Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director | February 25, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date February 25, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 927 |
Reported balance
After 2026-02-25 transaction · row 1
1 source rowRow 1 · 2026-02-25 · Grant · Acquired 500 · Balance 927 F1: Exempt grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt grant of restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VMWARE LLC
Report date November 22, 2023 · Filed November 22, 2023
Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Disposition to issuer · Disposed 33,189 · Balance 89,436 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Row 2 · 2023-11-22 · Disposition to issuer · Disposed 89,436 · Balance 0 F3: Represents shares underlying restricted stock units of the Issuer, which were converted into a Parent restricted stock unit award based on an equity award exchange ratio calculated as the sum of (i) 50% of the Stock Consideration and (ii) 50% of the Cash Consideration divided by the volume weighted average sale price of Parent common stock over the ten consecutive trading days ending on the second to last trading day immediately preceding the effective time of the merger of Merger Sub 2 with and into Holdco. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.
F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").
F3: Represents shares underlying restricted stock units of the Issuer, which were converted into a Parent restricted stock unit award based on an equity award exchange ratio calculated as the sum of (i) 50% of the Stock Consideration and (ii) 50% of the Cash Consideration divided by the volume weighted average sale price of Parent common stock over the ten consecutive trading days ending on the second to last trading day immediately preceding the effective time of the merger of Merger Sub 2 with and into Holdco.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2026 Filed Feb 26, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001862168-26-000002 · wk-form4_1772140362.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 21:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000180 · wk-form4_1753998079.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:27 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 89,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020473 · doc4.xml · nonDerivative · entry 2 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents shares underlying restricted stock units of the Issuer, which were converted into a Parent restricted stock unit award based on an equity award exchange ratio calculated as the sum of (i) 50% of the Stock Consideration and (ii) 50% of the Cash Consideration divided by the volume weighted average sale price of Parent common stock over the ten consecutive trading days ending on the second to last trading day immediately preceding the effective time of the merger of Merger Sub 2 with and into Holdco. F3 · price: Represents shares underlying restricted stock units of the Issuer, which were converted into a Parent restricted stock unit award based on an equity award exchange ratio calculated as the sum of (i) 50% of the Stock Consideration and (ii) 50% of the Cash Consideration divided by the volume weighted average sale price of Parent common stock over the ten consecutive trading days ending on the second to last trading day immediately preceding the effective time of the merger of Merger Sub 2 with and into Holdco. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:27 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 33,189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020473 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,436 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · shares: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · price: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 19:20 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 1,850 | $166.48 | $307,988.00 |
DisclosureSEC source: 0001209191-23-051725 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,625 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 19:18 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,984 | $164.10 | $489,674.40 |
DisclosureSEC source: 0001209191-23-048247 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,475 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:23 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,484 | $133.94 | $332,706.96 |
DisclosureSEC source: 0001209191-23-034643 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,459 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 01, 2023 Filed May 2, 2023 19:19 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 630 | $126.98 | $79,997.40 |
DisclosureSEC source: 0001209191-23-026749 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,943 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 19:22 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 42,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026158 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,573 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 19:27 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 3,294 | $124.85 | $411,255.90 |
DisclosureSEC source: 0001209191-23-023024 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,385 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,088 | $110.09 | $229,867.92 |
DisclosureSEC source: 0001209191-23-016028 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,679 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 20:04 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,483 | $121.68 | $302,131.44 |
DisclosureSEC source: 0001209191-22-059890 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,767 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 19:32 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 630 | $112.62 | $70,950.60 |
DisclosureSEC source: 0001209191-22-055666 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,250 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 06, 2022 Filed Sep 6, 2022 19:20 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,600 | $115.22 | $184,352.00 |
DisclosureSEC source: 0001209191-22-048875 · doc4.xml · nonDerivative · entry 2 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,880 Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:20 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,984 | $114.82 | $342,622.88 |
DisclosureSEC source: 0001209191-22-048875 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,480 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 76 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2022. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 19:25 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 4,966 | $129.41 | $642,650.06 |
DisclosureSEC source: 0001209191-22-034364 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,388 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 01, 2022 Filed May 3, 2022 20:00 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 630 | $108.04 | $68,065.20 |
DisclosureSEC source: 0001209191-22-026920 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,354 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 21:14 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 29,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025575 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,984 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 19:16 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,080 | $115.91 | $241,092.80 |
DisclosureSEC source: 0001209191-22-015061 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,137 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 75 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2022. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:16 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 630 | $124.18 | $78,233.40 |
DisclosureSEC source: 0001209191-21-064579 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,142 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of November 1, 2021 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2191. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 19:01 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,600 | $146.52 | $234,432.00 |
DisclosureSEC source: 0001209191-21-055369 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,793 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 19:17 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,448 | $146.86 | $359,513.28 |
DisclosureSEC source: 0001209191-21-054892 · doc4.xml · nonDerivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,393 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 62 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:14 UTC | VMWARE LLC VMW · Entity 11690 | GrantPerformance-Based Stock Units (PSUs) · Derivative | 196,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038077 · doc4.xml · derivative · entry 1 Dhawan Sumit · CIK 0001862168 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,155 Underlying: Common Stock · 196,155 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents the contingent right to receive, subject to vesting, one share of VMware Class A common stock F2 · derivative.exercise_date: The number of shares of VMware Class A common stock ("VMW") acquired upon vesting of the PSUs is contingent upon increases to VMware total stockholder return (TSR) as compared to the VMW 15-day trailing average stock price as of June 1, 2021 and to the TSR of the S&P 500 IT Index. As further described in the Letter Agreement between VMware and the reporting person dated May 11, 2021, Exhibit 10.2 to the VMware Current Report on Form 8-K filed with the Securities and Exchange Commission on May 12, 2021, vesting will occur with respect to up to 50% of the PSUs on June 1, 2024, up to 75% on June 1, 2025 and the balance of unvested PSUs on June 1, 2026. Performance will be measured as of each vesting date to determine the number of PSUs vesting on each such date. PSUs that are unvested as of June 1, 2026 will be forfeited. F2 · derivative.expiration_date: The number of shares of VMware Class A common stock ("VMW") acquired upon vesting of the PSUs is contingent upon increases to VMware total stockholder return (TSR) as compared to the VMW 15-day trailing average stock price as of June 1, 2021 and to the TSR of the S&P 500 IT Index. As further described in the Letter Agreement between VMware and the reporting person dated May 11, 2021, Exhibit 10.2 to the VMware Current Report on Form 8-K filed with the Securities and Exchange Commission on May 12, 2021, vesting will occur with respect to up to 50% of the PSUs on June 1, 2024, up to 75% on June 1, 2025 and the balance of unvested PSUs on June 1, 2026. Performance will be measured as of each vesting date to determine the number of PSUs vesting on each such date. PSUs that are unvested as of June 1, 2026 will be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.