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Nasdaq · USD

MATW

MATTHEWS INTERNATIONAL CORP

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Tapewire entity
5295
SEC CIK
0000063296
Parsed reports
445

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202660
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 18, 2020 22:49 UTC
DUNN BRIAN JEVP, Strategy and Corp. Develo
GrantRestricted Share Units · Derivative 21,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000086 · wf-form4_160573973697629.xml · derivative · entry 2

DUNN BRIAN J · CIK 0001213120 · EVP, Strategy and Corp. Develo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Class A Common Stock · 21,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:49 UTC
DUNN BRIAN JEVP, Strategy and Corp. Develo
Tax withholdingClass A Common Stock 1,266 $26.03 $32,953.98
Disclosure

SEC source: 0000063296-20-000086 · wf-form4_160573973697629.xml · nonDerivative · entry 1

DUNN BRIAN J · CIK 0001213120 · EVP, Strategy and Corp. Develo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,827

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:48 UTC
Campbell Marcy LSVP, Human Resources
GrantRestricted Share Units · Derivative 12,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000083 · wf-form4_160573967935162.xml · derivative · entry 2

Campbell Marcy L · CIK 0001625610 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Class A Common Stock · 12,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:48 UTC
Campbell Marcy LSVP, Human Resources
Tax withholdingClass A Common Stock 748 $26.03 $19,470.44
Disclosure

SEC source: 0000063296-20-000083 · wf-form4_160573967935162.xml · nonDerivative · entry 1

Campbell Marcy L · CIK 0001625610 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,522

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC
Kohl Gary RaymondPresident SGK
GrantRestricted Share Units · Derivative 29,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000081 · wf-form4_160573964247293.xml · derivative · entry 2

Kohl Gary Raymond · CIK 0001738561 · President SGK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

Underlying: Class A Common Stock · 29,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC
Kohl Gary RaymondPresident SGK
Tax withholdingClass A Common Stock 566 $26.03 $14,732.98
Disclosure

SEC source: 0000063296-20-000081 · wf-form4_160573964247293.xml · nonDerivative · entry 1

Kohl Gary Raymond · CIK 0001738561 · President SGK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,952

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC
Babe Gregory S.Director · Chief Technology Officer
GrantRestricted Share Units · Derivative 21,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000082 · wf-form4_160573966010826.xml · derivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Class A Common Stock · 21,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC
Babe Gregory S.Director · Chief Technology Officer
Tax withholdingClass A Common Stock 1,599 $26.03 $41,621.97
Disclosure

SEC source: 0000063296-20-000082 · wf-form4_160573966010826.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,300

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 18:20 UTC GrantRestricted Share Units · Derivative 2,635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000069 · wf-form4_160347723231063.xml · derivative · entry 1

Etzkorn Lillian · CIK 0001693376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Underlying: Class A Common Stock · 2,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person represents a pro-rata allocation of restricted share units based on the value of restricted share units issued to Directors in March 2020.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 16:01 UTC
Brady Edward M JRHead, Global Business Services
PurchaseClass A Common Stock 2,000 $19.00 $38,000.00
Disclosure

SEC source: 0000063296-20-000053 · wf-form4_159223686734215.xml · nonDerivative · entry 1

Brady Edward M JR · CIK 0001738651 · Head, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:28 UTC GrantDeferred Stock Units under 2019 Director Fee Plan · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000038 · wf-form4_158438690700625.xml · derivative · entry 2

Whitaker Jerry R. · CIK 0001526497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Underlying: Class A Common Stock · 102 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F5 · shares: DSUs were issued by the Issuer to the Reporting Person pursuant to dividend equivalent rights in the following increments: 24 on 05/20/2019; 27 on 08/19/2019; 24 on 12/9/2019; 27 on 02/17/2020.

