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NYSE · USD

MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Fauber RobertDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 23,239 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012253 · doc4.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,239

Underlying: Common Stock · 23,239 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 7,449 $295.33 $2,199,913.17
Disclosure

SEC source: 0001209191-23-012253 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,539

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 4,753 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012252 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 4,753 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 1,524 $295.33 $450,082.92
Disclosure

SEC source: 0001209191-23-012252 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,853.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 4,965 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012251 · doc4.xml · derivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

Underlying: Common Stock · 4,965 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 1,591 $295.33 $469,870.03
Disclosure

SEC source: 0001209191-23-012251 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,615.49

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Kaye MarkEVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,757 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012249 · doc4.xml · derivative · entry 2

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

Underlying: Common Stock · 5,757 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC
Kaye MarkEVP & Chief Financial Officer
GrantCommon Stock 1,845 $295.33 $544,883.85
Disclosure

SEC source: 0001209191-23-012249 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:01 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007759 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614.738

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:01 UTC GrantCommon Stock 843 $314.22 $264,887.46
Disclosure

SEC source: 0001209191-23-007757 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,117.794

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:01 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007756 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,277.593

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:01 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007755 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,466

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007754 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124.724

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC
Minaya JoseDirector
GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007753 · doc4.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC
Serafin ZigDirector
GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007751 · doc4.xml · nonDerivative · entry 1

Serafin Zig · CIK 0001758334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007750 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838.845

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007748 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC
Hill KathrynDirector
GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007749 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585.832

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 38,454 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · derivative · entry 20

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,454

Underlying: Common Stock · 38,454 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 2,848 $335.46 $955,399.19
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 10

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,274.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F10 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 8,522 $334.66 $2,851,983.60
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,122.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 4,368 $333.99 $1,458,856.09
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,644.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 1,100 $332.76 $366,035.45
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,012.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 2,300 $331.64 $762,763.49
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,112.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 1,845 $330.58 $609,924.53
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 11,804 $329.81 $3,893,024.12
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,257.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 4,450 $328.61 $1,462,325.63
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,061.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC SaleCommon Stock 1,217 $327.26 $398,274.57
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,511.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC Exercise / conversionCommon Stock 38,454 $98.01 $3,768,876.54
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,728.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 17,009 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · derivative · entry 13

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009

Underlying: Common Stock · 17,009 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC SaleCommon Stock 600 $326.08 $195,650.52
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,274.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.01 to $326.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC SaleCommon Stock 16,409 $325.27 $5,337,370.20
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,874.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.00 to $325.880. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC Exercise / conversionCommon Stock 17,009 $98.01 $1,667,052.09
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,283.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:03 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 103.989 $276.47 $28,749.84
Disclosure

SEC source: 0001209191-23-000830 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206.238

Underlying: Common Stock · 103.989 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC GrantDividend Equivalent · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061402 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC GrantCommon Stock 8.192 $300.07 $2,458.17
Disclosure

SEC source: 0001209191-22-061402 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503.724

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC GrantCommon Stock 7 $300.20 $2,101.40
Disclosure

SEC source: 0001209191-22-061402 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495.532

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC GrantCommon Stock 17 $300.20 $5,103.40
Disclosure

SEC source: 0001209191-22-061405 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC
Hill KathrynDirector
GrantDividend Equivalent · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061404 · doc4.xml · derivative · entry 2

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:01 UTC
Hill KathrynDirector
GrantCommon Stock 1.538 $300.07 $461.51
Disclosure

SEC source: 0001209191-22-061404 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,964.832

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC
Minaya JoseDirector
GrantCommon Stock · Derivative 1.703 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061401 · doc4.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.703

Underlying: Common Stock · 1.703 shares

Expires not disclosed

F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.235 $297.62 $69.94
Disclosure

SEC source: 0001209191-22-061401 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102.089

Underlying: Common Stock · 0.235 shares

Expires not disclosed

F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantCommon Stock · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061403 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantCommon Stock 19 $300.20 $5,703.80
Disclosure

SEC source: 0001209191-22-061403 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,554

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantDividend Equivalent · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061400 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.1 $297.62 $327.38
Disclosure

SEC source: 0001209191-22-061400 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477.78

Underlying: Common Stock · 1.1 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantCommon Stock 8.282 $300.07 $2,485.18
Disclosure

SEC source: 0001209191-22-061400 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656.593

F1 · shares: RSU deferred dividend reinvestment accrual.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantDividend Equivalent · Derivative 1.91 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061399 · doc4.xml · derivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7.65

Underlying: Common Stock · 1.91 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantCommon Stock 2.094 $300.07 $628.35
Disclosure

SEC source: 0001209191-22-061399 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,274.794

F1 · shares: RSU deferred dividend reinvestment accrual.

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December 14, 2022 Filed Dec 15, 2022 21:00 UTC GrantDividend Equivalent · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061398 · doc4.xml · derivative · entry 2

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.