Buchanan Ashley

SEC source: 0001127602-25-011116 · form4.xml · nonDerivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,766,151

F1 · price: Annual award pursuant to the Company's long-term incentive program. These time-vested restricted stock units vest in three equal annual installments on the first through third anniversaries of the grant date.

F2 · balance_after: Includes 1,766,151 unvested restricted stock units.

SEC source: 0001127602-25-001341 · form4.xml · nonDerivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326,053

F2 · price: Award of restricted stock units pursuant to the Company's Long-Term Compensation Plan. These restricted stock units vest in three equal installments (1/3 on each annual anniversary of the grant date), subject to the reporting person's continued employment with the Company on the vesting date. The Company granted these restricted stock units upon the effective date of Mr. Buchanan's appointment as Chief Executive Officer.

F3 · balance_after: Includes 1,326,053 unvested restricted stock units.

SEC source: 0001127602-25-001341 · form4.xml · nonDerivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,006

F1 · price: Award of restricted stock units pursuant to the Company's Long-Term Compensation Plan. These restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company on the vesting date. The Company granted these restricted stock units upon the effective date of Mr. Buchanan's appointment as Chief Executive Officer.

SEC source: 0000794367-24-000134 · wk-form4_1716236941.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209

Underlying: Common Stock · 8,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000043 · primary_doc.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-22-000038 · primary_doc.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,810

Underlying: Common Stock · 8,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0001320695-21-000171 · wf-form4_163917811709205.xml · derivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F1 · kind: Settlement of restricted stock units into shares of common stock.

F3 · derivative.exercise_date: The restricted stock units have a grant date of December 9, 2020. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units have a grant date of December 9, 2020. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

SEC source: 0001320695-21-000171 · wf-form4_163917811709205.xml · nonDerivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units into shares of common stock.

SEC source: 0000794367-21-000058 · primary_doc.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 2,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0001320695-21-000094 · wf-form4_162008299759247.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F2 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F2 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

SEC source: 0000899243-21-016307 · doc4.xml · derivative · entry 5

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280,014 shares

Expires not disclosed

F4 · derivative.exercise_price: The market stock units (the "Market Stock Units") granted to the Reporting Person on March 5, 2021 represented a contingent right to receive, upon vesting, a varying number of shares of the Issuer's common stock based on the achievement of certain pre-determined thresholds related to changes in the Issuer's common stock price, converting into between 0% and 150% of the target number of shares of the Issuer's common stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, the Market Stock Units that were then outstanding vested based on actual performance as of such time, and such vested Market Stock Units held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to (a) 282,842 shares subject to such vested Market Stock Units immediately prior to the Effective Time, multiplied by (b) the Merger Consideration.

F4 · price: The market stock units (the "Market Stock Units") granted to the Reporting Person on March 5, 2021 represented a contingent right to receive, upon vesting, a varying number of shares of the Issuer's common stock based on the achievement of certain pre-determined thresholds related to changes in the Issuer's common stock price, converting into between 0% and 150% of the target number of shares of the Issuer's common stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, the Market Stock Units that were then outstanding vested based on actual performance as of such time, and such vested Market Stock Units held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to (a) 282,842 shares subject to such vested Market Stock Units immediately prior to the Effective Time, multiplied by (b) the Merger Consideration.

F4 · derivative.exercise_date: The market stock units (the "Market Stock Units") granted to the Reporting Person on March 5, 2021 represented a contingent right to receive, upon vesting, a varying number of shares of the Issuer's common stock based on the achievement of certain pre-determined thresholds related to changes in the Issuer's common stock price, converting into between 0% and 150% of the target number of shares of the Issuer's common stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, the Market Stock Units that were then outstanding vested based on actual performance as of such time, and such vested Market Stock Units held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to (a) 282,842 shares subject to such vested Market Stock Units immediately prior to the Effective Time, multiplied by (b) the Merger Consideration.

F4 · derivative.expiration_date: The market stock units (the "Market Stock Units") granted to the Reporting Person on March 5, 2021 represented a contingent right to receive, upon vesting, a varying number of shares of the Issuer's common stock based on the achievement of certain pre-determined thresholds related to changes in the Issuer's common stock price, converting into between 0% and 150% of the target number of shares of the Issuer's common stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, the Market Stock Units that were then outstanding vested based on actual performance as of such time, and such vested Market Stock Units held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to (a) 282,842 shares subject to such vested Market Stock Units immediately prior to the Effective Time, multiplied by (b) the Merger Consideration.

SEC source: 0000899243-21-016307 · doc4.xml · derivative · entry 4

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,208 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

SEC source: 0000899243-21-016307 · doc4.xml · derivative · entry 3

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 397,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each award of restricted stock units with respect to shares of the Issuer's common stock subject to vesting based solely on continued employment or service to the Issuer or any of its subsidiaries (each, a "Restricted Stock Unit") that was then outstanding was cancelled and converted into the right to receive an amount in cash equal to (a) the number of shares subject to such Restricted Stock Unit immediately prior to the Effective Time multiplied by (b) the Merger Consideration.

