M

SEC source: 0000794367-21-000063 · primary_doc.xml · derivative · entry 3

Mitchell Adrian V · CIK 0001830542 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,841

Underlying: Common Stock · 5,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F4 · derivative.exercise_date: On November 23, 2020, the reporting person was granted 23,787 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On November 23, 2020, the reporting person was granted 23,787 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000063 · primary_doc.xml · nonDerivative · entry 1

Mitchell Adrian V · CIK 0001830542 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000061 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,382

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.6950 to $34.7101, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000061 · primary_doc.xml · derivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,511 shares

Expires 2021-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On November 19, 2018 the reporting person was granted 1,511 restricted stock units vesting 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: On November 19, 2018 the reporting person was granted 1,511 restricted stock units vesting 100% on the third anniversary of the grant date.

SEC source: 0000794367-21-000061 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000059 · primary_doc.xml · derivative · entry 1

Zhen Tracey · CIK 0001884514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 2,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000058 · primary_doc.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 2,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000055 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000054 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

SEC source: 0000794367-21-000052 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $21.7850 to $21.8450, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000052 · primary_doc.xml · derivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 4,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On September 4, 2020, the reporting person was granted 16,339 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On September 4, 2020, the reporting person was granted 16,339 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000052 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000049 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.955 to $19.00, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000048 · primary_doc.xml · nonDerivative · entry 3

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,638

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.02, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000047 · primary_doc.xml · nonDerivative · entry 2

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,731

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.005, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000046 · primary_doc.xml · nonDerivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,498

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.03, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000045 · primary_doc.xml · nonDerivative · entry 2

Garcia C Elisa D · CIK 0001402458 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.9050 to $19.01, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-21-000049 · primary_doc.xml · derivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,393

Underlying: Common Stock · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 4,524 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 4,524 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000049 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000048 · primary_doc.xml · derivative · entry 5

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,968

Underlying: Common Stock · 87,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 263,951 restricted stock units, vesting one-third on the first anniversary and two-thirds on the second anniversary of the date granted.

F5 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 263,951 restricted stock units, vesting one-third on the first anniversary and two-thirds on the second anniversary of the date granted.

SEC source: 0000794367-21-000048 · primary_doc.xml · derivative · entry 4

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,534

Underlying: Common Stock · 47,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F4 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000048 · primary_doc.xml · nonDerivative · entry 2

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000048 · primary_doc.xml · nonDerivative · entry 1

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000047 · primary_doc.xml · derivative · entry 4

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,534

Underlying: Common Stock · 47,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000047 · primary_doc.xml · nonDerivative · entry 1

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000046 · primary_doc.xml · derivative · entry 4

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,068

Underlying: Common Stock · 136,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 546,757 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 546,757 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000046 · primary_doc.xml · nonDerivative · entry 1

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000045 · primary_doc.xml · derivative · entry 3

Garcia C Elisa D · CIK 0001402458 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,022

Underlying: Common Stock · 31,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F4 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 126,696 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 126,696 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-21-000045 · primary_doc.xml · nonDerivative · entry 1

Garcia C Elisa D · CIK 0001402458 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

SEC source: 0000794367-21-000037 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000036 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

SEC source: 0000794367-21-000034 · primary_doc.xml · derivative · entry 1

WHITTINGTON MARNA C · CIK 0001227918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000033 · primary_doc.xml · derivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000032 · primary_doc.xml · derivative · entry 1

LEVINSON SARA · CIK 0001227925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000030 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000031 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000029 · primary_doc.xml · derivative · entry 1

Connelly Deirdre P · CIK 0001303417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000028 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000027 · primary_doc.xml · derivative · entry 1

Boone Torrence · CIK 0001702252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000026 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Common Stock · 8,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-21-000022 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Underlying: Common Stock · 1,661 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-one conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000021 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Underlying: Common Stock · 955 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-one conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000038 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 1,667 Phantom Stock Units.

F2 · derivative.exercise_price: 1-for-1 conversion.

F4 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F3 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000039 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Common Stock · 959 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2 · derivative.exercise_price: 1-for-1 conversion.

F4 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F3 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-21-000015 · primary_doc.xml · nonDerivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-21-000020 · primary_doc.xml · derivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

SEC source: 0000794367-21-000019 · primary_doc.xml · derivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,632

Underlying: Common Stock · 220,632 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

SEC source: 0000794367-21-000018 · primary_doc.xml · derivative · entry 1

Garcia C Elisa D · CIK 0001402458 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,518

Underlying: Common Stock · 36,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

SEC source: 0000794367-21-000017 · primary_doc.xml · derivative · entry 1

Mitchell Adrian V · CIK 0001830542 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,061

Underlying: Common Stock · 43,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

SEC source: 0000794367-21-000016 · primary_doc.xml · derivative · entry 1

Kirgan Danielle L. · CIK 0001629771 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,777

Underlying: Common Stock · 54,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.