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Babe Gregory S.

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85885
SEC CIK
0001505992

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CompanyLast reported asReport datePublished
MATTHEWS INTERNATIONAL CORPMATW · Entity 5295Director · Chief Technology OfficerNovember 17, 2024November 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MATTHEWS INTERNATIONAL CORP

Report date November 17, 2024 · Filed November 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect85,775 Ending reported balance After 2024-11-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-17 · Exercise / conversion · Acquired 35,000 · Balance 101,098

F1: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Row 2 · 2024-11-17 · Tax withholding · Disposed 15,323 · Balance 85,775

F2: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct65,000 Reported balance After 2024-11-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-17 · Exercise / conversion · Disposed 35,000 · Balance 65,000

F1: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,000 Reported balance After 2024-11-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-18 · Grant · Acquired 10,000 · Balance 10,000

F3: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F4: The grant of time-based units vests on November 18, 2027. Upon vesting, the time-based units will be converted to an equal number of shares of the Company's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F2: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

F3: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F4: The grant of time-based units vests on November 18, 2027. Upon vesting, the time-based units will be converted to an equal number of shares of the Company's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000082 · wk-form4_1732136335.xml · derivative · entry 4

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F4 · derivative.exercise_date: The grant of time-based units vests on November 18, 2027. Upon vesting, the time-based units will be converted to an equal number of shares of the Company's common stock.

F4 · derivative.expiration_date: The grant of time-based units vests on November 18, 2027. Upon vesting, the time-based units will be converted to an equal number of shares of the Company's common stock.

F4 · derivative.underlying_shares: The grant of time-based units vests on November 18, 2027. Upon vesting, the time-based units will be converted to an equal number of shares of the Company's common stock.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000082 · wk-form4_1732136335.xml · derivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.underlying_shares: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 15,323 $23.76 $364,074.48
Disclosure

SEC source: 0000063296-24-000082 · wk-form4_1732136335.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,775

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000082 · wk-form4_1732136335.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:35 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 21,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-23-000121 · wk-form4_1700512518.xml · derivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.expiration_date: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.underlying_shares: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:35 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 9,285 $38.07 $353,479.95
Disclosure

SEC source: 0000063296-23-000121 · wk-form4_1700512518.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,098

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:35 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 32,250 $0.00 $0.00
Disclosure

SEC source: 0000063296-23-000121 · wk-form4_1700512518.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:15 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 4,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000116 · wf-form4_166906532058204.xml · derivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.expiration_date: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.underlying_shares: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:15 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 2,094 $27.54 $57,668.76
Disclosure

SEC source: 0000063296-22-000116 · wf-form4_166906532058204.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,133

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:15 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 7,273 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000116 · wf-form4_166906532058204.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:17 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000084 · wf-form4_166863341329620.xml · nonDerivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,954

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:17 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 4,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000084 · wf-form4_166863341329620.xml · derivative · entry 4

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,450

Underlying: Class A Common Stock · 4,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:17 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,310 $27.60 $36,156.00
Disclosure

SEC source: 0000063296-22-000084 · wf-form4_166863341329620.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,804

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:17 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000084 · wf-form4_166863341329620.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:37 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 3,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000146 · wf-form4_163762426029424.xml · derivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.expiration_date: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.underlying_shares: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:37 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,040 $38.55 $40,092.00
Disclosure

SEC source: 0000063296-21-000146 · wf-form4_163762426029424.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,564

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:37 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 3,613 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000146 · wf-form4_163762426029424.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 20:08 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000119 · wf-form4_163735248362261.xml · derivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: In general, 35% of the grant vests on November 17, 2024; 65% of the grant vests at target based upon a division in the Company achieving certain metrics based on adjusted EBITDA through November 17, 2026. Vesting of time-based units and performance-based units are generally subject to continuing employment through November 17, 2024, and November 17, 2026, respectively. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 10% to 100% based upon the level of achievement of the adjusted EBITDA performance thresholds. Performance related units that do not achieve the adjusted EBITDA thresholds by the end of the performance period will be forfeited.

F2 · derivative.expiration_date: In general, 35% of the grant vests on November 17, 2024; 65% of the grant vests at target based upon a division in the Company achieving certain metrics based on adjusted EBITDA through November 17, 2026. Vesting of time-based units and performance-based units are generally subject to continuing employment through November 17, 2024, and November 17, 2026, respectively. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 10% to 100% based upon the level of achievement of the adjusted EBITDA performance thresholds. Performance related units that do not achieve the adjusted EBITDA thresholds by the end of the performance period will be forfeited.

