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MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 4, 2026 23:11 UTC
Steele Richard GSVP - General Counsel
Tax withholdingCommon Stock 731.842 $467.49 $342,128.82
Disclosure

SEC source: 0001990258-26-000005 · wk-form4_1772665867.xml · nonDerivative · entry 2

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,833.88

F2 · shares: Withholding of shares to satisfy tax obligation.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:11 UTC
Steele Richard GSVP - General Counsel
GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001990258-26-000005 · wk-form4_1772665867.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,565.722

F1 · shares: Receipt of shares acquired upon settlement of 2023-2025 Performance Shares and the 2024 Strategic Incentive Award.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,188 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · derivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 1,188 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,139 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · derivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,139 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,188 $473.94 $563,042.15
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 1,188 $295.33 $350,852.04
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,975.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 2,139 $474.19 $1,014,298.19
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $474.1801 - $474.405. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 2,139 $325.99 $697,292.61
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,926.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:29 UTC
Minaya JoseDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001950068-26-000003 · wk-form4_1772141371.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,891.486

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:18 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001059556-26-000014 · wk-form4_1772140687.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,832.221

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:17 UTC GrantCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001221787-26-000003 · wk-form4_1772140618.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,724.755

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:15 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001767289-26-000003 · wk-form4_1772140553.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,200.662

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:13 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000003 · wk-form4_1772140417.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,896.77

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:12 UTC
Dhawan SumitDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001862168-26-000002 · wk-form4_1772140362.xml · nonDerivative · entry 1

Dhawan Sumit · CIK 0001862168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:11 UTC
Serafin ZigDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001758334-26-000003 · wk-form4_1772140303.xml · nonDerivative · entry 1

Serafin Zig · CIK 0001758334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:06 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001595268-26-000003 · wk-form4_1772139971.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,149.851

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:24 UTC
Fauber RobertDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 25,081 $0.00 Strike: $433.70 $0.00
Disclosure

SEC source: 0001481153-26-000005 · wk-form4_1771982652.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,081

Underlying: Common Stock · 25,081 shares

Expires 2036-02-23

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:24 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 7,528 $0.00 $0.00
Disclosure

SEC source: 0001481153-26-000005 · wk-form4_1771982652.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,609.984

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:19 UTC
Heuland Noemie ClemenceSVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,885 $0.00 Strike: $433.70 $0.00
Disclosure

SEC source: 0001825126-26-000003 · wk-form4_1771982346.xml · derivative · entry 2

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,885

Underlying: Common Stock · 7,885 shares

Expires 2036-02-23

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:19 UTC
Heuland Noemie ClemenceSVP & Chief Financial Officer
GrantCommon Stock 2,366 $0.00 $0.00
Disclosure

SEC source: 0001825126-26-000003 · wk-form4_1771982346.xml · nonDerivative · entry 1

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,514

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:22 UTC
Steele Richard GSVP - General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 3,079 $0.00 Strike: $433.70 $0.00
Disclosure

SEC source: 0001990258-26-000003 · wk-form4_1771982559.xml · derivative · entry 3

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,079

Underlying: Common Stock · 3,079 shares

Expires 2036-02-23

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:22 UTC
Steele Richard GSVP - General Counsel
GrantCommon Stock 924 $0.00 $0.00
Disclosure

SEC source: 0001990258-26-000003 · wk-form4_1771982559.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257.722

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:20 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 5,256 $0.00 Strike: $443.70 $0.00
Disclosure

SEC source: 0001791243-26-000003 · wk-form4_1771982436.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,256

Underlying: Common Stock · 5,256 shares

Expires 2036-02-23

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:20 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001791243-26-000003 · wk-form4_1771982436.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:15 UTC
Phillips Jason DChief Acctg Off & Controller
GrantCommon Stock 541 $0.00 $0.00
Disclosure

SEC source: 0002062050-26-000003 · wk-form4_1771982145.xml · nonDerivative · entry 1

Phillips Jason D · CIK 0002062050 · Chief Acctg Off & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,638.6205

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 575 $498.90 $286,867.50
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,656.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,603

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 592 $516.15 $305,560.80
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,597

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 575 $502.52 $288,949.00
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,656.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:21 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 82.366 $498.98 $41,098.99
Disclosure

SEC source: 0001628280-26-000634 · wk-form4_1767651716.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086.725

Underlying: Common Stock · 82.366 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,195

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 592 $508.94 $301,292.48
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:50 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 0.845 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.423

Underlying: Common Stock · 0.845 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:50 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 2.675 $486.60 $1,301.66
Disclosure

SEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,406.402

Underlying: Common Stock · 2.675 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:50 UTC
Minaya JoseDirector
GrantCommon Stock 3.771 $486.75 $1,835.52
Disclosure

SEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391.486

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:49 UTC GrantDividend Equivalent · Derivative 0.845 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.423

Underlying: Common Stock · 0.845 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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December 12, 2025 Filed Dec 16, 2025 21:49 UTC GrantCommon Stock 10.472 $486.75 $5,097.19
Disclosure

SEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,332.221

F2 · shares: RSU deferred dividend reinvestment accrual.

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December 12, 2025 Filed Dec 16, 2025 21:49 UTC GrantCommon Stock 6 $486.16 $2,916.96
Disclosure

SEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,321.749

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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December 12, 2025 Filed Dec 16, 2025 21:47 UTC GrantDividend Equivalent · Derivative 0.845 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · derivative · entry 3

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.423

Underlying: Common Stock · 0.845 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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December 12, 2025 Filed Dec 16, 2025 21:47 UTC GrantCommon Stock 1.098 $486.75 $534.45
Disclosure

SEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,649.851

F2 · shares: RSU deferred dividend reinvestment accrual.

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December 12, 2025 Filed Dec 16, 2025 21:47 UTC GrantCommon Stock 14 $486.16 $6,806.24
Disclosure

SEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,648.753

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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December 12, 2025 Filed Dec 16, 2025 21:46 UTC GrantDividend Equivalent · Derivative 0.845 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057415 · wk-form4_1765921603.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.423

Underlying: Common Stock · 0.845 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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December 12, 2025 Filed Dec 16, 2025 21:46 UTC GrantCommon Stock 8.222 $486.75 $4,002.02
Disclosure

SEC source: 0001628280-25-057415 · wk-form4_1765921603.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,700.662

F1 · shares: RSU deferred dividend reinvestment accrual.

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December 12, 2025 Filed Dec 16, 2025 21:45 UTC GrantCommon Stock 1.193 $486.75 $580.69
Disclosure

SEC source: 0001628280-25-057413 · wk-form4_1765921517.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,396.77

F2 · shares: RSU deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.