Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2018 Filed Jan 31, 2018 02:28 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000036 · wf-form4_151736568637954.xml · derivative · entry 2 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,197 Underlying: Common Stock · 557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:28 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000036 · wf-form4_151736568637954.xml · nonDerivative · entry 1 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 17:15 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionRestricted Stock Units · Derivative | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000051 · wf-form4_151743689486942.xml · derivative · entry 4 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,260 Underlying: Common Stock · 743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 17:15 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000051 · wf-form4_151743689486942.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:16 UTC |
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000052 · wf-form4_151743698284258.xml · derivative · entry 4 STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 Underlying: Common Stock · 977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:16 UTC |
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
|
Exercise / conversionCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000052 · wf-form4_151743698284258.xml · nonDerivative · entry 1 STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2016. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:13 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionRestricted Stock Units · Derivative | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · derivative · entry 5 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,803 Underlying: Common Stock · 543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:13 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,236.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:11 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · derivative · entry 6 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F9 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:11 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 21,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:10 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000048 · wf-form4_151743649140042.xml · derivative · entry 4 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,949 Underlying: Common Stock · 3,015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:10 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 3,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000048 · wf-form4_151743649140042.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:30 UTC |
KIRK GEORGEDirector
|
GrantCommon Stock | 710 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000010 · wf-form4_151545422514424.xml · nonDerivative · entry 1 KIRK GEORGE · CIK 0001529653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,905.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:29 UTC |
CHRISMAN TIMOTHYDirector
|
GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000009 · wf-form4_151545415327397.xml · nonDerivative · entry 1 CHRISMAN TIMOTHY · CIK 0001226241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,550 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:28 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000008 · wf-form4_151545408463275.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,517 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:26 UTC |
EDERER DAVID ADirector
|
GrantCommon Stock | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000006 · wf-form4_151545395518179.xml · nonDerivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,601.6 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:27 UTC |
Voss DonDirector
|
GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000007 · wf-form4_151545401714016.xml · nonDerivative · entry 1 Voss Don · CIK 0001538556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,035 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:22 UTC |
BOGGS SCOTT MDirector
|
GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000004 · wf-form4_151545373432835.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,971.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 6,400 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:24 UTC |
INDIEK VICTOR HDirector
|
GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000005 · wf-form4_151545388159297.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,139.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:20 UTC |
KING THOMAS EDirector
|
GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000003 · wf-form4_151545363462172.xml · nonDerivative · entry 1 KING THOMAS E · CIK 0001529652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:33 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000205 · wf-form4_150767840002011.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,790 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:34 UTC |
Voss DonDirector
|
GrantCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000206 · wf-form4_150767844852324.xml · nonDerivative · entry 1 Voss Don · CIK 0001538556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,732 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:32 UTC |
KIRK GEORGEDirector
|
GrantCommon Stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000204 · wf-form4_150767834604528.xml · nonDerivative · entry 1 KIRK GEORGE · CIK 0001529653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,195.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:31 UTC |
KING THOMAS EDirector
|
GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000203 · wf-form4_150767829067244.xml · nonDerivative · entry 1 KING THOMAS E · CIK 0001529652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:30 UTC |
INDIEK VICTOR HDirector
|
GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000202 · wf-form4_150767824011572.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:30 UTC |
EDERER DAVID ADirector
|
GrantCommon Stock | 794 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000201 · wf-form4_150767818890694.xml · nonDerivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,804.6 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:29 UTC |
CHRISMAN TIMOTHYDirector
|
GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000200 · wf-form4_150767813101585.xml · nonDerivative · entry 1 CHRISMAN TIMOTHY · CIK 0001226241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,247 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:28 UTC |
BOGGS SCOTT MDirector
|
GrantCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000199 · wf-form4_150767807358185.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,582.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 6,400 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:42 UTC |
Ruh Mark REVP & CFO
|
GrantRestricted Stock Units · Derivative | 4,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000193 · wf-form4_150524894140800.xml · derivative · entry 1 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,754 Underlying: Common Stock · 4,083 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · shares: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F2 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F2 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F2 · derivative.underlying_shares: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · balance_after: The total RSUs held by the reporting person also include 1,671 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:32 UTC |
INDIEK VICTOR HDirector
|
GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000171 · wf-form4_149946671276393.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:04 UTC |