F2 · derivative.underlying_shares: In general, 35% of the grant vests on November 17, 2024; 65% of the grant vests at target based upon a division in the Company achieving certain metrics based on adjusted EBITDA through November 17, 2026. Vesting of time-based units and performance-based units are generally subject to continuing employment through November 17, 2024, and November 17, 2026, respectively. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 10% to 100% based upon the level of achievement of the adjusted EBITDA performance thresholds. Performance related units that do not achieve the adjusted EBITDA thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000091 · wf-form4_163718484469863.xml · nonDerivative · entry 3

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,991

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 4,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000091 · wf-form4_163718484469863.xml · derivative · entry 4

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Class A Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,209 $39.03 $47,187.27
Disclosure

SEC source: 0000063296-21-000091 · wf-form4_163718484469863.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,441

F2 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000091 · wf-form4_163718484469863.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:40 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000117 · wf-form4_160590483504697.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,450

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 21,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000082 · wf-form4_160573966010826.xml · derivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Class A Common Stock · 21,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:47 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,599 $26.03 $41,621.97
Disclosure

SEC source: 0000063296-20-000082 · wf-form4_160573966010826.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,300

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:07 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 725 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000131 · wf-form4_157469800840454.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,899

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November 18, 2019 Filed Nov 20, 2019 22:07 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,252 $34.77 $43,532.04
Disclosure

SEC source: 0000063296-19-000100 · wf-form4_157428763986121.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

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November 12, 2019 Filed Nov 14, 2019 22:09 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 13,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000078 · wf-form4_157376932789168.xml · derivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Class A Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.expiration_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.underlying_shares: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

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November 15, 2018 Filed Nov 16, 2018 22:05 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 915 $40.55 $37,103.25
Disclosure

SEC source: 0000063296-18-000117 · wf-form4_154240590640980.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,876

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

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November 14, 2018 Filed Nov 16, 2018 22:05 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-18-000117 · wf-form4_154240590640980.xml · derivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

F3 · derivative.expiration_date: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

F3 · derivative.underlying_shares: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

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November 12, 2018 Filed Nov 14, 2018 19:16 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 1,053 $43.57 $45,879.21
Disclosure

SEC source: 0000063296-18-000086 · wf-form4_154222295530240.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,791

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

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January 22, 2018 Filed Jan 23, 2018 21:02 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 964 $53.24 $51,323.36
Disclosure

SEC source: 0000063296-18-000005 · wf-form4_151674130478089.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,844

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

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November 16, 2017 Filed Nov 17, 2017 21:29 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 653 $57.78 $37,730.34
Disclosure

SEC source: 0000063296-17-000094 · wf-form4_151095414414399.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,808

F2 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

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November 15, 2017 Filed Nov 17, 2017 21:29 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantClass A Common Stock 11,100 $0.00 $0.00
Disclosure

SEC source: 0000063296-17-000094 · wf-form4_151095414414399.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,461

F1 · kind: Award of restricted stock under the Company's 2012 Equity Incentive Plan, subject to the agreement entered into under the Plan. In General, 50% of the shares vest on November 15, 2020, subject to continuing employment at that time; 25% of the shares vest in increments of one-third upon the stock price of the Company reaching 105%, 115% and 125% of the price of the Company's common stock on the date of the award for ten consecutive trading days, respectively; and 25% of the shares vest in increments of one-third upon the adjusted earnings per share of the company reaching $3.89, $4.20 and $4.54; and in any event no earlier than one year from the date of the grant, subject to continuing employment at that time. Shares that do not achieve the stock price thresholds on or before November 15, 2022 will be forfeited. Shares that do not achieve the adjusted earnings per share thresholds on or before November 15, 2020 will be forfeited.

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December 02, 2016 Filed Dec 6, 2016 16:01 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 193 $73.23 $14,133.39
Disclosure

SEC source: 0000063296-16-000206 · primary_doc.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,361

F1 · kind: Sale of shares to the registrant to cover tax withholdings on the vesting of restricted shares.

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November 21, 2016 Filed Nov 22, 2016 16:52 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 193 $71.55 $13,809.15
Disclosure

SEC source: 0000063296-16-000188 · primary_doc.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,554

F1 · kind: Sale of shares to the registrant to cover tax withholdings on the vesting of restricted shares.

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November 17, 2016 Filed Nov 18, 2016 19:18 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 351 $67.40 $23,657.40
Disclosure

SEC source: 0000063296-16-000176 · primary_doc.xml · nonDerivative · entry 2

Babe Gregory S. · CIK 0001505992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,747

F2 · kind: Sales of shares to the registrant to cover tax withholdings on the vesting of restricted shares.

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November 16, 2016 Filed Nov 18, 2016 19:18 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantClass A Common Stock 8,700 $0.00 $0.00
Disclosure

SEC source: 0000063296-16-000176 · primary_doc.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,747

F1 · kind: Award of restricted stock under the Company's 2012 Equity Incentive Plan, subject to the agreement entered into under the Plan. In General, 50% of the shares vest on November 16, 2019, subject to continuing employment at that time; 25% of the shares vest in increments of one-third upon the stock price of the Company reaching 105%, 115% and 125% of the price of the Company's common stock on the date of the award for ten consecutive trading days, respectively; and 25% of the shares vest in increments of one-third upon the adjusted earnings per share of the company reaching $3.65, $3.94 and $4.26; and in any event no earlier than one year from the date of the grant, subject to continuing employment at that time. Shares that do not achieve the stock price thresholds on or before November 16, 2021 will be forfeited. Shares that do not achieve the adjusted earnings per share thresholds on or before November 16, 2019 will be forfeited.

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November 11, 2016 Filed Nov 15, 2016 19:40 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 193 $66.65 $12,863.45
Disclosure

SEC source: 0000063296-16-000161 · primary_doc.xml · nonDerivative · entry 1

Babe Gregory S. · CIK 0001505992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

F1 · kind: Sale of Shares to the registrant to cover tax withholdings on the vesting of restricted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.