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Nasdaq · USD

MBIN

Merchants Bancorp

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4382
SEC CIK
0001629019
Parsed reports
502

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 2026013
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2022 Filed Feb 3, 2022 16:56 UTC
Koors Jerry F.Merchants Mortgage President
Tax withholdingCommon Stock 2,060 $30.40 $62,624.00
Disclosure

SEC source: 0001562180-22-001052 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 18,323 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,525 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

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February 01, 2022 Filed Feb 3, 2022 21:57 UTC
Langford Kevin TChief Administrative Officer
Tax withholdingCommon Stock 1,699 $30.40 $51,649.60
Disclosure

SEC source: 0001562180-22-001054 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,001

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,702 vesting 2/1/2023; 6,136 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

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February 01, 2022 Filed Feb 3, 2022 16:57 UTC
Macke John F.Chief Financial Officer
Tax withholdingCommon Stock 2,098 $30.40 $63,779.20
Disclosure

SEC source: 0001562180-22-001055 · primarydocument.xml · nonDerivative · entry 1

Macke John F. · CIK 0001588881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,320

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 18,323 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,525 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025

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February 01, 2022 Filed Feb 3, 2022 21:57 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
Tax withholdingCommon Stock 4,869 $30.40 $148,017.60
Disclosure

SEC source: 0001562180-22-001056 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095,802

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 72,820 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 29,824 vesting 2/1/2023; 29,822 vesting 2/1/2024; and 13,174 vesting 2/1/2025.

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February 01, 2022 Filed Feb 3, 2022 21:59 UTC
Dunlap Michael J.Director · President, COO
Tax withholdingCommon Stock 8,052 $30.40 $244,780.80
Disclosure

SEC source: 0001562180-22-001057 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,123

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 66,360 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 31,152 vesting 2/1/2023; 24,263 vesting 2/1/2024; and 10,945 vesting 2/1/2025.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:56 UTC
Kucer Susan DehnerIndianpolis Market President
Tax withholdingCommon Stock 2,004 $30.40 $60,921.60
Disclosure

SEC source: 0001562180-22-001053 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,255

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 18,199 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,401 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:51 UTC
Evans Scott A.Director · Lynn Market President
Tax withholdingCommon Stock 2,004 $30.40 $60,921.60
Disclosure

SEC source: 0001562180-22-001050 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,660

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 18,323 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,525 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

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February 01, 2022 Filed Feb 3, 2022 21:51 UTC
Dury Michael R.CEO of Merchants Capital
Tax withholdingCommon Stock 3,052 $30.40 $92,780.80
Disclosure

SEC source: 0001562180-22-001049 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,760

F1 · price: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 18,517 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,537 vesting 2/1/2023; 6,433 vesting 2/1/2024; and 3,547 vesting 2/1/2025.

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February 01, 2022 Filed Feb 3, 2022 21:48 UTC
Schroeter Martin APresident-Warehouse Lending
Tax withholdingCommon Stock 1,435 $30.40 $43,624.00
Disclosure

SEC source: 0001562180-22-001047 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin A · CIK 0001793725 · President-Warehouse Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,446

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: includes 16,757 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,959 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

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January 24, 2022 Filed Jan 26, 2022 16:15 UTC
Oznick Terry ASVP, General Counsel
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000677 · primarydocument.xml · nonDerivative · entry 1

Oznick Terry A · CIK 0001753104 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,805

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 21,539 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 4,864 vesting 2/1/2022; 7,701 vesting 2/1/2023; 6,136 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:16 UTC
Koors Jerry F.Merchants Mortgage President
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000683 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,193

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 25,474 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,149 vesting 2/1/2022; 8,525 vesting 2/1/2023; 6,962 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:15 UTC
Langford Kevin TChief Administrative Officer
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000680 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 22,810 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,135 vesting 2/1/2022; 7,701 vesting 2/1/2023; 6,136 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:15 UTC
Macke John F.Chief Financial Officer
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000679 · primarydocument.xml · nonDerivative · entry 1

Macke John F. · CIK 0001588881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,418

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 25,602 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,277 vesting 2/1/2022; 8,525 vesting 2/1/2023; 6,926 vesting 2/1/2024; and 2,838 vesting 2/1/2025

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:15 UTC
Schroeter Martin APresident-Warehouse Lending
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000681 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin A · CIK 0001793725 · President-Warehouse Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,881

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: all unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 4,122 vesting 2/1/2022; 6,959 vesting 2/1/2023; 6,962 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:16 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GrantCommon Stock 36,483 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000686 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,582

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 12,161 vesting 2/1/2023; 12,161 vesting 2/1/2024, and 12,161 vesting 2/1/2025.

F2 · balance_after: includes 86,428 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 28,808 vesting 2/1/2022; 28,810 vesting 2/1/2023; 28,810 vesting 2/1/2024; and 12,161 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:16 UTC
Dury Michael R.CEO of Merchants Capital
GrantCommon Stock 10,641 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000684 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,831

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 3,547 vesting 2/1/2023; 3,547 vesting 2/1/2024, and 3,547 vesting 2/1/2025.

F2 · balance_after: includes 25,467unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,949 vesting 2/1/2022; 8,538 vesting 2/1/2023; 6,433 vesting 2/1/2024; and 3,547 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:16 UTC
Kucer Susan DehnerIndianpolis Market President
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000685 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,259

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 25,161 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,960 vesting 2/1/2022; 8,401 vesting 2/1/2023; 6,962 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:16 UTC
Dunlap Michael J.Director · President, COO
GrantCommon Stock 32,834 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000682 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,177

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 10,944 vesting 2/1/2023; 10,945 vesting 2/1/2024, and 10,945 vesting 2/1/2025.