F4 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F4 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F5 · derivative.underlying_shares: DSUs were issued by the Issuer to the Reporting Person pursuant to dividend equivalent rights in the following increments: 24 on 05/20/2019; 27 on 08/19/2019; 24 on 12/9/2019; 27 on 02/17/2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:28 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000038 · wf-form4_158438690700625.xml · derivative · entry 1

Whitaker Jerry R. · CIK 0001526497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:28 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000037 · wf-form4_158438688554932.xml · derivative · entry 1

SCHAWK DAVID A · CIK 0001257422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:28 UTC
Brady Edward M JRHead, Global Business Services
PurchaseClass A Common Stock 2,000 $24.00 $48,000.00
Disclosure

SEC source: 0000063296-20-000036 · wf-form4_158438686482246.xml · nonDerivative · entry 1

Brady Edward M JR · CIK 0001738651 · Head, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,920

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:27 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000035 · wf-form4_158438684316750.xml · derivative · entry 1

OBRIEN MORGAN K · CIK 0001204265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:26 UTC GrantDeferred Stock Units under 2019 Director Fee Plan · Derivative 4,773 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000033 · wf-form4_158438679672999.xml · derivative · entry 2

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Class A Common Stock · 4,773 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F5 · shares: DSUs were issued by the Issuer to the Reporting Person and calculated based on the mean of the highest and lowest sale prices per share of the Issuer's Class A common stock on the date of issuance: 4,511 on 3/12/2020 at $22.17. DSUs were also issued to the Reporting Person pursuant to dividend equivalent rights in the following increments: 62 on 05/20/2019; 71 on 08/19/2019; 61 on 12/9/2019; 68 on 02/17/2020.

F4 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F4 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's 2019 Director Fee Plan. A copy of such deferral election is on file with the Issuer.

F5 · derivative.underlying_shares: DSUs were issued by the Issuer to the Reporting Person and calculated based on the mean of the highest and lowest sale prices per share of the Issuer's Class A common stock on the date of issuance: 4,511 on 3/12/2020 at $22.17. DSUs were also issued to the Reporting Person pursuant to dividend equivalent rights in the following increments: 62 on 05/20/2019; 71 on 08/19/2019; 61 on 12/9/2019; 68 on 02/17/2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:26 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000033 · wf-form4_158438679672999.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:27 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000034 · wf-form4_158438681889317.xml · derivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 19:26 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000032 · wf-form4_158438677574333.xml · derivative · entry 1

Quigley Don W Jr · CIK 0001654520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

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March 12, 2020 Filed Mar 16, 2020 19:26 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000031 · wf-form4_158438675479654.xml · derivative · entry 1

Dietze Katherine Elizabeth · CIK 0001082841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

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March 12, 2020 Filed Mar 16, 2020 19:25 UTC GrantRestricted Share Units · Derivative 5,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000030 · wf-form4_158438673211220.xml · derivative · entry 1

TURNER JOHN D · CIK 0001198408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 20:50 UTC PurchaseClass A Common Stock 2,500 $29.00 $72,500.00
Disclosure

SEC source: 0000063296-20-000020 · wf-form4_158318219865662.xml · nonDerivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,259

Read SEC document
February 28, 2020 Filed Mar 2, 2020 20:49 UTC PurchaseClass A Common Stock 1,000 $29.32 $29,320.00
Disclosure

SEC source: 0000063296-20-000019 · wf-form4_158318217750973.xml · nonDerivative · entry 1

SCHAWK DAVID A · CIK 0001257422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 201,517

F1 · ownership.nature: This report does not reflect shares held by an exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the Reporting Person holds no pecuniary interest in the shares owned by the charitable trust.

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February 12, 2020 Filed Feb 14, 2020 20:36 UTC GiftClass A Common Stock 6,004 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000014 · wf-form4_158171257928294.xml · nonDerivative · entry 2

SCHAWK DAVID A · CIK 0001257422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 200,517

F1 · ownership.nature: This report does not reflect shares held by an exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the Reporting Person holds no pecuniary interest in the shares owned by the charitable trust.