Voss DonDirector
|
GrantCommon Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000170 · wf-form4_149946503616685.xml · nonDerivative · entry 1 Voss Don · CIK 0001538556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,416 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:03 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 608 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000169 · wf-form4_149946496992298.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,050 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:02 UTC |
KIRK GEORGEDirector
|
GrantCommon Stock | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000168 · wf-form4_149946491603442.xml · nonDerivative · entry 1 KIRK GEORGE · CIK 0001529653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,510.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:01 UTC |
KING THOMAS EDirector
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GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000167 · wf-form4_149946486115010.xml · nonDerivative · entry 1 KING THOMAS E · CIK 0001529652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:00 UTC |
EDERER DAVID ADirector
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GrantCommon Stock | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000166 · wf-form4_149946480730924.xml · nonDerivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,010.6 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 21:59 UTC |
CHRISMAN TIMOTHYDirector
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GrantCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000165 · wf-form4_149946473408601.xml · nonDerivative · entry 1 CHRISMAN TIMOTHY · CIK 0001226241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,932 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 21:58 UTC |
BOGGS SCOTT MDirector
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GrantCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000164 · wf-form4_149946468036436.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,176.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 6,400 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:30 UTC Amendment |
INDIEK VICTOR HDirector
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GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000172 · wf-form4a_149979783073062.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Indiek on July 7, 2017. It was previously reported that Mr. Indiek transferred 8,675.567 directly owned shares to the Indiek Family Trust U/A/D 5/04/1989, when in fact only 6,404 shares were transferred. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:26 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
SaleCommon Stock | 103 | $27.00 | $2,781.00 |
DisclosureSEC source: 0001518715-17-000148 · wf-form4_149635599405592.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on May 29, 2017. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:25 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
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SaleCommon Stock | 105 | $27.10 | $2,845.19 |
DisclosureSEC source: 0001518715-17-000147 · wf-form4_149635594213843.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,693.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on May 29, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.05 to $27.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:24 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
SaleCommon Stock | 230 | $27.08 | $6,227.25 |
DisclosureSEC source: 0001518715-17-000145 · wf-form4_149635582575687.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,602 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on May 29, 2017. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 18:24 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
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SaleCommon Stock | 1,000 | $27.38 | $27,375.00 |
DisclosureSEC source: 0001518715-17-000146 · wf-form4_149635588119384.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170 Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:56 UTC |
LEMON PAULETTEEVP - Retail Banking Director
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Exercise / conversionRestricted Stock Units · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000142 · wf-form4_149627854830698.xml · derivative · entry 3 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109 Underlying: Common Stock · 289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 867 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 867 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F5 · balance_after: The reporting person's remaining RSUs also include 294 RSUs granted on January 29, 2015, which vest on January 29, 2018; 1,228 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 1,587 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:56 UTC |
LEMON PAULETTEEVP - Retail Banking Director
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Exercise / conversionCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000142 · wf-form4_149627854830698.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,844.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 01:16 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · derivative · entry 4 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Underlying: Common Stock · 376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,128 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F7 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,128 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F8 · balance_after: The reporting person's remaining RSUs also include 339 RSUs granted on January 29, 2015, which vest on January 29, 2018; 596 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 690 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 01:16 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionCommon Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. F2 · balance_after: Since the reporting person's last report on Form 4 dated March 13, 2017, he has transferred 673 shares directly owned by him to the Bennion Revocable Living Trust dated 12/19/2002. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:53 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
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Exercise / conversionRestricted Stock Units · Derivative | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000140 · wf-form4_149627837638654.xml · derivative · entry 3 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,374 Underlying: Common Stock · 890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 2,670 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 2,670 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F5 · balance_after: The reporting person's remaining RSUs also include 903 RSUs granted on January 29, 2015, which vest on January 29, 2018; 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 2,463 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:53 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
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Exercise / conversionCommon Stock | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000140 · wf-form4_149627837638654.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:54 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000141 · wf-form4_149627848146927.xml · derivative · entry 3 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F5 · balance_after: The reporting person's remaining RSUs also include 377 RSUs granted on January 29, 2015, which vest on January 29, 2018; 1,340 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 1,629 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:54 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000141 · wf-form4_149627848146927.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.