Tapewire

NYSE · USD

MCO

MOODYS CORP /DE/

Export transactions ↓
Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2024 Filed Feb 22, 2024 22:55 UTC GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000032 · wk-form4_1708642536.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,092

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:58 UTC GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000034 · wk-form4_1708642648.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,822.159

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:51 UTC
Hill KathrynDirector
GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000029 · wk-form4_1708642271.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,164.048

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 19:34 UTC GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000049 · wk-form4_1708716846.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,416.686

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 14:25 UTC
Minaya JoseDirector
GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000046 · wk-form4_1708698330.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,920.408

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:45 UTC
Fauber RobertDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 21,239 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000027 · wk-form4_1708638327.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,239

Underlying: Common Stock · 21,239 shares

Expires 2034-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:45 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 6,285 $372.16 $2,339,025.60
Disclosure

SEC source: 0001059556-24-000027 · wk-form4_1708638327.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,384

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 13,640 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · derivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,640

Underlying: Common Stock · 13,640 shares

Expires 2034-02-20

F3 · derivative.exercise_date: MIS Growth Accelerator Award; 50% to vest after 2 years and 50% to vest after 4 years.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 5,853 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Annual equity grant. One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 1,881 $372.16 $700,032.96
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,191.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:43 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 27,279 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000025 · wk-form4_1708638214.xml · derivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,279

Underlying: Common Stock · 27,279 shares

Expires 2034-02-20

F3 · derivative.exercise_date: MA Growth Accelerator Award; 50% to vest after 2 years and 50% to vest after 4 years.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:43 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 5,853 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000025 · wk-form4_1708638214.xml · derivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Annual equity grant. One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:43 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 1,881 $372.16 $700,032.96
Disclosure

SEC source: 0001059556-24-000025 · wk-form4_1708638214.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,715.49

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:43 UTC
Steele Richard GSVP - General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 2,007 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000024 · wk-form4_1708638160.xml · derivative · entry 3

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,007

Underlying: Common Stock · 2,007 shares

Expires 2034-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:43 UTC
Steele Richard GSVP - General Counsel
GrantCommon Stock 645 $372.16 $240,043.20
Disclosure

SEC source: 0001059556-24-000024 · wk-form4_1708638160.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:42 UTC
Sullivan CarolineSVP, Corp Contr & Interim CFO
GrantEmployee Stock Option (right to buy) · Derivative 1,003 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000023 · wk-form4_1708638120.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 1,003 shares

Expires 2034-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:42 UTC
Sullivan CarolineSVP, Corp Contr & Interim CFO
GrantCommon Stock 322 $372.16 $119,835.52
Disclosure

SEC source: 0001059556-24-000023 · wk-form4_1708638120.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,348.67

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 791 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 791 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 791 $376.50 $297,811.50
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 791 $80.81 $63,920.71
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $376.50 $284,634.00
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:26 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $376.50 $376,500.00
Disclosure

SEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,099

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:19 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 79.951 $375.23 $30,000.01
Disclosure

SEC source: 0001059556-24-000004 · wk-form4_1704403154.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555.944

Underlying: Common Stock · 79.951 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $390.63 $308,597.70
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $390.63 $295,316.28
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:22 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $390.63 $390,630.00
Disclosure

SEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,099

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:23 UTC
Hill KathrynDirector
GrantCommon Stock 2.515 $389.88 $980.55
Disclosure

SEC source: 0001059556-23-000139 · wk-form4_1702934611.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,603.048

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:25 UTC GrantDividend Equivalent · Derivative 1.235 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5.691

Underlying: Common Stock · 1.235 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:25 UTC GrantCommon Stock 8.201 $389.88 $3,197.41
Disclosure

SEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,196.142

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:25 UTC GrantCommon Stock 6 $391.62 $2,349.72
Disclosure

SEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,187.941

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:22 UTC GrantCommon Stock 1.201 $389.88 $468.25
Disclosure

SEC source: 0001059556-23-000137 · wk-form4_1702934552.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,261.159

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:22 UTC GrantCommon Stock 16 $391.62 $6,265.92
Disclosure

SEC source: 0001059556-23-000137 · wk-form4_1702934552.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,259.958

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:21 UTC GrantDividend Equivalent · Derivative 1.235 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000135 · wk-form4_1702934460.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5.691

Underlying: Common Stock · 1.235 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:21 UTC GrantCommon Stock 5.936 $389.88 $2,314.33
Disclosure

SEC source: 0001059556-23-000135 · wk-form4_1702934460.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,647.717

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:19 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 1.235 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5.691

Underlying: Common Stock · 1.235 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:19 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.26 $389.06 $490.22
Disclosure

SEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475.612

Underlying: Common Stock · 1.26 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:19 UTC
Minaya JoseDirector
GrantCommon Stock 8.408 $389.88 $3,278.11
Disclosure

SEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,359.408

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:18 UTC GrantCommon Stock 2.434 $389.88 $948.97
Disclosure

SEC source: 0001059556-23-000131 · wk-form4_1702934293.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855.686

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $391.62 $309,379.80
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $391.62 $296,064.72
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.