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February 12, 2020 Filed Feb 14, 2020 20:36 UTC GiftClass A Common Stock 6,004 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000014 · wf-form4_158171257928294.xml · nonDerivative · entry 1

SCHAWK DAVID A · CIK 0001257422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:08 UTC
Gackenbach Steven DGroup President, Memorializati
Disposition to issuerClass A Common Stock 925 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000134 · wf-form4_157469808037889.xml · nonDerivative · entry 1

Gackenbach Steven D · CIK 0001534081 · Group President, Memorializati

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,939

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:10 UTC
BARTOLACCI JOSEPH CDirector · President and CEO
Disposition to issuerClass A Common Stock 5,916 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000139 · wf-form4_157469819878323.xml · nonDerivative · entry 1

BARTOLACCI JOSEPH C · CIK 0001211955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,326

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November 21, 2019 Filed Nov 25, 2019 16:11 UTC
NICOLA STEVEN FCFO and Secretary
Disposition to issuerClass A Common Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000141 · wf-form4_157469825630262.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,680

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November 21, 2019 Filed Nov 25, 2019 16:10 UTC
Jensen Paul C.President, Marking and Fulfill
Disposition to issuerClass A Common Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000140 · wf-form4_157469822842707.xml · nonDerivative · entry 1

Jensen Paul C. · CIK 0001506722 · President, Marking and Fulfill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,042

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:09 UTC
DUNN BRIAN JEVP, Strategy and Corp. Develo
Disposition to issuerClass A Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000138 · wf-form4_157469817535478.xml · nonDerivative · entry 1

DUNN BRIAN J · CIK 0001213120 · EVP, Strategy and Corp. Develo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,093

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:08 UTC
Walters Brian DVP and General Counsel
Disposition to issuerClass A Common Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000135 · wf-form4_157469810376519.xml · nonDerivative · entry 1

Walters Brian D · CIK 0001456838 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,248

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:09 UTC
Marsh Robert MVP and Treasurer
Disposition to issuerClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000137 · wf-form4_157469815326694.xml · nonDerivative · entry 1

Marsh Robert M · CIK 0001667195 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,882

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:09 UTC
Brady Edward M JRChief Information Officer
Disposition to issuerClass A Common Stock 227 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000136 · wf-form4_157469812841453.xml · nonDerivative · entry 1

Brady Edward M JR · CIK 0001738651 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:07 UTC
Campbell Marcy LVP, Human Resources
Disposition to issuerClass A Common Stock 433 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000132 · wf-form4_157469803349638.xml · nonDerivative · entry 1

Campbell Marcy L · CIK 0001625610 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,270

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:07 UTC
Kohl Gary RaymondPresident SGK
Disposition to issuerClass A Common Stock 252 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000133 · wf-form4_157469805826718.xml · nonDerivative · entry 1

Kohl Gary Raymond · CIK 0001738561 · President SGK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,518

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:07 UTC
Babe Gregory S.Director · Chief Technology Officer
Disposition to issuerClass A Common Stock 725 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000131 · wf-form4_157469800840454.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,899

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:10 UTC
Brady Edward M JRChief Information Officer
Tax withholdingClass A Common Stock 389 $34.77 $13,525.53
Disclosure

SEC source: 0000063296-19-000110 · wf-form4_157428784228483.xml · nonDerivative · entry 1

Brady Edward M JR · CIK 0001738651 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:10 UTC
DUNN BRIAN JEVP, Strategy and Corp. Develo
Tax withholdingClass A Common Stock 302 $34.77 $10,500.54
Disclosure

SEC source: 0000063296-19-000108 · wf-form4_157428780147552.xml · nonDerivative · entry 1

DUNN BRIAN J · CIK 0001213120 · EVP, Strategy and Corp. Develo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,243

