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Mechanics Bancorp

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0001518715
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
Exercise / conversionCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 3

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002

Disclosed balance after: 30,941.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 6

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

Underlying: Common Stock · 377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · balance_after: The reporting person's remaining RSUs also include 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionCommon Stock 377 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 2

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:36 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 7

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

Underlying: Common Stock · 903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · balance_after: The reporting person's remaining RSUs includes 890 RSUs granted on May 29, 2014, which vest on May 29, 2017, 903 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:36 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:33 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 294 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · derivative · entry 7

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

Underlying: Common Stock · 294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 882 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 882 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · balance_after: The reporting person's remaining RSUs includes 289 RSUs granted on May 29, 2014, which vest on May 29, 2017, 294 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 1,228 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:33 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:32 UTC
GREENWALD SUSAN CSVP - Single Fam Op Director
Exercise / conversionRestricted Stock Units · Derivative 471 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 7

GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,898

Underlying: Common Stock · 471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · balance_after: The reporting person's remaining RSUs also include 464 RSUs granted on May 29, 2014, which vest on May 29, 2017, 471 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 910 RSUs granted on January 28 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:32 UTC
GREENWALD SUSAN CSVP - Single Fam Op Director
Exercise / conversionCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 2

GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,381.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:31 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 7

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Underlying: Common Stock · 377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · balance_after: The reporting person's remaining RSUs includes 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 1,340 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:31 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionCommon Stock 377 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 2

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,764.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:16 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,464

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · balance_after: The reporting person's remaining RSUs includes 2,780 RSUs granted on May 29, 2014, which vest on May 29, 2017, 2,821 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 6,818 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:16 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:38 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:38 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 17:41 UTC
Endresen WilliamEVP, Comm'l RE (Interim)
Exercise / conversionRestricted Stock Units · Derivative 876 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 5

Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Underlying: Common Stock · 876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · balance_after: The reporting person's remaining RSU's also include 2,044 RSUs granted on February 27, 2015, which vest incrementally in equal amounts on February 27, 2017 and February 27, 2018 and 1,752 RSU's granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018, January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 17:41 UTC
Endresen WilliamEVP, Comm'l RE (Interim)
Exercise / conversionCommon Stock 876 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,610

Underlying: Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
Exercise / conversionRestricted Stock Units · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 7

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F10 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
SaleCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 2

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002

Disclosed balance after: 30,602.4

F3 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017.

F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
Exercise / conversionCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 1

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002

Disclosed balance after: 30,700.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:37 UTC
Bartels MelbaSenior EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 4

Bartels Melba · CIK 0001650128 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,618

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F6 · derivative.exercise_date: On January 28, 2016 the reporting person was granted 4,029 RSUs, and on April 28, 2016 the reporting person was granted 624 RSUs, all of which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F6 · derivative.expiration_date: On January 28, 2016 the reporting person was granted 4,029 RSUs, and on April 28, 2016 the reporting person was granted 624 RSUs, all of which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · balance_after: The reporting person's remaining RSUs also include 2,686 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively, and 416 RSUs granted on April 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:37 UTC
Bartels MelbaSenior EVP & CFO
Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · nonDerivative · entry 1

Bartels Melba · CIK 0001650128 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of 1,343 Restricted Stock Units ("RSUs") granted on January 28, 2016 and 208 RSUs granted on April 28, 2016.

F1 · price: Common stock acquired upon vesting of 1,343 Restricted Stock Units ("RSUs") granted on January 28, 2016 and 208 RSUs granted on April 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 5

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 1

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:36 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,167

Underlying: Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:36 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:34 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
Exercise / conversionRestricted Stock Units · Derivative 977 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000042 · wf-form4_148581565063015.xml · derivative · entry 4

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Underlying: Common Stock · 977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · balance_after: The reporting person's remaining RSU's also include 1,954 RSU's granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:34 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000042 · wf-form4_148581565063015.xml · nonDerivative · entry 1

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:33 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · derivative · entry 6

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Underlying: Common Stock · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,842 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,842 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:33 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 614 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:32 UTC
GREENWALD SUSAN CSVP - Single Fam Op Director
Exercise / conversionRestricted Stock Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 6

GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:32 UTC
GREENWALD SUSAN CSVP - Single Fam Op Director
Exercise / conversionCommon Stock 455 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 1

GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:31 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionRestricted Stock Units · Derivative 670 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 6

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,094

Underlying: Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:31 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionCommon Stock 670 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,387.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:16 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 3,409 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · derivative · entry 5

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

Underlying: Common Stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:16 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:38 UTC
EVANS GODFREY BEVP - General Counsel
GrantPerformance Share Units · Derivative 3,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,940

Underlying: Common Stock · 3,384 shares

Expires not disclosed

F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:38 UTC
EVANS GODFREY BEVP - General Counsel
GrantRestricted Stock Units · Derivative 2,256 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,865

Underlying: Common Stock · 2,256 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F4 · price: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 17:41 UTC
Endresen WilliamEVP, Comm'l RE (Interim)
GrantPerformance Share Units · Derivative 3,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,885

Underlying: Common Stock · 3,344 shares

Expires not disclosed

F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 17:41 UTC
Endresen WilliamEVP, Comm'l RE (Interim)
GrantRestricted Stock Units · Derivative 2,229 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,901

Underlying: Common Stock · 2,229 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F4 · price: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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January 26, 2017 Filed Jan 30, 2017 22:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
GrantPerformance Share Units · Derivative 3,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,111

Underlying: Common Stock · 3,195 shares

Expires not disclosed

F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

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January 26, 2017 Filed Jan 30, 2017 22:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
GrantRestricted Stock Units · Derivative 2,130 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 2,130 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F4 · price: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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January 26, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
GrantPerformance Share Units · Derivative 1,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 6

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,594

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F8 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F8 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F9 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F9 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F8 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

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January 26, 2017 Filed Jan 30, 2017 22:39 UTC
BENNION RICHARD W HEVP - Res. Lending Director
GrantRestricted Stock Units · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 5

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Common Stock · 690 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F7 · price: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F7 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:37 UTC
Bartels MelbaSenior EVP & CFO
GrantPerformance Share Units · Derivative 5,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 3

Bartels Melba · CIK 0001650128 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 5,274 shares

Expires not disclosed

F4 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F4 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F5 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F5 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F4 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:37 UTC
Bartels MelbaSenior EVP & CFO
GrantRestricted Stock Units · Derivative 3,516 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 2

Bartels Melba · CIK 0001650128 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 3,516 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F3 · price: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F3 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
GrantPerformance Share Units · Derivative 1,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 4

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Underlying: Common Stock · 1,116 shares

Expires not disclosed

F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:36 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
GrantRestricted Stock Units · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 3

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Common Stock · 744 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F4 · price: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.