MCHB

SEC source: 0001518715-20-000063 · wf-form4_158414158016365.xml · nonDerivative · entry 2

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mr. Ederer's Step-Child

Disclosed balance after: 600

F3 · balance_after: These shares are owned by reporting person's adult step-child, who does not share the reporting person's household; the reporting person's spouse shares the ability to control these shares, however both Mr. Ederer and his spouse disclaim any beneficial ownership of these shares except of any pecuniary interest they may have therein.

SEC source: 0001518715-20-000063 · wf-form4_158414158016365.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marsha Ederer, Mr. Ederer's spouse

Disclosed balance after: 7,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.50, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000064 · wf-form4_158414167332625.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

SEC source: 0001518715-20-000059 · wf-form4_158406471945146.xml · nonDerivative · entry 4

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mr. Ederer's Spouse's daughter

Disclosed balance after: 500

F2 · ownership.nature: These shares are owned by the reporting person's adult step-child, who does not share the reporting person's household; the reporting person's spouse shares the ability to control these shares, however both Mr. Ederer and his spouse disclaim any beneficial ownership of these shares except to the extent of any pecuniary interest they may have therein.

SEC source: 0001518715-20-000059 · wf-form4_158406471945146.xml · nonDerivative · entry 3

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marsha Ederer, Mr. Ederer's spouse

Disclosed balance after: 5,414

F1 · ownership.nature: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000062 · wf-form4_158414144151348.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,917.4

F1 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-20-000054 · wf-form4_158388098778917.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,837

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.78 to $23.62, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The shares reported on this Form 4 were purchased by the reporting person and his spouse jointly. Together, Mr. Smith and his wife, Ann Smith, jointly hold 68,800 shares of Mr. Smith's total reported holdings.

SEC source: 0001518715-20-000056 · wf-form4a_158395868619923.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,837

F1 · balance_after: On March 10, 2020 the reporting person reported that 68,800 shares were owned jointly with his spouse, Ann Smith, when in fact the shares owned jointly totaled 61,300 shares. This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Smith.

SEC source: 0001518715-20-000058 · wf-form4_158405786862334.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

SEC source: 0001518715-20-000059 · wf-form4_158406471945146.xml · nonDerivative · entry 2

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mr. Ederer's Spouse's daughter

Disclosed balance after: 476

F2 · ownership.nature: These shares are owned by the reporting person's adult step-child, who does not share the reporting person's household; the reporting person's spouse shares the ability to control these shares, however both Mr. Ederer and his spouse disclaim any beneficial ownership of these shares except to the extent of any pecuniary interest they may have therein.

SEC source: 0001518715-20-000059 · wf-form4_158406471945146.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marsha Ederer, Mr. Ederer's spouse

Disclosed balance after: 1,652

F1 · ownership.nature: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,814

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 9,921 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,090

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

SEC source: 0001518715-20-000053 · wf-form4_158387517173721.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F4 · balance_after: The reporting person's remaining RSUs includes 670 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,391 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000053 · wf-form4_158387517173721.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,278

SEC source: 0001518715-20-000053 · wf-form4_158387517173721.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,548

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

SEC source: 0001518715-20-000040 · wf-form4_158102939501564.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

SEC source: 0001518715-20-000028 · wf-form4_158050812449526.xml · derivative · entry 5

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 868 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,979 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000028 · wf-form4_158050812449526.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2018.

SEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · derivative · entry 3

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · nonDerivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,266

SEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000034 · wf-form4_158050848696436.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 425 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,515 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000034 · wf-form4_158050848696436.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

Underlying: Common Stock · 781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,583

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Underlying: Common Stock · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,345

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 9,921 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,810

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · derivative · entry 3

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 405 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,503 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · nonDerivative · entry 2

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,329.8

F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.

SEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000035 · wf-form4_158050854962086.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 670 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,391 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000035 · wf-form4_158050854962086.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,938

SEC source: 0001518715-20-000035 · wf-form4_158050854962086.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000031 · wf-form4_158050832448252.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,940 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000031 · wf-form4_158050832448252.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000036 · wf-form4_158050862992977.xml · derivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Underlying: Common Stock · 486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,458 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,458 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 486 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,749 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000036 · wf-form4_158050862992977.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

SEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · derivative · entry 3

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · nonDerivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,745

SEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.