Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brookfield Oaktree Holdings, LLCOAK · Entity 8960 | Director | September 30, 2019 | October 02, 2019 |
| Macy's, Inc.M · Entity 3820 | Director | May 21, 2021 | May 24, 2021 |
| Ocugen, Inc.OCGN · Entity 5550 | Director | June 28, 2024 | July 02, 2024 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brookfield Oaktree Holdings, LLC
Report date September 30, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A UnitsSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-30 · Disposition to issuer · Disposed 15,707 · Balance 5,804 F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement. Row 2 · 2019-09-30 · Disposition to issuer · Disposed 5,804 · Balance 0 F2: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P., subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement.
F2: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P., subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger.
Macy's, Inc.
Report date May 21, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,516 |
Reported balance
After 2021-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-21 · Grant · Acquired 8,516 · Balance 8,516 F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.
F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.
Ocugen, Inc.
Report date June 28, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.55 · Expires 2034-06-28 | Direct | 66,929 |
Reported balance
After 2024-06-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-28 · Grant · Acquired 66,929 · Balance 66,929 F1: The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,798.9926 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 54,798.9926 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 34,322.3295 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 34,322.3295 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2026 Filed Jan 20, 2026 17:07 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,423 | $140.56 | $200,016.88 |
DisclosureSEC source: 0001227918-26-000002 · wk-form4_1768946876.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,798.9926 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3 · balance_after: Includes 34,322.3295 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 17:55 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,684 | $118.78 | $200,020.30 |
DisclosureSEC source: 0001534701-25-000021 · wk-form4_1737154511.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,673.0021 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2025. F3 · balance_after: Includes 35,324.0021 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 16:10 UTC | Ocugen, Inc. OCGN · Entity 5550 | GrantOption (Right to Buy) · Derivative | 66,929 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001062993-24-013298 · form4.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,929 Underlying: Common Stock · 66,929 shares Expires 2034-06-28 F1 · derivative.exercise_date: The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 20:08 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,524 | $131.31 | $200,116.44 |
DisclosureSEC source: 0001534701-24-000019 · wk-form4_1705626474.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,917.5449 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 16, 2024. F3 · balance_after: Includes RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 18:44 UTC | Phillips 66 PSX · Entity 2915 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000170 · wk-form4_1701992671.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,098.7394 F1 · balance_after: Includes 36,360.7394 restricted stock units, including units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 09, 2023 Filed Jun 9, 2023 17:25 UTC | Ocugen, Inc. OCGN · Entity 5550 | GrantOption (Right to Buy) · Derivative | 112,205 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001104659-23-070020 · tm2318370-2_4seq1.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,205 Underlying: Common Stock · 112,205 shares Expires 2033-06-09 F1 · derivative.exercise_date: The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 18:21 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,929 | $103.69 | $200,008.37 |
DisclosureSEC source: 0001534701-23-000017 · wf-form4_167417045840857.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,476.1941 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 17, 2023. F3 · balance_after: Includes 37,476.1941 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:57 UTC | Ocugen, Inc. OCGN · Entity 5550 | GrantOption (Right to Buy) · Derivative | 140,091 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001062993-22-014512 · form4.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,091 Underlying: Common Stock · 140,091 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option vests upon the earlier of (a) June 7, 2023 and (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:25 UTC | Ocugen, Inc. OCGN · Entity 5550 | GrantOption (Right to Buy) · Derivative | 106,383 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001062993-22-008446 · form4.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,383 Underlying: Common Stock · 106,383 shares Expires 2032-03-21 F1 · derivative.exercise_date: The option vests monthly in equal installments over three years commencing on April 21, 2022, subject to continued service with Ocugen, Inc. through the applicable vesting dates. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:53 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001534701-22-000085 · wf-form4_164703561766106.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,138.6031 F1 · shares: Pursuant to an Agreement and Plan of Merger dated October 26, 2021, each outstanding common unit of Phillips 66 Partners LP held by the reporting person was converted into the right to receive 0.500 shares of Phillips 66 common stock effective on March 9, 2022. F1 · price: Pursuant to an Agreement and Plan of Merger dated October 26, 2021, each outstanding common unit of Phillips 66 Partners LP held by the reporting person was converted into the right to receive 0.500 shares of Phillips 66 common stock effective on March 9, 2022. F2 · balance_after: Includes 34,138.6031 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. The restrictions on RSUs lapse after the retirement, death or disability of the non-employee director. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 16:51 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,284 | $87.57 | $200,009.88 |
