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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 3,498 $220.49 $771,270.52
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,974

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $219.88 to $220.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 8,881 $219.32 $1,947,745.40
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,472

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $218.85 to $219.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 5,798 $218.47 $1,266,694.86
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,353

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $217.84 to $218.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 42,905 $38.61 $1,656,562.05
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:05 UTC GrantCommon Stock 14.165 $176.29 $2,497.15
Disclosure

SEC source: 0001209191-20-020424 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111.283

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:05 UTC GrantCommon Stock 8 $167.41 $1,339.28
Disclosure

SEC source: 0001209191-20-020424 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,097.118

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:04 UTC GrantCommon Stock 18 $167.41 $3,013.38
Disclosure

SEC source: 0001209191-20-020420 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC GrantDividend Equivalent · Derivative 2.834 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020417 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.834

Underlying: Common Stock · 2.834 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 5.987 $174.35 $1,043.83
Disclosure

SEC source: 0001209191-20-020417 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870.133

Underlying: Common Stock · 5.987 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC GrantCommon Stock 19.671 $176.29 $3,467.80
Disclosure

SEC source: 0001209191-20-020417 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,383.39

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC GrantCommon Stock 142 $167.41 $23,772.22
Disclosure

SEC source: 0001209191-20-020417 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,363.719

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:02 UTC GrantDividend Equivalent · Derivative 2.039 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020414 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.039

Underlying: Common Stock · 2.039 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:02 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.46 $174.35 $254.55
Disclosure

SEC source: 0001209191-20-020414 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471.05

Underlying: Common Stock · 1.46 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:02 UTC GrantCommon Stock 14.285 $176.29 $2,518.30
Disclosure

SEC source: 0001209191-20-020414 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,328.287

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:01 UTC GrantDividend Equivalent · Derivative 2.039 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020412 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.039

Underlying: Common Stock · 2.039 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:01 UTC GrantCommon Stock 10.576 $176.29 $1,864.44
Disclosure

SEC source: 0001209191-20-020412 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694.576

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:01 UTC GrantCommon Stock 22 $167.41 $3,683.02
Disclosure

SEC source: 0001209191-20-020411 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,126

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:00 UTC GrantDividend Equivalent · Derivative 2.039 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020408 · doc4.xml · derivative · entry 4

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.039

Underlying: Common Stock · 2.039 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 37.92 $174.35 $6,611.35
Disclosure

SEC source: 0001209191-20-020408 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,197.35

Underlying: Common Stock · 37.92 shares

Expires not disclosed

F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:00 UTC GrantCommon Stock 14.165 $176.29 $2,497.15
Disclosure

SEC source: 0001209191-20-020408 · doc4.xml · nonDerivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,521.283

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:00 UTC GrantCommon Stock 113 $167.41 $18,917.33
Disclosure

SEC source: 0001209191-20-020408 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,507.118

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 42,904 $0.00 Strike: $38.61 $0.00
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · derivative · entry 17

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,904 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F14 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 100 $244.25 $24,425.00
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 13

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,246

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 1,400 $243.61 $341,054.00
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 12

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,346

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F12 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $243.01 to $243.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,400 $241.79 $580,284.00
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,746

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F11 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $241.43 to $242.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 5,230 $240.93 $1,260,048.21
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 10

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,146

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F10 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $240.39 to $241.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 1,900 $239.99 $455,982.90
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,376

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $239.37 to $240.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 8,712 $238.60 $2,078,683.20
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,276

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $238.20 to $239.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 6,480 $237.67 $1,540,127.52
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,988

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $237.16 to $238.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,308 $236.68 $1,019,626.06
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,468

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $236.09 to $237.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,128 $235.40 $971,727.07
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,776

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $235.07 to $236.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 3,400 $234.57 $797,524.40
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,904

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $234.05 to $235.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,600 $233.27 $606,502.00
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,304

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $232.81 to $233.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,246 $232.22 $521,554.89
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,904

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $231.79 to $232.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:00 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 42,904 $38.61 $1,656,523.44
Disclosure

SEC source: 0001209191-20-017215 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 23:27 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 625 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-20-016736 · doc4.xml · derivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 23:27 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 625 $264.22 $165,140.00
Disclosure

SEC source: 0001209191-20-016736 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544.488

Read SEC document
March 04, 2020 Filed Mar 5, 2020 23:27 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 625 $80.81 $50,506.25
Disclosure

SEC source: 0001209191-20-016736 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:39 UTC
Kaye MarkSVP & Chief Financial Officer
Tax withholdingCommon Stock 393 $251.20 $98,721.60
Disclosure

SEC source: 0001209191-20-015238 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,490

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:11 UTC
West Michael LPresident, Moody's Investors
Tax withholdingCommon Stock 3,612 $251.20 $907,334.40
Disclosure

SEC source: 0001209191-20-015102 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,300 $0.00 Strike: $80.10 $0.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · derivative · entry 9

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $254.03 $254,028.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 8

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544.488

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,000 $80.10 $80,100.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 7

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,544.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $255.50 $255,500.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 6

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544.488

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,000 $80.10 $80,100.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 5

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,544.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,300 $252.86 $328,720.60
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 4

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544.488

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,300 $80.10 $104,130.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,844.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
Tax withholdingCommon Stock 4,412 $251.20 $1,108,294.40
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544.488

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:08 UTC
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 64 $251.20 $16,076.80
Disclosure

SEC source: 0001209191-20-015089 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623.32

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Tax withholdingCommon Stock 38,080 $251.20 $9,565,696.00
Disclosure

SEC source: 0001209191-20-015083 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,246

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.