, 2016, 2017 and 2018. This installment became payable following the certification on February 28, 2017 that MetLife, Inc. met specified financial goals.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 439 $52.49 $23,043.11
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · nonDerivative · entry 4

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,437

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share unit payout.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 1,209 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · nonDerivative · entry 3

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 504 $52.49 $26,454.96
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · nonDerivative · entry 2

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,667

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share unit payout.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 1,257 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016562 · doc4.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:17 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 13,636 $0.00 Strike: $34.86 $0.00
Disclosure

SEC source: 0001209191-16-156889 · doc4.xml · derivative · entry 6

Carlson Peter M · CIK 0001379320 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,636 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable in three equal installments on February 26, 2014, 2015 and 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.