Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed May 4, 2020 19:36 UTC |
EVANS GODFREY BEVP - General Counsel
|
SaleCommon Stock | 679 | $26.25 | $17,823.75 |
DisclosureSEC source: 0001518715-20-000099 · wf-form4_158862095275252.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,448 Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 18:48 UTC |
BOGGS SCOTT MDirector
|
GrantCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000081 · wf-form4_158638610187029.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 18:50 UTC |
Mitchell James RDirector
|
GrantCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000083 · wf-form4_158638623087826.xml · nonDerivative · entry 1 Mitchell James R · CIK 0001801817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 18:54 UTC |
Patterson Mark RobertDirector
|
GrantCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000086 · wf-form4_158638644258864.xml · nonDerivative · entry 1 Patterson Mark Robert · CIK 0001654917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,253 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 22:52 UTC |
KIRK GEORGEDirector
|
GrantCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000084 · wf-form4_158638631304605.xml · nonDerivative · entry 1 KIRK GEORGE · CIK 0001529653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,283.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 18:47 UTC |
EDERER DAVID ADirector
|
GrantRestricted Stock Units · Derivative | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000080 · wf-form4_158638603398030.xml · derivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503 Underlying: Restricted Stock Units · 967 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 23:44 UTC |
Pellegrino Nancy DDirector
|
GrantCommon Stock | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000089 · wf-form4_158638945379277.xml · nonDerivative · entry 1 Pellegrino Nancy D · CIK 0001792763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 22:56 UTC |
Voss DonDirector
|
GrantRestricted Stock Units · Derivative | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000088 · wf-form4_158638658638785.xml · derivative · entry 1 Voss Don · CIK 0001538556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655 Underlying: Common Stock · 597 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 22:55 UTC |
Cavanaugh Sandra ADirector
|
GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000087 · wf-form4_158638650958190.xml · nonDerivative · entry 1 Cavanaugh Sandra A · CIK 0001742382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,401 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 22:53 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 1,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000085 · wf-form4_158638637657800.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,852 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 22:49 UTC |
KING THOMAS EDirector
|
GrantCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000082 · wf-form4_158638616940064.xml · nonDerivative · entry 1 KING THOMAS E · CIK 0001529652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · derivative · entry 4 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,923 Underlying: Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,285 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
GrantRestricted Stock Units · Derivative | 3,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 Underlying: Common Stock · 3,285 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,285 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,285 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Tax withholdingCommon Stock | 212 | $21.39 | $4,534.68 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Exercise / conversionCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:26 UTC |
Harper TroyEVP & CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · derivative · entry 3 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,087 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 425 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,010 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 2,652 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:26 UTC |
Harper TroyEVP & CIO
|
GrantRestricted Stock Units · Derivative | 2,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · derivative · entry 2 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,592 Underlying: Common Stock · 2,652 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:26 UTC |
Harper TroyEVP & CIO
|
Exercise / conversionCommon Stock | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · nonDerivative · entry 1 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:29 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionRestricted Stock Units · Derivative | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000072 · wf-form4_158569735822636.xml · derivative · entry 5 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 Underlying: Common Stock · 993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 868 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,986 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 4,383 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:29 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
GrantRestricted Stock Units · Derivative | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000072 · wf-form4_158569735822636.xml · derivative · entry 4 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230 Underlying: Common Stock · 4,383 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:29 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Tax withholdingCommon Stock | 242 | $21.39 | $5,176.38 |
DisclosureSEC source: 0001518715-20-000072 · wf-form4_158569735822636.xml · nonDerivative · entry 2 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,720 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:29 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000072 · wf-form4_158569735822636.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · derivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,303 Underlying: Common Stock · 501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 405 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,002 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 1,896 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804 Underlying: Common Stock · 1,896 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 118 | $21.39 | $2,524.02 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912.8 F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,030.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:28 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · derivative · entry 5 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484 Underlying: Common Stock · 980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,960 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,708 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:28 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 3,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · derivative · entry 4 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,464 Underlying: Common Stock · 3,708 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:28 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionCommon Stock | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 20:22 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 911 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · derivative · entry 3 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 Underlying: Common Stock · 911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,822 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 20:22 UTC |
Ruh Mark REVP & CFO
|
Tax withholdingCommon Stock | 222 | $21.39 | $4,748.58 |
DisclosureSEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · nonDerivative · entry 2 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,272 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 20:22 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionCommon Stock | 911 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · nonDerivative · entry 1 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:30 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · derivative · entry 5 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,780 Underlying: Common Stock · 3,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, 6,614 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 12,273 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:30 UTC |
MASON MARK KDirector · CEO, President
|
GrantRestricted Stock Units · Derivative | 12,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · derivative · entry 4 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,087 Underlying: Common Stock · 12,273 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:30 UTC |
MASON MARK KDirector · CEO, President
|
Tax withholdingCommon Stock | 1,302 | $21.39 | $27,849.78 |
DisclosureSEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,095 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:30 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 3,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:35 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000076 · wf-form4_158569769214402.xml · derivative · entry 4 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,279 Underlying: Common Stock · 797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 670 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,594 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,015 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:35 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 3,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000076 · wf-form4_158569769214402.xml · derivative · entry 3 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,076 Underlying: Common Stock · 3,015 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:35 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Tax withholdingCommon Stock | 195 | $21.39 | $4,171.05 |
DisclosureSEC source: 0001518715-20-000076 · wf-form4_158569769214402.xml · nonDerivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,880 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:35 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000076 · wf-form4_158569769214402.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:34 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · derivative · entry 4 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,765 Underlying: Common Stock · 856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,712 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,333 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:34 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · derivative · entry 3 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,621 Underlying: Common Stock · 3,333 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:34 UTC |
EVANS GODFREY BEVP - General Counsel
|
Tax withholdingCommon Stock | 277 | $21.39 | $5,925.03 |
DisclosureSEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · nonDerivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,127 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:34 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:27 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionRestricted Stock Units · Derivative | 583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000070 · wf-form4_158569722996627.xml · derivative · entry 4 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,860 Underlying: Common Stock · 583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 486 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,166 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 2,208 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:27 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
GrantRestricted Stock Units · Derivative | 2,208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000070 · wf-form4_158569722996627.xml · derivative · entry 3 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,443 Underlying: Common Stock · 2,208 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:27 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000070 · wf-form4_158569722996627.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,052.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 23:18 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative | 1,200 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000065 · wf-form4_158457347980475.xml · derivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,548 Underlying: Common Stock · 1,200 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 10, 2012, the reported person was granted 7,748 stock options, which vested in three equal installments on February 10, 2013, 2014 and 2015. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 23:18 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 1,200 | $11.00 | $13,200.00 |
DisclosureSEC source: 0001518715-20-000065 · wf-form4_158457347980475.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,529.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 19:14 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
PurchaseCommon Stock | 700 | $22.40 | $15,680.00 |
DisclosureSEC source: 0001518715-20-000061 · wf-form4_158414123499410.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,969 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.