DUNLAP TERRY L

SEC source: 0000063296-26-000047 · wk-form4_1773425093.xml · derivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,556

Underlying: Class A Common Stock · 5,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the Second Amended and Restated 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $25.23, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2028 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2028 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2028 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-26-000027 · wk-form4_1773169743.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 7, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 7, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-26-000027 · wk-form4_1773169743.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 7, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0001104659-25-060737 · tm2518312-4_4seq1.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person and (ii) restricted stock units of the Company held by the reporting person that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share in accordance with the terms of the Merger Agreement.

F1 · price: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".

F2 · price: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person and (ii) restricted stock units of the Company held by the reporting person that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share in accordance with the terms of the Merger Agreement.

SEC source: 0000950170-25-067176 · ownership.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,985

F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock.

SEC source: 0000063296-25-000046 · wk-form4_1741963573.xml · derivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,228

Underlying: Class A Common Stock · 6,228 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the Amended and Restated 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.48, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 13, 2027 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F3 · derivative.expiration_date: The award generally vests on March 13, 2027 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F3 · derivative.underlying_shares: The award generally vests on March 13, 2027 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-25-000027 · wk-form4_1741704655.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 9, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 9, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-25-000027 · wk-form4_1741704655.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 9, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000950170-24-052302 · ownership.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,056

F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock.

SEC source: 0000063296-24-000032 · wk-form4_1710190522.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 10, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 10, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-24-000032 · wk-form4_1710190522.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 10, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-24-000032 · wk-form4_1710190522.xml · derivative · entry 3

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,668

Underlying: Class A Common Stock · 4,668 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units made under the Amended and Restated 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F3 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $30.00, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F4 · derivative.exercise_date: The award generally vests on March 7, 2026 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.expiration_date: The award generally vests on March 7, 2026 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.underlying_shares: The award generally vests on March 7, 2026 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0001209191-23-025874 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,332

F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock.

SEC source: 0000063296-23-000036 · wf-form4_167874095285132.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 11, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 11, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-23-000036 · wf-form4_167874095285132.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 11, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-23-000036 · wf-form4_167874095285132.xml · derivative · entry 3

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

Underlying: Class A Common Stock · 3,777 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units made under the Amended and Restated 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F3 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $37.08, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F4 · derivative.exercise_date: The award generally vests on March 9, 2025 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.expiration_date: The award generally vests on March 9, 2025 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.underlying_shares: The award generally vests on March 9, 2025 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0001209191-22-025987 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,720

F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock.

SEC source: 0000063296-22-000028 · wf-form4_164726883893137.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 12, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 12, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-22-000028 · wf-form4_164726883893137.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 12, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-22-000028 · wf-form4_164726883893137.xml · derivative · entry 3

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263

Underlying: Class A Common Stock · 4,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F3 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $32.85, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F4 · derivative.exercise_date: The award generally vests on March 10, 2024 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.expiration_date: The award generally vests on March 10, 2024 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.underlying_shares: The award generally vests on March 10, 2024 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0001209191-22-017057 · doc4.xml · nonDerivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

F1 · kind: Shares acquired under the terms of the United States Steel Corporation Non-Employee Director Compensation Policy's Matching Program.

SEC source: 0001209191-22-017057 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

SEC source: 0001209191-22-015433 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the first anniversary of the grant date. RSUs are payable in stock.

SEC source: 0001209191-21-032575 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,124

SEC source: 0001209191-21-030600 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,016

F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on May 5, 2022, subject to the terms of the grant agreement.

SEC source: 0000063296-21-000033 · wf-form4_161584666213609.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 14, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On March 14, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-21-000033 · wf-form4_161584666213609.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 14, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

SEC source: 0000063296-21-000033 · wf-form4_161584666213609.xml · derivative · entry 3

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

Underlying: Class A Common Stock · 2,988 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's Class A common stock.

F3 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $41.84, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F4 · derivative.exercise_date: The award generally vests on March 11, 2023 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.expiration_date: The award generally vests on March 11, 2023 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

F4 · derivative.underlying_shares: The award generally vests on March 11, 2023 at which point the units will be converted to an equal number of shares of the Company's Class A common stock.

SEC source: 0001209191-21-000328 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director · Interim CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,431

SEC source: 0001209191-20-054494 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director · Interim CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,782

SEC source: 0001209191-20-051755 · doc4.xml · derivative · entry 3

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 8,928 shares

Expires 2025-08-01

F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001209191-20-051755 · doc4.xml · derivative · entry 2

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares

Expires 2020-09-18

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F1 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F1 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001209191-20-051755 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,928

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001209191-20-046560 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.1600 to $3.1699, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001209191-20-027872 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director · Interim CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,042

SEC source: 0001209191-20-028167 · doc4.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0000063296-20-000034 · wf-form4_158438681889317.xml · derivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Underlying: Class A Common Stock · 5,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $22.17, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 12, 2022 at which point the units will be converted to an equal number of shares of the Company's common stock.

SEC source: 0001598428-20-000026 · wf-form4_158335815711178.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director · Interim CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,604

F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on March 2, 2021, subject to the terms of the grant agreement.

SEC source: 0001598428-19-000105 · wf-form4_157065519035291.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director · Interim CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,985

F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on October 8, 2020, subject to the terms of the grant agreement.

SEC source: 0001598428-19-000058 · wf-form4_155734188707239.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,385

SEC source: 0000063296-19-000027 · wf-form4_155294365292577.xml · derivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291

Underlying: Class A Common Stock · 3,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units made under the 2019 Director Fee Plan subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: The number of restricted share units issued by the Issuer to the Reporting Person was calculated based on $37.99, which represents the mean of the highest and lowest sales prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.

F3 · derivative.exercise_date: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.expiration_date: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

F3 · derivative.underlying_shares: The award generally vests on March 14, 2021 at which point the units will be converted to an equal number of shares of the Company's common stock.

SEC source: 0001598428-18-000052 · wf-form4_152546788596984.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650

SEC source: 0000063296-18-000043 · wf-form4_152062542192873.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,729

F1 · kind: Award of restricted stock made under the Amended and Restated 2014 Director Fee Plan ("Plan") subject to the agreement entered into under the Plan. In general, the shares vest on the second anniversary of the award.

SEC source: 0001598428-17-000058 · wf-form4_149384376878923.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,495

SEC source: 0000063296-17-000019 · primary_doc.xml · nonDerivative · entry 1

DUNLAP TERRY L · CIK 0001399098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,428

F1 · kind: Award of restricted stock made under the Amended and Restated 2014 Director Fee Plan subject to the agreement entered into under the Plan. In general, the shares vest on the second anniversary of the award.