SEC source: 0000899243-21-016307 · doc4.xml · derivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F2 · price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each option to purchase shares of the Issuer's common stock (each, a "Stock Option") that had an exercise price per share underlying such option that is less than the Merger Consideration (each, an "In-the-Money Stock Option"), whether or not exercisable or vested, was automatically cancelled, by virtue of the Merger, without any action on the part of the Reporting Person, and the Reporting Person was entitled to receive an amount in cash equal to (a) the amount by which the Merger Consideration exceeds the applicable exercise price per share underlying such In-the-Money Stock Option multiplied by (b) the number of shares subject to such In-the-Money Stock Option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each option to purchase shares of the Issuer's common stock (each, a "Stock Option") that had an exercise price per share underlying such option that is less than the Merger Consideration (each, an "In-the-Money Stock Option"), whether or not exercisable or vested, was automatically cancelled, by virtue of the Merger, without any action on the part of the Reporting Person, and the Reporting Person was entitled to receive an amount in cash equal to (a) the amount by which the Merger Consideration exceeds the applicable exercise price per share underlying such In-the-Money Stock Option multiplied by (b) the number of shares subject to such In-the-Money Stock Option.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each option to purchase shares of the Issuer's common stock (each, a "Stock Option") that had an exercise price per share underlying such option that is less than the Merger Consideration (each, an "In-the-Money Stock Option"), whether or not exercisable or vested, was automatically cancelled, by virtue of the Merger, without any action on the part of the Reporting Person, and the Reporting Person was entitled to receive an amount in cash equal to (a) the amount by which the Merger Consideration exceeds the applicable exercise price per share underlying such In-the-Money Stock Option multiplied by (b) the number of shares subject to such In-the-Money Stock Option.

SEC source: 0000899243-21-016307 · doc4.xml · nonDerivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Merger Agreement, these shares of the Issuer's common stock were tendered and disposed of at the Acceptance Time in exchange for the right to receive $22.00 per share of common stock, net to the seller, in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

SEC source: 0001179110-21-003181 · edgar.xml · derivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,014

Underlying: Common Stock · 280,014 shares

Expires not disclosed

F3 · derivative.exercise_price: The market stock units represent a contingent right to receive, upon vesting, a varying number of shares of common stock based on the achievement certain pre-determined thresholds related to changes in the registrant's common stock price on the Nasdaq Global Select Market over the three-year performance period. The market stock units vest on the third anniversary of the date of grant and, upon vesting, will convert into between 0% and 150% of the target number of shares of common stock listed in Column 7 of Table II. Upon a change of control, the performance period will conclude and the market stock units for which the performance condition has been satisfied will vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.exercise_date: The market stock units represent a contingent right to receive, upon vesting, a varying number of shares of common stock based on the achievement certain pre-determined thresholds related to changes in the registrant's common stock price on the Nasdaq Global Select Market over the three-year performance period. The market stock units vest on the third anniversary of the date of grant and, upon vesting, will convert into between 0% and 150% of the target number of shares of common stock listed in Column 7 of Table II. Upon a change of control, the performance period will conclude and the market stock units for which the performance condition has been satisfied will vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The market stock units represent a contingent right to receive, upon vesting, a varying number of shares of common stock based on the achievement certain pre-determined thresholds related to changes in the registrant's common stock price on the Nasdaq Global Select Market over the three-year performance period. The market stock units vest on the third anniversary of the date of grant and, upon vesting, will convert into between 0% and 150% of the target number of shares of common stock listed in Column 7 of Table II. Upon a change of control, the performance period will conclude and the market stock units for which the performance condition has been satisfied will vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001179110-21-003181 · edgar.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,208

Underlying: Common Stock · 93,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock without the payment of additional consideration.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 5, 2022, the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 5, 2022, the first anniversary of the grant date.

SEC source: 0001179110-21-000417 · edgar.xml · derivative · entry 3

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,500

Underlying: Common Stock · 397,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock without the payment of additional consideration.

F3 · derivative.exercise_date: On January 6, 2020, the reporting person was granted 795,000 restricted stock units, vesting in two equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 6, 2020, the reporting person was granted 795,000 restricted stock units, vesting in two equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001179110-21-000417 · edgar.xml · nonDerivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,841

F2 · kind: Withholding of common stock to satisfy reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001179110-21-000417 · edgar.xml · nonDerivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock without the payment of additional consideration.

SEC source: 0001320695-20-000185 · wf-form4_160763704293634.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Common Stock · 2,196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F2 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F2 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

SEC source: 0001179110-20-000422 · edgar.xml · derivative · entry 2

Buchanan Ashley · CIK 0001798910 · Director · President & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,000

Underlying: Common Stock · 795,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock without the payment of additional consideration.

F3 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning on January 6, 2021, the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning on January 6, 2021, the first anniversary of the grant date.

SEC source: 0001179110-20-000422 · edgar.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director · President & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-01-05

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on January 6, 2021, the first anniversary of the grant date.