F2 · balance_after: includes 92,9624 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued:26,562 vesting 2/1/2022; 31,153 vesting 2/1/2023; 24,264 vesting 2/1/2024; and 10,945 vesting 2/1/2025.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:15 UTC
Evans Scott A.Director · Lynn Market President
GrantCommon Stock 8,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000678 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,664

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025.

F2 · balance_after: includes 25,284 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,959 vesting 2/1/2022; 8,525 vesting 2/1/2023; 6,962 vesting 2/1/2024; and 2,838 vesting 2/1/2025.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:13 UTC GrantCommon Stock 269 $46.47 $12,500.43
Disclosure

SEC source: 0001562180-21-007107 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:13 UTC GrantCommon Stock 269 $46.47 $12,500.43
Disclosure

SEC source: 0001562180-21-007105 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:13 UTC GrantCommon Stock 269 $46.47 $12,500.43
Disclosure

SEC source: 0001562180-21-007108 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,488

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:13 UTC GrantCommon Stock 269 $46.47 $12,500.43
Disclosure

SEC source: 0001562180-21-007106 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:13 UTC GrantCommon Stock 269 $46.47 $12,500.43
Disclosure

SEC source: 0001562180-21-007104 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:13 UTC
Dunlap Michael J.Director · President, COO
SaleSeries A Preferred Stock 1,200 $28.00 $33,600.00
Disclosure

SEC source: 0001562180-21-007103 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.01 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:47 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 10,304 $48.00 $494,592.00
Disclosure

SEC source: 0001562180-21-006884 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 73,463

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:34 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 15,000 $47.13 $706,950.00
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 83,767

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.40 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:34 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 9,743 $45.99 $448,080.57
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 98,767

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.50 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:34 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 7,790 $45.72 $356,158.80
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 106,557

Read SEC document
August 19, 2021 Filed Sep 1, 2021 20:10 UTC GrantCommon Stock 355 $35.27 $12,520.85
Disclosure

SEC source: 0001562180-21-005690 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 19, 2021 Filed Sep 1, 2021 20:09 UTC GrantCommon Stock 355 $35.27 $12,520.85
Disclosure

SEC source: 0001562180-21-005687 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 19, 2021 Filed Sep 1, 2021 20:10 UTC GrantCommon Stock 355 $35.27 $12,520.85
Disclosure

SEC source: 0001562180-21-005691 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,094

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 19, 2021 Filed Sep 1, 2021 20:10 UTC GrantCommon Stock 355 $35.27 $12,520.85
Disclosure

SEC source: 0001562180-21-005689 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,219

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 19, 2021 Filed Sep 1, 2021 20:09 UTC GrantCommon Stock 355 $35.27 $12,520.85
Disclosure

SEC source: 0001562180-21-005688 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 01:42 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 5,014 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004495 · primarydocument.xml · nonDerivative · entry 5

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Petrie Grandchildren Trust

Disclosed balance after: 418,286

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June 24, 2021 Filed Jun 25, 2021 01:42 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 5,014 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004495 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374,099

F2 · balance_after: See footnote (1).

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June 22, 2021 Filed Jun 25, 2021 01:42 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 302,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004495 · primarydocument.xml · nonDerivative · entry 4

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of the Julia L. Petrie Irrevocable Trust - 2010

Disclosed balance after: 1,720,411

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June 22, 2021 Filed Jun 25, 2021 01:42 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 39,236 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004495 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379,113

F1 · balance_after: Includes 33,296 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 11,098 vesting 2/1/2022; 11,099 vesting 2/1/2023; and 11,099 vesting 2/1/2024.

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May 20, 2021 Filed May 24, 2021 20:07 UTC GrantCommon Stock 292 $42.95 $12,541.40
Disclosure

SEC source: 0001104659-21-071159 · tm2117361-4_4seq1.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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May 20, 2021 Filed May 24, 2021 20:06 UTC GrantCommon Stock 292 $42.95 $12,541.40
Disclosure

SEC source: 0001104659-21-071156 · tm2117361-2_4seq1.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,373

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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May 20, 2021 Filed May 24, 2021 20:07 UTC GrantCommon Stock 292 $42.95 $12,541.40
Disclosure

SEC source: 0001104659-21-071163 · tm2117361-5_4seq1.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,864

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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May 20, 2021 Filed May 24, 2021 20:06 UTC GrantCommon Stock 292 $42.95 $12,541.40
Disclosure

SEC source: 0001104659-21-071158 · tm2117361-3_4seq1.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,739

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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May 20, 2021 Filed May 24, 2021 20:05 UTC GrantCommon Stock 292 $42.95 $12,541.40
Disclosure

SEC source: 0001104659-21-071152 · tm2117361-1_4seq1.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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May 06, 2021 Filed May 10, 2021 20:24 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries C Depositary Shares 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 5

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Mary Holliday Rogers Trust

Disclosed balance after: 20,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries C Depositary Shares 26,000 $25.00 $650,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 26,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries C Depositary Shares 22,000 $25.00 $550,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Mary Holliday Rogers 2019 CRAT

Disclosed balance after: 22,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries C Depositary Shares 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GrantSeries C Depositary Shares 120,000 $25.00 $3,000,000.00
Disclosure

SEC source: 0001562180-21-003364 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:23 UTC
Dury Michael R.CEO of Merchants Capital
GrantSeries C Depositary Shares 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001562180-21-003363 · primarydocument.xml · nonDerivative · entry 2

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

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April 15, 2021 Filed May 10, 2021 20:29 UTC Disposition to issuer8 % Non-Cumulative, Perpetual Preferred Stock 750 $1,000.00 $750,000.00
Disclosure

SEC source: 0001104659-21-063892 · tm2115755-1_4seq1.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.