Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,941.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 6 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · balance_after: The reporting person's remaining RSUs also include 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 7 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs includes 890 RSUs granted on May 29, 2014, which vest on May 29, 2017, 903 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionCommon Stock | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 2 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:33 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionRestricted Stock Units · Derivative | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · derivative · entry 7 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,398 Underlying: Common Stock · 294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 882 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 882 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs includes 289 RSUs granted on May 29, 2014, which vest on May 29, 2017, 294 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 1,228 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:33 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · nonDerivative · entry 2 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:32 UTC |
GREENWALD SUSAN CSVP - Single Fam Op Director
|
Exercise / conversionRestricted Stock Units · Derivative | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 7 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,898 Underlying: Common Stock · 471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs also include 464 RSUs granted on May 29, 2014, which vest on May 29, 2017, 471 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 910 RSUs granted on January 28 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:32 UTC |
GREENWALD SUSAN CSVP - Single Fam Op Director
|
Exercise / conversionCommon Stock | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 2 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:31 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 7 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs includes 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 1,340 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:31 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,764.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:16 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · derivative · entry 6 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,464 Underlying: Common Stock · 2,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · balance_after: The reporting person's remaining RSUs includes 2,780 RSUs granted on May 29, 2014, which vest on May 29, 2017, 2,821 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 6,818 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:16 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 5 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,920 Underlying: Common Stock · 945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 17:41 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
Exercise / conversionRestricted Stock Units · Derivative | 876 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 5 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025 Underlying: Common Stock · 876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · balance_after: The reporting person's remaining RSU's also include 2,044 RSUs granted on February 27, 2015, which vest incrementally in equal amounts on February 27, 2017 and February 27, 2018 and 1,752 RSU's granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018, January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 17:41 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
Exercise / conversionCommon Stock | 876 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 5 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,610 Underlying: Common Stock · 1,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 7 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F10 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
SaleCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,602.4 F3 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,700.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:37 UTC |
Bartels MelbaSenior EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 4 Bartels Melba · CIK 0001650128 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,618 Underlying: Common Stock · 1,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F6 · derivative.exercise_date: On January 28, 2016 the reporting person was granted 4,029 RSUs, and on April 28, 2016 the reporting person was granted 624 RSUs, all of which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F6 · derivative.expiration_date: On January 28, 2016 the reporting person was granted 4,029 RSUs, and on April 28, 2016 the reporting person was granted 624 RSUs, all of which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · balance_after: The reporting person's remaining RSUs also include 2,686 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively, and 416 RSUs granted on April 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:37 UTC |
Bartels MelbaSenior EVP & CFO
|
Exercise / conversionCommon Stock | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · nonDerivative · entry 1 Bartels Melba · CIK 0001650128 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon vesting of 1,343 Restricted Stock Units ("RSUs") granted on January 28, 2016 and 208 RSUs granted on April 28, 2016. F1 · price: Common stock acquired upon vesting of 1,343 Restricted Stock Units ("RSUs") granted on January 28, 2016 and 208 RSUs granted on April 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 5 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,531 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 6 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 Underlying: Common Stock · 1,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionCommon Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:34 UTC |
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000042 · wf-form4_148581565063015.xml · derivative · entry 4 STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Common Stock · 977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · balance_after: The reporting person's remaining RSU's also include 1,954 RSU's granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:34 UTC |
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
|
Exercise / conversionCommon Stock | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000042 · wf-form4_148581565063015.xml · nonDerivative · entry 1 STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:33 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionRestricted Stock Units · Derivative | 614 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · derivative · entry 6 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692 Underlying: Common Stock · 614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,842 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,842 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:33 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionCommon Stock | 614 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000041 · wf-form4_148581559501031.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:32 UTC |
GREENWALD SUSAN CSVP - Single Fam Op Director
|
Exercise / conversionRestricted Stock Units · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 6 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,369 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:32 UTC |
GREENWALD SUSAN CSVP - Single Fam Op Director
|
Exercise / conversionCommon Stock | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 1 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:31 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 6 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:31 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,387.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:16 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · derivative · entry 5 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,285 Underlying: Common Stock · 3,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:16 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000036 · wf-form4_148581456958569.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantPerformance Share Units · Derivative | 3,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 4 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,940 Underlying: Common Stock · 3,384 shares Expires not disclosed F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,256 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantRestricted Stock Units · Derivative | 2,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 3 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,865 Underlying: Common Stock · 2,256 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F4 · price: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 17:41 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
GrantPerformance Share Units · Derivative | 3,344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 4 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885 Underlying: Common Stock · 3,344 shares Expires not disclosed F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,229 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 17:41 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
GrantRestricted Stock Units · Derivative | 2,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000049 · wf-form4_148581610147060.xml · derivative · entry 3 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,901 Underlying: Common Stock · 2,229 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F4 · price: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
GrantPerformance Share Units · Derivative | 3,195 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 4 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,111 Underlying: Common Stock · 3,195 shares Expires not disclosed F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,130 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 2,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 3 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,614 Underlying: Common Stock · 2,130 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F4 · price: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
GrantPerformance Share Units · Derivative | 1,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 6 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594 Underlying: Common Stock · 1,035 shares Expires not disclosed F8 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F8 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F9 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F9 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F8 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
GrantRestricted Stock Units · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 5 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,638 Underlying: Common Stock · 690 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · price: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:37 UTC |
Bartels MelbaSenior EVP & CFO
|
GrantPerformance Share Units · Derivative | 5,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 3 Bartels Melba · CIK 0001650128 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,254 Underlying: Common Stock · 5,274 shares Expires not disclosed F4 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F4 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F4 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 3,516 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:37 UTC |
Bartels MelbaSenior EVP & CFO
|
GrantRestricted Stock Units · Derivative | 3,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000045 · wf-form4_148581584791421.xml · derivative · entry 2 Bartels Melba · CIK 0001650128 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 3,516 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F3 · price: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 3,516 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
GrantPerformance Share Units · Derivative | 1,116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 4 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,973 Underlying: Common Stock · 1,116 shares Expires not disclosed F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:36 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
GrantRestricted Stock Units · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Underlying: Common Stock · 744 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F4 · price: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.