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:10 UTC
Jensen Paul C.President, Marking and Fulfill
Tax withholdingClass A Common Stock 552 $34.77 $19,193.04
Disclosure

SEC source: 0000063296-19-000109 · wf-form4_157428782169434.xml · nonDerivative · entry 1

Jensen Paul C. · CIK 0001506722 · President, Marking and Fulfill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,317

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:09 UTC
NICOLA STEVEN FCFO and Secretary
Tax withholdingClass A Common Stock 4,063 $34.77 $141,270.51
Disclosure

SEC source: 0000063296-19-000107 · wf-form4_157428778206615.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,230

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:09 UTC
Walters Brian DVP and General Counsel
Tax withholdingClass A Common Stock 1,960 $34.77 $68,149.20
Disclosure

SEC source: 0000063296-19-000105 · wf-form4_157428773937365.xml · nonDerivative · entry 1

Walters Brian D · CIK 0001456838 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,998

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:08 UTC
Campbell Marcy LVP, Human Resources
Tax withholdingClass A Common Stock 741 $34.77 $25,764.57
Disclosure

SEC source: 0000063296-19-000104 · wf-form4_157428771972407.xml · nonDerivative · entry 1

Campbell Marcy L · CIK 0001625610 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,703

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:09 UTC
Marsh Robert MVP and Treasurer
Tax withholdingClass A Common Stock 428 $34.77 $14,881.56
Disclosure

SEC source: 0000063296-19-000106 · wf-form4_157428775910025.xml · nonDerivative · entry 1

Marsh Robert M · CIK 0001667195 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,394

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:08 UTC
Gackenbach Steven DGroup President, Memorializati
Tax withholdingClass A Common Stock 1,581 $34.77 $54,971.37
Disclosure

SEC source: 0000063296-19-000102 · wf-form4_157428767964111.xml · nonDerivative · entry 1

Gackenbach Steven D · CIK 0001534081 · Group President, Memorializati

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,864

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:08 UTC
Kohl Gary RaymondPresident SGK
Tax withholdingClass A Common Stock 519 $34.77 $18,045.63
Disclosure

SEC source: 0000063296-19-000103 · wf-form4_157428770010977.xml · nonDerivative · entry 1

Kohl Gary Raymond · CIK 0001738561 · President SGK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,770

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:07 UTC
BARTOLACCI JOSEPH CDirector · President and CEO
Tax withholdingClass A Common Stock 15,500 $34.77 $538,935.00
Disclosure

SEC source: 0000063296-19-000101 · wf-form4_157428766026694.xml · nonDerivative · entry 1

BARTOLACCI JOSEPH C · CIK 0001211955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,242

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:07 UTC
Babe Gregory S.Director · Chief Technology Officer
Tax withholdingClass A Common Stock 1,252 $34.77 $43,532.04
Disclosure

SEC source: 0000063296-19-000100 · wf-form4_157428763986121.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 20:46 UTC Amendment
Marsh Robert MVP and Treasurer
Tax withholdingClass A Common Stock 0 $34.77 $0.00
Disclosure

SEC source: 0000063296-19-000115 · wf-form4a_157436916761352.xml · nonDerivative · entry 1

Marsh Robert M · CIK 0001667195 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 13, 2019 Filed Nov 20, 2019 22:19 UTC GrantRestricted Share Units · Derivative 902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000112 · wf-form4_157428838453239.xml · derivative · entry 1

SCHAWK DAVID A · CIK 0001257422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902

Underlying: Class A Common Stock · 902 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person represents a pro-rata allocation of restricted share units based on the number of restricted share units issued to Directors in March 2019.

F3 · derivative.exercise_date: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:12 UTC
Campbell Marcy LVP, Human Resources
GrantRestricted Share Units · Derivative 8,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000088 · wf-form4_157376953486892.xml · derivative · entry 1

Campbell Marcy L · CIK 0001625610 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.expiration_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.underlying_shares: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.