Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Macy's, Inc.M · Entity 3820 | EVP, Chief Operations Officer | July 09, 2021 | July 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Macy's, Inc.
Report date July 09, 2021 · Filed July 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,731 |
Ending reported balance
After 2021-07-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-07-09 · Exercise / conversion · Acquired 47,511 · Balance 92,577 F1: One-for-one conversion. Row 2 · 2021-07-12 · Sale · Disposed 24,846 · Balance 67,731 F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. F3: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.005, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 142,534 |
Reported balance
After 2021-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-09 · Exercise / conversion · Disposed 47,511 · Balance 142,534 F1: One-for-one conversion. F5: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 26,009.53 |
Reported balance
Holding disclosure · report date 2021-07-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 26,009.53 F4: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of July 12, 2021 by $19.10, the stock price on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: One-for-one conversion.
F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
F3: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.005, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.
F4: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of July 12, 2021 by $19.10, the stock price on such date.
F5: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2021 Filed Jul 13, 2021 20:07 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 24,846 | $18.97 | $471,298.80 |
DisclosureSEC source: 0000794367-21-000047 · primary_doc.xml · nonDerivative · entry 2 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,731 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.005, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:07 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 47,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-21-000047 · primary_doc.xml · derivative · entry 4 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,534 Underlying: Common Stock · 47,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion. F5 · derivative.exercise_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:07 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 47,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-21-000047 · primary_doc.xml · nonDerivative · entry 1 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 18:58 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 5,255 | $16.25 | $85,383.24 |
DisclosureSEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 3 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,066 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.2750, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 13,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-21-000014 · primary_doc.xml · derivative · entry 6 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion. F6 · derivative.exercise_date: On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-21-000014 · primary_doc.xml · derivative · entry 5 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Underlying: Common Stock · 1,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion. F5 · derivative.exercise_date: On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 13,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 2 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 1,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 1 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:32 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 725 | $18.00 | $13,053.26 |
DisclosureSEC source: 0000794367-21-000010 · primary_doc.xml · nonDerivative · entry 2 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,702 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 21:32 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 2,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-21-000010 · primary_doc.xml · derivative · entry 4 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,161 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion. F1 · price: One-for-one conversion. F5 · derivative.exercise_date: On March 21, 2019 the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 21, 2019 the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 21:32 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 2,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-21-000010 · primary_doc.xml · nonDerivative · entry 1 Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:14 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 190,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-20-000093 · primary_doc.xml · derivative · entry 2 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,045 Underlying: Common Stock · 190,045 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted. F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 1,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 9 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675 Underlying: Common Stock · 1,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion F1 · price: One-for-one conversion F6 · derivative.exercise_date: On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 13,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 8 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion F1 · price: One-for-one conversion F5 · derivative.exercise_date: On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. F5 · derivative.expiration_date: On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionRestricted Stock Units · Derivative | 2,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 7 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,242 Underlying: Common Stock · 2,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one conversion F1 · price: One-for-one conversion F4 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 5,144 | $5.58 | $28,721.52 |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 5 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,346 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 13,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 4 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 1,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 3 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 979 | $4.89 | $4,788.39 |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 2 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,871 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:55 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 2,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 1 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one conversion Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:06 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 5,209 | $12.73 | $66,315.26 |
DisclosureSEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 3 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,770 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:06 UTC | Macy's, Inc. M · Entity 3820 | Tax withholdingCommon Stock | 963 | $13.23 | $12,740.49 |
DisclosureSEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 2 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,979 F2 · shares: Withholding by Macy's, Inc. of 963 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on February 28, 2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:06 UTC | Macy's, Inc. M · Entity 3820 | GrantCommon Stock | 15,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 1 Harper John T. · CIK 0001802657 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,942 F1 · shares: Settlement of performance restricted stock units granted in March 2017 following a 3-year (fiscal 2017-2019) performance period. Number includes 2,519 dividend shares accrued during the performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.