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MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2024 Filed Oct 29, 2024 20:02 UTC
Sullivan CarolineSVP, Corp Controller
SaleCommon Stock 1,014 $462.42 $468,893.88
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415.107

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC
Sullivan CarolineSVP, Corp Controller
Exercise / conversionCommon Stock 1,014 $280.42 $284,345.88
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:34 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 63.64 $471.40 $29,999.90
Disclosure

SEC source: 0001059556-24-000169 · wk-form4_1727901259.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 768.272

Underlying: Common Stock · 63.64 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:04 UTC
Steele Richard GSVP - General Counsel
Tax withholdingCommon Stock 26.354 $472.96 $12,464.39
Disclosure

SEC source: 0001059556-24-000173 · wk-form4_1727985844.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

F2 · balance_after: In addition to the reported transactions, "Amount of Securities Beneficially Owned" reflects the transfer of 25.646 shares from direct ownership to the trust.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:02 UTC
Sullivan CarolineSVP, Corp Contr & Interim CFO
Tax withholdingCommon Stock 14.896 $472.96 $7,045.21
Disclosure

SEC source: 0001059556-24-000171 · wk-form4_1727985736.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,424.834

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 21:09 UTC GrantCommon Stock 2.194 $480.40 $1,054.00
Disclosure

SEC source: 0001059556-24-000167 · wk-form4_1726002562.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,424.226

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:19 UTC GrantDividend Equivalent · Derivative 0.997 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000161 · wk-form4_1725999561.xml · derivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.426

Underlying: Common Stock · 0.997 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:19 UTC GrantCommon Stock 13 $484.55 $6,299.15
Disclosure

SEC source: 0001059556-24-000161 · wk-form4_1725999561.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,136

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:17 UTC GrantDividend Equivalent · Derivative 0.997 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.426

Underlying: Common Stock · 0.997 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:17 UTC GrantCommon Stock 8.508 $480.40 $4,087.24
Disclosure

SEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,812.07

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:17 UTC GrantCommon Stock 6 $484.55 $2,907.30
Disclosure

SEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,803.563

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:16 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 0.997 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.426

Underlying: Common Stock · 0.997 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:16 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.237 $475.44 $588.12
Disclosure

SEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704.473

Underlying: Common Stock · 1.237 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:16 UTC
Minaya JoseDirector
GrantCommon Stock 2.426 $480.40 $1,165.45
Disclosure

SEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934.435

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:11 UTC GrantDividend Equivalent · Derivative 1.4 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000151 · wk-form4_1725999088.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4.812

Underlying: Common Stock · 1.4 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:11 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.846 $475.44 $402.22
Disclosure

SEC source: 0001059556-24-000151 · wk-form4_1725999088.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481.581

Underlying: Common Stock · 0.846 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:11 UTC GrantCommon Stock 8.985 $480.40 $4,316.39
Disclosure

SEC source: 0001059556-24-000151 · wk-form4_1725999088.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,375.426

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:12 UTC
Hill KathrynDirector
GrantCommon Stock 2.267 $480.40 $1,089.07
Disclosure

SEC source: 0001059556-24-000153 · wk-form4_1725999171.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,171.84

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:10 UTC GrantDividend Equivalent · Derivative 0.997 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000149 · wk-form4_1725999005.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.426

Underlying: Common Stock · 0.997 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:10 UTC GrantCommon Stock 6.465 $480.40 $3,105.79
Disclosure

SEC source: 0001059556-24-000149 · wk-form4_1725999005.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236.626

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:08 UTC GrantCommon Stock 1.082 $480.40 $519.79
Disclosure

SEC source: 0001059556-24-000147 · wk-form4_1725998906.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,875.878

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:08 UTC GrantCommon Stock 15 $484.55 $7,268.25
Disclosure

SEC source: 0001059556-24-000147 · wk-form4_1725998906.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,874.796

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 20:44 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 500 $464.06 $232,030.00
Disclosure

SEC source: 0001059556-24-000145 · wk-form4_1723495463.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,646.693

Read SEC document
August 09, 2024 Filed Feb 12, 2025 21:27 UTC SaleCommon Stock 8 $435.95 $3,487.60
Disclosure

SEC source: 0001059556-25-000014 · wk-form5_1739395616.xml · nonDerivative · entry 4