DisclosureSEC source: 0001534701-22-000004 · wf-form4_164262908054549.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,638.6031 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units ("RSUs") that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 14, 2022. F3 · balance_after: Includes 34,138.6031 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 21, 2021 Filed May 24, 2021 19:36 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 8,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-21-000034 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,516 Underlying: Common Stock · 8,516 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 17:51 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,771 | $72.19 | $200,045.42 |
DisclosureSEC source: 0001534701-21-000027 · wf-form4_161118304925503.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,903.1322 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse three years after the date of the grant, pursuant to an election made by the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021. F3 · balance_after: Includes 30,403.1322 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 21:24 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 23,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-20-000108 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,379 Underlying: Common Stock · 23,379 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:55 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,907 | $104.92 | $200,072.91 |
DisclosureSEC source: 0001534701-20-000025 · wf-form4_157929813411689.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,702.8804 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2020. F3 · balance_after: Includes 26,202.8804 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerClass A Units | 5,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024721 · doc4.xml · nonDerivative · entry 2 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P., subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerClass A Units | 15,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024721 · doc4.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804 F1 · price: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:03 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 7,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-19-000057 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 Underlying: Common Stock · 7,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 21:39 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009284 · doc4.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,511 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2020. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:34 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,155 | $92.84 | $200,059.43 |
DisclosureSEC source: 0001534701-19-000018 · wf-form4_154776446961180.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,934.5598 F1 · shares: Annual grant to non-employee directors of restricted stock units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2019. F3 · balance_after: Includes 23,434.5598 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-1. Read SEC document |
| May 18, 2018 Filed May 21, 2018 19:29 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 4,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-18-000052 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,565 Underlying: Common Stock · 4,565 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| May 18, 2018 Filed Jan 22, 2019 20:52 UTC Amendment | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-19-000012 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564 Underlying: Common Stock · 4,564 shares Expires not disclosed F1 · security: This amended Form 4 is being filed to correct the number of Restricted Stock Units granted on May 18, 2018, which were previously reported incorrectly. As of May 18, 2018, the reporting person was granted 4,564 Restricted Stock Units. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:27 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008880 · doc4.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,123 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2019. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · derivative · entry 6 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 15, 2010, May 15, 2011, May 15, 2012, and May 15, 2013. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $25.32 | $0.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · derivative · entry 5 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 16, 2009, May 16, 2010, May 16, 2011, and May 16, 2012. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 10,000 | $30.30 | $303,000.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · nonDerivative · entry 4 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,834 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 10,000 | $11.32 | $113,200.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · nonDerivative · entry 3 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | SaleCommon Stock | 10,000 | $30.30 | $303,000.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · nonDerivative · entry 2 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,834 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:19 UTC | Macy's, Inc. M · Entity 3820 | Exercise / conversionCommon Stock | 10,000 | $25.32 | $253,200.00 |
DisclosureSEC source: 0000794367-18-000019 · primary_doc.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,923 | $104.03 | $200,049.69 |
DisclosureSEC source: 0001534701-18-000021 · wf-form4_151631537495214.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,657.3335 F1 · shares: Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on the date of the award. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 18:38 UTC | Macy's, Inc. M · Entity 3820 | PurchaseCommon Stock | 10,000 | $20.55 | $205,451.00 |
DisclosureSEC source: 0000794367-17-000104 · primary_doc.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,834 Read SEC document |
| May 19, 2017 Filed May 23, 2017 19:47 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 6,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-17-000072 · primary_doc.xml · derivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084 Underlying: Common Stock · 6,084 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 16:46 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009454 · doc4.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,822 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2018. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 13:37 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,392 | $83.61 | $200,001.10 |
DisclosureSEC source: 0001534701-17-000016 · wf-form4_148476461183039.xml · nonDerivative · entry 1 WHITTINGTON MARNA C · CIK 0001227918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134.4027 F1 · security: Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director. F1 · shares: Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 13, 2017. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.