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirect

Disclosed balance after: 0

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:49 UTC
Fauber RobertDirector · President and CEO
GiftCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000143 · wk-form4_1723236583.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,354.364

F1 · kind: Contribution to charitable entity.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 974 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · derivative · entry 7

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 974 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 888 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · derivative · entry 6

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 974 $455.38 $443,535.25
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · nonDerivative · entry 4

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionCommon Stock 974 $173.58 $169,066.92
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · nonDerivative · entry 3

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 888 $455.48 $404,466.24
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · nonDerivative · entry 2

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:47 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionCommon Stock 888 $167.50 $148,740.00
Disclosure

SEC source: 0001059556-24-000141 · wk-form4_1723236429.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 20:07 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $452.62 $452,620.00
Disclosure

SEC source: 0001059556-24-000138 · wk-form4_1723061256.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,146.693

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:07 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 568.797 $444.26 $252,693.76
Disclosure

SEC source: 0001059556-24-000138 · wk-form4_1723061256.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,146.693

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $444.10 - $444.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,146.567 $457.99 $525,116.22
Disclosure

SEC source: 0001059556-24-000136 · wk-form4_1722628818.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,715.49

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $457.72 - $458.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 21:20 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,506 $113.34 Strike: $113.34 $170,690.04
Disclosure

SEC source: 0001059556-24-000134 · wk-form4_1722374450.xml · derivative · entry 4

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,506 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 21:20 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 1,506 $450.13 $677,895.78
Disclosure

SEC source: 0001059556-24-000134 · wk-form4_1722374450.xml · nonDerivative · entry 2

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040

Read SEC document
July 29, 2024 Filed Jul 30, 2024 21:20 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionCommon Stock 1,506 $113.34 $170,690.04
Disclosure

SEC source: 0001059556-24-000134 · wk-form4_1722374450.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,004 $276.84 Strike: $276.84 $831,627.36
Disclosure

SEC source: 0001059556-24-000132 · wk-form4_1722371858.xml · derivative · entry 5

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 3,004 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,974 $280.42 Strike: $280.42 $833,969.08
Disclosure

SEC source: 0001059556-24-000132 · wk-form4_1722371858.xml · derivative · entry 4

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,974 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 5,978 $450.25 $2,691,581.35
Disclosure

SEC source: 0001059556-24-000132 · wk-form4_1722371858.xml · nonDerivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,862.057

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $450.21 - $450.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 3,004 $276.84 $831,627.36
Disclosure

SEC source: 0001059556-24-000132 · wk-form4_1722371858.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,840.057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 2,974 $280.42 $833,969.08
Disclosure

SEC source: 0001059556-24-000132 · wk-form4_1722371858.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,836.057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2024 Filed Jul 30, 2024 20:35 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,100 $449.98 $494,978.00
Disclosure

SEC source: 0001059556-24-000130 · wk-form4_1722371694.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,207.404

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July 08, 2024 Filed Feb 12, 2025 21:27 UTC SaleCommon Stock 7 $432.50 $3,027.50
Disclosure

SEC source: 0001059556-25-000014 · wk-form5_1739395616.xml · nonDerivative · entry 3

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,227.955

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July 03, 2024 Filed Feb 12, 2025 21:27 UTC GiftCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000014 · wk-form5_1739395616.xml · nonDerivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,227.955

F1 · kind: Transfer of shares from the reporting person to her spouse.

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July 02, 2024 Filed Feb 12, 2025 21:27 UTC GiftCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000014 · wk-form5_1739395616.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,227.955

F1 · kind: Transfer of shares from the reporting person to her spouse.

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July 01, 2024 Filed Jul 2, 2024 20:20 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 71.176 $421.49 $29,999.97
Disclosure

SEC source: 0001059556-24-000117 · wk-form4_1719951624.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704.711

Underlying: Common Stock · 71.176 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 07, 2024 Filed Jun 11, 2024 21:00 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 1.182 $0.00 $0.00
Disclosure

SEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.429

Underlying: Common Stock · 1.182 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 07, 2024 Filed Jun 11, 2024 21:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.31 $403.70 $528.85
Disclosure

SEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634.082

Underlying: Common Stock · 1.31 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 07, 2024 Filed Jun 11, 2024 21:00 UTC
Minaya JoseDirector
GrantCommon Stock 2.875 $404.47 $1,162.85
Disclosure

SEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932.009

F1 · shares: RSU deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.